Apriem Advisors Closed Holding Positions

Apriem Advisors

  • $849 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Ingersoll Rand PLC
Q1 2020 Filed on May 07, 2020
1,530
N/A
KWEB
Kraneshares Tr Csi China Inter

ETFs
Q4 2019 Filed on Feb 10, 2020
5,275
$41.03 - $49.53 $216K - $261K
Nuveen All Cap Ene Mlp Oppo
Q4 2019 Filed on Feb 10, 2020
50,514
N/A
UTF
Cohen & Steers Infrastructure Fund Inc

Financial Services
Q4 2019 Filed on Feb 10, 2020
41,471
$25.13 - $27.16 $1.04M - $1.13M
AMJ
Jpmorgan Chase & CO Alerian Ml

ETFs
Q4 2019 Filed on Feb 10, 2020
12,850
N/A
EPD
Enterprise Products Partners L.P.

Energy
Q3 2019 Filed on Nov 12, 2019
12,583
$27.86 - $30.68 $351K - $386K
SIRI
Sirius Xm Holdings Inc.

Communication Services
Q3 2019 Filed on Nov 12, 2019
61,940
$5.71 - $6.49 $354K - $402K
Invesco Exch Trd Slf Idx Fd
Q3 2019 Filed on Nov 12, 2019
41,155
N/A
PHG
Koninklijke Philips Nv

Healthcare
Q3 2019 Filed on Nov 12, 2019
153,279
$43.51 - $48.68 $6.67M - $7.46M
CGC
Canopy Growth Corp

Healthcare
Q3 2019 Filed on Nov 12, 2019
6,176
$22.93 - $41.06 $142K - $254K
SBAC
Sba Communications Corp

Real Estate
Q3 2019 Filed on Nov 12, 2019
2,900
$224.99 - $269.28 $652K - $781K
GERN
Geron Corp

Healthcare
Q2 2019 Filed on Aug 14, 2019
10,000
$1.37 - $2.02 $13.7K - $20.2K
ITA
Ishares Tr

ETFs
Q2 2019 Filed on Aug 14, 2019
7,140
$99.62 - $107.96 $711K - $771K
Capricor Therapeutics Inc
Q2 2019 Filed on Aug 14, 2019
50,000
N/A
BIDU
Baidu, Inc.

Communication Services
Q2 2019 Filed on Aug 14, 2019
1,252
$107.78 - $184.77 $135K - $231K
GILD
Gilead Sciences, Inc.

Healthcare
Q2 2019 Filed on Aug 14, 2019
3,275
$61.87 - $69.38 $203K - $227K
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q2 2019 Filed on Aug 14, 2019
10,105
N/A
Fuelcell Energy Inc
Q2 2019 Filed on Aug 14, 2019
15,000
N/A
Dowdupont Inc
Q2 2019 Filed on Aug 14, 2019
13,560
N/A
TWLO
Twilio Inc

Communication Services
Q2 2019 Filed on Aug 14, 2019
3,300
$122.12 - $146.66 $403K - $484K
BKLN
Invesco ETF Tr Ii Sr Ln ETF

ETFs
Q1 2019 Filed on May 15, 2019
11,410
$21.84 - $22.84 $249K - $261K
SPHD
Invesco ETF Tr Ii S&P 500 High

ETFs
Q1 2019 Filed on May 15, 2019
36,675
$37.85 - $42.55 $1.39M - $1.56M
ASG
Liberty All Star Growth Fund Inc.

Financial Services
Q1 2019 Filed on May 15, 2019
169,534
$4.37 - $5.62 $741K - $953K
Pandora Media Inc
Q1 2019 Filed on May 15, 2019
10,000
N/A
AMRN
Amarin Corp Plcuk

Healthcare
Q1 2019 Filed on May 15, 2019
14,250
$12.61 - $22.33 $180K - $318K
Navios Maritime Holdings Inc
Q1 2019 Filed on May 15, 2019
120,000
N/A
VFH
Vanguard Financial ETF

ETFs
Q1 2019 Filed on May 15, 2019
94,604
N/A
RVT
Royce Value Trust, Inc.

Financial Services
Q4 2018 Filed on Feb 19, 2019
109,221
$11.08 - $16.26 $1.21M - $1.78M
Liberty Star Uranium
Q4 2018 Filed on Feb 19, 2019
616,600
N/A
Call Spdr Cnsmr Staples
Q4 2018 Filed on Feb 19, 2019
13
N/A
Spdr S&P Oil & Gas Expl
Q4 2018 Filed on Feb 19, 2019
7,350
N/A
Call Nordic Amern Tank
Q4 2018 Filed on Feb 19, 2019
40
N/A
Invesco Bulletshares
Q4 2018 Filed on Feb 19, 2019
21,550
N/A
General Motors 7.70 Xxx
Q4 2018 Filed on Feb 19, 2019
25,000
N/A
Healthmed Svcs LTD
Q4 2018 Filed on Feb 19, 2019
489,700
N/A
Chancellor Group Inc
Q4 2018 Filed on Feb 19, 2019
70,000
N/A
PDBC
Invesco Act Mge Et Cmdt Fd Tr

ETFs
Q4 2018 Filed on Feb 19, 2019
1,709,486
N/A
VYMI
Vanguard Whitehall Fds Intl Hi

ETFs
Q4 2018 Filed on Feb 19, 2019
15,900
N/A
Leo Motors Inc
Q4 2018 Filed on Feb 19, 2019
610,100
N/A
RSP
Invesco S&P 500 Equal Weight E

ETFs
Q4 2018 Filed on Feb 19, 2019
93,370
$86.19 - $106.81 $8.05M - $9.97M
Nanotech Entertainment I
Q4 2018 Filed on Feb 19, 2019
19,921
N/A
Etfs Gold Trust ETF
Q4 2018 Filed on Feb 19, 2019
2,440
N/A
Usa Uranium Corp Xxx
Q4 2018 Filed on Feb 19, 2019
400,000
N/A
Creative Edge Nutrit
Q4 2018 Filed on Feb 19, 2019
150,000
N/A
COP
Conocophillips

Energy
Q4 2018 Filed on Feb 19, 2019
2,925
$57.01 - $79.89 $167K - $234K
Xenonics Holdings
Q4 2018 Filed on Feb 19, 2019
16,553
N/A
Solaris Pwr Cells
Q4 2018 Filed on Feb 19, 2019
20,000
N/A
NYMT
New York Mortgage Trust Inc

Real Estate
Q4 2018 Filed on Feb 19, 2019
15,698
$5.62 - $6.31 $88.2K - $99.1K
OXSQ
Oxford Square Capital Corp.

Financial Services
Q4 2018 Filed on Feb 19, 2019
13,661
$5.89 - $7.19 $80.5K - $98.2K
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