Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$356 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
OVID Ovid Therapeutics Inc. Healthcare	Q4 2018 Filed on Feb 14, 2019	78,034	$2.42 - $6.6 $189K - $515K
PCN Pimco Corporate & Income Strategy Fund Financial Services	Q4 2018 Filed on Feb 14, 2019	285,656	$13.83 - $18.8 $3.95M - $5.37M
Pinnacle Foods Inc	Q4 2018 Filed on Feb 14, 2019	112,001	N/A
Praxair Inc	Q4 2018 Filed on Feb 14, 2019	413,766	N/A
Ramco Gershenson Properties	Q4 2018 Filed on Feb 14, 2019	497,041	N/A
Resolute Energy Corp	Q4 2018 Filed on Feb 14, 2019	38,850	N/A
Rockwell Collins Inc	Q4 2018 Filed on Feb 14, 2019	58,023	N/A
SECO Secoo Holding LTD Consumer Cyclical	Q4 2018 Filed on Feb 14, 2019	208,605	$8.54 - $12.89 $1.78M - $2.69M
Select Income Reit	Q4 2018 Filed on Feb 14, 2019	21,658	N/A
Sonic Corp	Q4 2018 Filed on Feb 14, 2019	195,540	N/A
Spectra Energy Partners LP	Q4 2018 Filed on Feb 14, 2019	52,282	N/A
Spirit Realty Capital Inc	Q4 2018 Filed on Feb 14, 2019	120,316	N/A
Swk 5 3/8 05/15/20	Q4 2018 Filed on Feb 14, 2019	99,229	N/A
Supervalu Inc	Q4 2018 Filed on Feb 14, 2019	220,892	N/A
Tesaro Inc	Q4 2018 Filed on Feb 14, 2019	6,100,000	N/A
Thomson Reuters Corp	Q4 2018 Filed on Feb 14, 2019	36,107	N/A
E Tracs Bloomberg Commodity	Q4 2018 Filed on Feb 14, 2019	64,035	N/A
Vaneck Vectors High Yield Mu	Q4 2018 Filed on Feb 14, 2019	873,483	N/A
Vaneck Vectors J.P. Morgan E	Q4 2018 Filed on Feb 14, 2019	1,977,150	N/A
Vaneck Vectors Amt Free Inte	Q4 2018 Filed on Feb 14, 2019	439,949	N/A
IHD Voya Emerging Markets High Dividend Equity Fund Financial Services	Q4 2018 Filed on Feb 14, 2019	2,500	$6.98 - $7.89 $17.5K - $19.7K
Wmih Corp	Q4 2018 Filed on Feb 14, 2019	82,677	N/A
Wisdomtree Continuous Commod	Q4 2018 Filed on Feb 14, 2019	10,674	N/A
Xo Group Inc	Q4 2018 Filed on Feb 14, 2019	253,374	N/A
Xcerra Corp	Q4 2018 Filed on Feb 14, 2019	227	N/A
Kosmos Energy LTD	Q4 2018 Filed on Feb 14, 2019	26,756	N/A
Ocean Rig Udw Inc A	Q4 2018 Filed on Feb 14, 2019	92,522	N/A
Tsakos Energy Navigation LTD	Q4 2018 Filed on Feb 14, 2019	20,701	N/A
DLNG Dynagas Lng Partners LP Energy	Q4 2018 Filed on Feb 14, 2019	14,872	$3.04 - $9.04 $45.2K - $134K
Corporate Capital Trust Inc	Q4 2018 Filed on Feb 14, 2019	734,910	N/A
Envirostar Inc	Q4 2018 Filed on Feb 14, 2019	47,879	N/A
IMMP Immutep LTD Healthcare	Q4 2018 Filed on Feb 14, 2019	11,330	$1.84 - $3.9 $20.8K - $44.2K
Line Corp Sponsored Adr	Q4 2018 Filed on Feb 14, 2019	9,580	N/A
Nuveen Sel Tx Fr Inc Port 2	Q4 2018 Filed on Feb 14, 2019	12,309	N/A
SIFY Sify Technologies LTD Communication Services	Q4 2018 Filed on Feb 14, 2019	21,590	$1.17 - $1.62 $25.3K - $35K
Aegean Marine Petroleum Network	Q4 2018 Filed on Feb 14, 2019	16,500,000	N/A
Ares Management LP	Q4 2018 Filed on Feb 14, 2019	3,145,825	N/A
CLBS Caladrius Biosciences, Inc. Healthcare	Q4 2018 Filed on Feb 14, 2019	14,669	$3.49 - $5.77 $51.2K - $84.6K
Investors Real Estate Trust	Q4 2018 Filed on Feb 14, 2019	369,497	N/A
Ionis Pharmaceuticals Inc	Q4 2018 Filed on Feb 14, 2019	6,000,000	N/A
Madison Strategic Sectr Prem	Q4 2018 Filed on Feb 14, 2019	12,462	N/A
Mazor Robotics Ltd Spon Adr	Q4 2018 Filed on Feb 14, 2019	10,153	N/A
Novellus Systems Inc	Q4 2018 Filed on Feb 14, 2019	41,000	N/A
Palo Alto 0.0	Q4 2018 Filed on Feb 14, 2019	6,000	N/A
Syntel Inc	Q4 2018 Filed on Feb 14, 2019	141,750	N/A
Navios Maritime Midstream Pa	Q4 2018 Filed on Feb 14, 2019	15,248	N/A
Ddr Corp	Q4 2018 Filed on Feb 14, 2019	578,112	N/A
Invesco S&P Spin Off ETF	Q4 2018 Filed on Feb 14, 2019	12,788	N/A
Invesco Bulletshares 2018 CO	Q4 2018 Filed on Feb 14, 2019	22,119	N/A
Nuveen Nc Qual Muni Inc Fd	Q4 2018 Filed on Feb 14, 2019	12,422	N/A

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