Institutional Ownership Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD). We have compiled data on the 53 institutions that hold shares in the stock, with a total of 6.98 Million shares, which have been reported (via 13F filing form) to have a value of $70.7 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Captrust Financial Advisors
Raleigh, NC |
Nov 19, 2025 Q3 2025 |
50,231
shares
|
$508,337
0.0% of portfolio
|
Q3 2025
Reduced 1.82%
|
|
|
Yakira Capital Management, Inc.
Westport, CT |
Nov 13, 2025 Q3 2025 |
34,079
shares
|
$344,879
0.17% of portfolio
|
Q3 2025
New holding
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Nov 14, 2025 Q3 2025 |
29,268
shares
|
$296,192
0.0% of portfolio
|
Q3 2025
Added 40.27%
|
|
|
Ubs Group Ag
|
Nov 13, 2025 Q3 2025 |
26,874
shares
|
$271,964
0.0% of portfolio
|
Q3 2025
Added 8.54%
|
|
|
Rothschild Investment LLC
Chicago, IL |
Nov 07, 2025 Q3 2025 |
24,100
shares
|
$243,891
0.01% of portfolio
|
Q3 2025
Reduced 2.82%
|
|
|
Seven Mile Advisory
Ewing, NJ |
Nov 13, 2025 Q3 2025 |
22,139
shares
|
$224,046
0.04% of portfolio
|
Q3 2025
New holding
|
|
|
Melfa Wealth Management, LLC
Westborough, MA |
Oct 27, 2025 Q3 2025 |
19,497
shares
|
$197,309
0.11% of portfolio
|
Q1 2025
Reduced 7.82%
|
|
|
Flagship Harbor Advisors, LLC
|
Nov 05, 2025 Q3 2025 |
15,708
shares
|
$158,964
0.01% of portfolio
|
Q2 2024
Added 18.27%
|
|
|
Commonwealth Equity Services, LLC
|
Oct 22, 2025 Q3 2025 |
13,604
shares
|
$137,672
0.0% of portfolio
|
Q3 2025
Reduced 13.69%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2025 Q3 2025 |
13,520
shares
|
$136,822
0.0% of portfolio
|
Q3 2025
Reduced 18.71%
|
|
|
High Tower Advisors, LLC
Chicago, IL |
Nov 06, 2025 Q3 2025 |
13,382
shares
|
$135,425
0.0% of portfolio
|
Q3 2025
Added 0.53%
|
|
|
Capital Investment Advisors, LLC
|
Oct 23, 2025 Q3 2025 |
12,749
shares
|
$129,019
0.0% of portfolio
|
Q3 2025
Reduced 2.92%
|
|
|
Avantax Advisory Services, Inc.
|
Aug 08, 2025 Q2 2025 |
11,955
shares
|
$120,984
0.0% of portfolio
|
Q2 2025
Reduced 6.75%
|
|
|
Stifel Financial Corp
St. Louis, MO |
Nov 12, 2025 Q3 2025 |
11,176
shares
|
$113,101
0.0% of portfolio
|
Q3 2025
Added 0.17%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
Nov 14, 2025 Q3 2025 |
10,373
shares
|
$104,974
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Kovack Advisors, Inc.
|
Nov 07, 2025 Q3 2025 |
10,000
shares
|
$101,199
0.01% of portfolio
|
Q3 2024
New holding
|
|
|
Mai Capital Management
|
Nov 10, 2025 Q3 2025 |
5,000
shares
|
$50,599
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
Nov 07, 2025 Q3 2025 |
4,000
shares
|
$40,480
0.0% of portfolio
|
Q3 2025
Reduced 35.54%
|
|
|
Gps Wealth Strategies Group, LLC
|
Nov 03, 2025 Q3 2025 |
3,555
shares
|
$35,976
0.0% of portfolio
|
Q1 2023
New holding
|
|
|
Bogart Wealth, LLC
|
Oct 27, 2025 Q3 2025 |
2,700
shares
|
$27,323
0.0% of portfolio
|
Q1 2022
New holding
|
|
|
Tctc Holdings, LLC
Dallas, TX |
Nov 06, 2025 Q3 2025 |
2,250
shares
|
$22,770
0.0% of portfolio
|
Q4 2020
Reduced 72.73%
|
|
|
Core Cap Advisors, LLC
Southfield, MI |
Oct 22, 2025 Q3 2025 |
1,700
shares
|
$17,204
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Baystate Wealth Management LLC
|
Jan 29, 2024 Q4 2023 |
1,020
shares
|
$10,322
0.0% of portfolio
|
Q4 2023
New holding
|
|
|
Bartlett & Co. LLC
|
Jan 08, 2024 Q4 2023 |
750
shares
|
$7,589
0.0% of portfolio
|
Q3 2023
New holding
|
|
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
Oct 14, 2025 Q3 2025 |
700
shares
|
$7,083
0.0% of portfolio
|
Q3 2025
New holding
|
|