B. Riley Financial, Inc. Closed Holding Positions

B. Riley Financial, Inc.

  • $138 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
IWM
Ishares Russell 2000 ETF

ETFs
Q2 2021 Filed on Aug 12, 2021
70,000
$211.85 - $232.89 $14.8M - $16.3M
WTTR
Select Energy Services, Inc.

Energy
Q2 2021 Filed on Aug 12, 2021
10,000
$4.53 - $6.87 $45.3K - $68.7K
Alta Equipment Group Inc
Q2 2021 Filed on Aug 12, 2021
1,399,420
N/A
SPY
Spdr S&P 500 ETF Trust

ETFs
Q2 2021 Filed on Aug 12, 2021
70,000
$400.61 - $428.06 $28M - $30M
National Hldgs Corp
Q1 2021 Filed on May 13, 2021
6,159,550
N/A
Lf Cap Acquisition Corp
Q1 2021 Filed on May 13, 2021
169,126
N/A
GIFI
Gulf Island Fabrication Inc

Industrials
Q1 2021 Filed on May 13, 2021
187,944
$3.2 - $4.39 $601K - $825K
PLTR
Palantir Technologies Inc.

Technology
Q1 2021 Filed on May 13, 2021
236,900
$21.73 - $39.0 $5.15M - $9.24M
Software Acquisitn Grup Inc
Q1 2021 Filed on May 13, 2021
200,000
N/A
Roman Dbdr Tech Acquisition
Q1 2021 Filed on May 13, 2021
650,000
N/A
Triterras Inc
Q1 2021 Filed on May 13, 2021
30,500
N/A
Roman Dbdr Tech Acquisition
Q1 2021 Filed on May 13, 2021
650,000
N/A
180 Degree Cap Corp
Q1 2021 Filed on May 13, 2021
696,659
N/A
Seaport Global Acquisitn Cor
Q1 2021 Filed on May 13, 2021
100,000
N/A
SPOK
Spok Holdings, Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
212,265
$8.63 - $11.22 $1.83M - $2.38M
CXDO
Crexendo, Inc.

Communication Services
Q4 2020 Filed on Feb 12, 2021
336,927
$5.41 - $7.71 $1.82M - $2.6M
Netfin Acquisition Corp
Q4 2020 Filed on Feb 12, 2021
154,710
N/A
PK
Park Hotels & Resorts Inc.

Real Estate
Q4 2020 Filed on Feb 12, 2021
25,999
$9.49 - $18.16 $247K - $472K
ET
Energy Transfer LP

Energy
Q4 2020 Filed on Feb 12, 2021
40,000
$5.11 - $7.01 $204K - $280K
Software Acquisition Group I
Q4 2020 Filed on Feb 12, 2021
92,054
N/A
Software Acquisitn Grup Inc
Q4 2020 Filed on Feb 12, 2021
1,791,128
N/A
Horizon Global Corp
Q4 2020 Filed on Feb 12, 2021
130,000
N/A
B Riley Prin Merger Corp Ii
Q4 2020 Filed on Feb 12, 2021
700,000
N/A
Infinera Corp
Q3 2020 Filed on Nov 13, 2020
210,000
N/A
Benefytt Technologies Inc
Q3 2020 Filed on Nov 13, 2020
109,362
N/A
HHS
Harte Hanks Inc

Communication Services
Q3 2020 Filed on Nov 13, 2020
36,470
$1.36 - $3.04 $49.6K - $111K
Rtw Retailwinds Inc
Q3 2020 Filed on Nov 13, 2020
705,546
N/A
Proshares Tr
Q3 2020 Filed on Nov 13, 2020
1,000,000
N/A
RNGR
Ranger Energy Services, Inc.

Energy
Q3 2020 Filed on Nov 13, 2020
265,062
$2.3 - $3.26 $610K - $864K
EXTR
Extreme Networks Inc

Technology
Q2 2020 Filed on Aug 13, 2020
1,352,100
$2.43 - $5.1 $3.29M - $6.9M
Green Plains Inc
Q2 2020 Filed on Aug 13, 2020
12,000
N/A
IVAC
Intevac Inc

Industrials
Q2 2020 Filed on Aug 13, 2020
150,367
$3.95 - $6.0 $594K - $902K
RNWK
Realnetworks Inc

Technology
Q2 2020 Filed on Aug 13, 2020
185,895
$0.64 - $1.96 $119K - $364K
RRGB
Red Robin Gourmet Burgers Inc

Consumer Cyclical
Q2 2020 Filed on Aug 13, 2020
186,447
$7.06 - $19.18 $1.32M - $3.58M
LOV
Spark Networks Se

Communication Services
Q2 2020 Filed on Aug 13, 2020
270,740
$2.43 - $3.92 $658K - $1.06M
TS
Tenaris Sa

Energy
Q2 2020 Filed on Aug 13, 2020
14,921
$11.76 - $15.77 $175K - $235K
LSAK
Lesaka Technologies Inc

Technology
Q2 2020 Filed on Aug 13, 2020
722,688
$2.81 - $3.69 $2.03M - $2.67M
PBPB
Potbelly Corp

Consumer Cyclical
Q2 2020 Filed on Aug 13, 2020
794,750
$1.78 - $3.7 $1.41M - $2.94M
B Riley Principal Merger Cor
Q1 2020 Filed on May 14, 2020
25,000
N/A
AEHR
Aehr Test Systems

Technology
Q1 2020 Filed on May 14, 2020
157,011
$1.14 - $2.67 $179K - $419K
Vectoiq Acquisition Corp
Q1 2020 Filed on May 14, 2020
55,000
N/A
HFRO
Highland Income Fund\Ma

Financial Services
Q1 2020 Filed on May 14, 2020
20,000
$8.38 - $12.72 $168K - $254K
FTK
Flotek Industries Inc

Energy
Q1 2020 Filed on May 14, 2020
175,000
$0.7 - $2.08 $122K - $364K
Lonestar Res Us Inc
Q1 2020 Filed on May 14, 2020
580,640
N/A
Leisure Acquisition Corp
Q1 2020 Filed on May 14, 2020
50,000
N/A
Collier Creek Holdings
Q1 2020 Filed on May 14, 2020
25,000
N/A
EMKR
Emcore Corp

Technology
Q1 2020 Filed on May 14, 2020
100,000
$1.46 - $3.63 $146K - $363K
Broadmark Rlty Cap Inc
Q1 2020 Filed on May 14, 2020
550,000
N/A
ATEN
A10 Networks, Inc.

Technology
Q1 2020 Filed on May 14, 2020
50,000
$3.52 - $7.4 $176K - $370K
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