Apriem Advisors Closed Holding Positions

Apriem Advisors

  • $1.02 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Etfs Gold Trust ETF
Q4 2018 Filed on Feb 19, 2019
2,440
N/A
Raytheon CO
Q4 2018 Filed on Feb 19, 2019
1,220
N/A
OXSQ
Oxford Square Capital Corp.

Financial Services
Q4 2018 Filed on Feb 19, 2019
13,661
$5.89 - $7.19 $80.5K - $98.2K
Angel Acquisition Corxxx
Q4 2018 Filed on Feb 19, 2019
10,999,983
N/A
Nfusz Inc
Q4 2018 Filed on Feb 19, 2019
25,000
N/A
Fresh Promise Foods
Q4 2018 Filed on Feb 19, 2019
150,000
N/A
FBT
First Trust Nyse Arca Biotechn

ETFs
Q4 2018 Filed on Feb 19, 2019
1,750
N/A
HEMP
Hemp Inc
Q4 2018 Filed on Feb 19, 2019
10,000
N/A
Mcig Inc
Q4 2018 Filed on Feb 19, 2019
25,000
N/A
Garrison Capital Inc
Q4 2018 Filed on Feb 19, 2019
11,441
N/A
SIEGY
Siemens Aktiengesellschaft Ads

Industrials
Q3 2018 Filed on Nov 14, 2018
400
N/A
NTNX
Nutanix, Inc.

Technology
Q3 2018 Filed on Nov 14, 2018
800
$42.24 - $61.13 $33.8K - $48.9K
XLV
Select Sector Spdr Fund Health

ETFs
Q3 2018 Filed on Nov 14, 2018
750
N/A
Seattle Genetics Inc
Q3 2018 Filed on Nov 14, 2018
200
N/A
SONY
Sony Group Corp

Technology
Q3 2018 Filed on Nov 14, 2018
975
$49.06 - $60.65 $47.8K - $59.1K
NHC
National Healthcare Corp

Healthcare
Q3 2018 Filed on Nov 14, 2018
350
$69.83 - $78.19 $24.4K - $27.4K
XLY
Select Sector Spdr Consumer Di

ETFs
Q3 2018 Filed on Nov 14, 2018
200
N/A
SCCO
Southern Copper Corp

Basic Materials
Q3 2018 Filed on Nov 14, 2018
1,257
$39.8 - $49.36 $50K - $62K
FEZ
Spdr Euro Stoxx 50 ETF

ETFs
Q3 2018 Filed on Nov 14, 2018
566
N/A
CWB
Spdr Bloomberg Convertible Sec

ETFs
Q3 2018 Filed on Nov 14, 2018
249
N/A
SRLN
Ssga Active Trust

ETFs
Q3 2018 Filed on Nov 14, 2018
2,100
N/A
SWX
Southwest Gas Holdings, Inc.

Utilities
Q3 2018 Filed on Nov 14, 2018
1,337
$76.5 - $82.92 $102K - $111K
LUV
Southwest Airlines CO

Industrials
Q3 2018 Filed on Nov 14, 2018
500
$51.52 - $63.77 $25.8K - $31.9K
RSG
Republic Services, Inc.

Industrials
Q3 2018 Filed on Nov 14, 2018
569
$68.25 - $75.45 $38.8K - $42.9K
NSRGY
Nestle S.A.Spon Adr(Rep Reg Sh

Consumer Defensive
Q3 2018 Filed on Nov 14, 2018
400
N/A
JWN
Nordstrom Inc

Consumer Cyclical
Q3 2018 Filed on Nov 14, 2018
1,409
$50.26 - $65.84 $70.8K - $92.8K
NVS
Novartis Ag

Healthcare
Q3 2018 Filed on Nov 14, 2018
500
$66.94 - $77.43 $33.5K - $38.7K
SCHC
Schwab Strategic Tr Intl Small

ETFs
Q3 2018 Filed on Nov 14, 2018
2,800
N/A
SCHR
Schwab Intermediate Term Us Tr

ETFs
Q3 2018 Filed on Nov 14, 2018
1,740
N/A
FNDA
Schwab Fundamental U S Small C

ETFs
Q3 2018 Filed on Nov 14, 2018
340
N/A
PSTG
Pure Storage, Inc.

Technology
Q3 2018 Filed on Nov 14, 2018
5,732
$21.66 - $28.66 $124K - $164K
Polyone Corp
Q3 2018 Filed on Nov 14, 2018
671
N/A
OXY
Occidental Petroleum Corp

Energy
Q3 2018 Filed on Nov 14, 2018
180
$75.74 - $85.7 $13.6K - $15.4K
PNW
Pinnacle West Capital Corp

Utilities
Q3 2018 Filed on Nov 14, 2018
600
$77.41 - $82.74 $46.4K - $49.6K
ODFL
Old Dominion Freight Line, Inc.

Industrials
Q3 2018 Filed on Nov 14, 2018
201
$95.01 - $112.02 $19.1K - $22.5K
PTY
Pimco Corporate & Income Opportunity Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
750
$17.4 - $18.22 $13K - $13.7K
PCQ
Pimco California Municipal Income Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
1,186
$15.93 - $17.28 $18.9K - $20.5K
BOND
Pimco Active Bond Exchange Tra

ETFs
Q3 2018 Filed on Nov 14, 2018
620
N/A
PRT
Perm Rock Royalty Trust

Energy
Q3 2018 Filed on Nov 14, 2018
1,600
$11.96 - $16.29 $19.1K - $26.1K
OMC
Omnicom Group Inc.

Communication Services
Q3 2018 Filed on Nov 14, 2018
400
$67.31 - $78.14 $26.9K - $31.3K
KWR
Quaker Chemical Corp

Basic Materials
Q3 2018 Filed on Nov 14, 2018
650
$155.37 - $202.21 $101K - $131K
Randgold Res LTD F
Q3 2018 Filed on Nov 14, 2018
355
N/A
NXC
Nuveen California Select Tax Free Income Portfolio

Financial Services
Q3 2018 Filed on Nov 14, 2018
7,000
$13.79 - $14.2 $96.5K - $99.4K
SAP
Sap Se

Technology
Q3 2018 Filed on Nov 14, 2018
200
$112.86 - $126.61 $22.6K - $25.3K
JFR
Nuveen Floating Rate Income Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
3,587
$10.18 - $10.48 $36.5K - $37.6K
SNY
Sanofi

Healthcare
Q3 2018 Filed on Nov 14, 2018
600
$40.0 - $44.84 $24K - $26.9K
NMT
Nuveen Massachusetts Quality Municipal Income Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
2,200
$11.86 - $12.46 $26.1K - $27.4K
RDS-A
Shell PLC

Energy
Q3 2018 Filed on Nov 14, 2018
170
$52.67 - $59.49 $8.95K - $10.1K
Royal Dutch Shell F
Q3 2018 Filed on Nov 14, 2018
350
N/A
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