Apriem Advisors Closed Holding Positions

Apriem Advisors

$849 Million
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Barclys Ipath Notes Lkd	Q2 2018 Filed on Aug 14, 2018	15,950	N/A
Guggenheim S&P 500 Equal	Q2 2018 Filed on Aug 14, 2018	89,663	N/A
Powersh Califor Amt Fre	Q2 2018 Filed on Aug 14, 2018	24,621	N/A
Powershares Qqq Trust	Q2 2018 Filed on Aug 14, 2018	6,838	N/A
VGT Vanguard Information Technolog ETFs	Q2 2018 Filed on Aug 14, 2018	1,225	N/A
Powershares Senior Loan	Q2 2018 Filed on Aug 14, 2018	10,396	N/A
Powershares Preferred	Q2 2018 Filed on Aug 14, 2018	382,284	N/A
Pwrshr Actly Mng Optm	Q2 2018 Filed on Aug 14, 2018	470,635	N/A
XLP Consumer Staples Sector Spdr ETFs	Q1 2018 Filed on May 11, 2018	5,330	N/A
CORP Pimco Investment Grade Corp Bd ETFs	Q1 2018 Filed on May 11, 2018	9,482	N/A
Call Apple Inc	Q1 2018 Filed on May 11, 2018	40	N/A
Call Apple Inc	Q1 2018 Filed on May 11, 2018	20	N/A
Broadcom LTD F	Q4 2017 Filed on Feb 14, 2018	1,013	N/A
VIPS Vipshop Holdings LTD Consumer Cyclical	Q4 2017 Filed on Feb 14, 2018	10,000	$7.87 - $12.21 $78.7K - $122K
Fs Investment Corp	Q4 2017 Filed on Feb 14, 2018	10,000	N/A
Groupon Inc	Q4 2017 Filed on Feb 14, 2018	11,000	N/A
Guggenheim Bllshs 2017	Q4 2017 Filed on Feb 14, 2018	40,572	N/A
Guggenheim Bultsh 2018	Q4 2017 Filed on Feb 14, 2018	9,761	N/A
Time Warner Inc	Q4 2017 Filed on Feb 14, 2018	3,076	N/A
IGSB Ishares Trust Ishares 1 5 Year ETFs	Q4 2017 Filed on Feb 14, 2018	2,200	$52.24 - $52.64 $115K - $116K
TAL Tal Education Group Consumer Defensive	Q4 2017 Filed on Feb 14, 2018	6,400	$27.04 - $36.1 $173K - $231K
QRVO Qorvo, Inc. Technology	Q4 2017 Filed on Feb 14, 2018	5,825	$65.23 - $80.82 $380K - $471K
Scorpio Bulkers Inc F	Q4 2017 Filed on Feb 14, 2018	11,000	N/A

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