B. Riley Financial, Inc. Closed Holding Positions

B. Riley Financial, Inc.

  • $138 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
HPE
Hewlett Packard Enterprise CO

Technology
Q4 2018 Filed on Feb 07, 2019
12,982
$12.27 - $16.85 $159K - $219K
NMFC
New Mountain Finance Corp

Financial Services
Q4 2018 Filed on Feb 07, 2019
30,000
$12.25 - $13.83 $368K - $415K
Apollo Invt Corp
Q4 2018 Filed on Feb 07, 2019
48,006
N/A
Goldman Sachs Mlp Inc Opp Fd
Q4 2018 Filed on Feb 07, 2019
80,914
N/A
SPLK
Splunk Inc

Technology
Q4 2018 Filed on Feb 07, 2019
5,000
$87.87 - $117.56 $439K - $588K
DIS
Walt Disney CO

Communication Services
Q4 2018 Filed on Feb 07, 2019
2,298
$100.35 - $118.9 $231K - $273K
RIGL
Rigel Pharmaceuticals Inc

Healthcare
Q4 2018 Filed on Feb 07, 2019
473,343
$2.08 - $3.36 $985K - $1.59M
GOOG
Alphabet Inc.

Communication Services
Q4 2018 Filed on Feb 07, 2019
175
$48.81 - $60.15 $8.54K - $10.5K
VWO
Vanguard Ftse Emerging Mkts Et

ETFs
Q4 2018 Filed on Feb 07, 2019
53,709
$36.68 - $41.1 $1.97M - $2.21M
DSL
Double Line Income Solutions Fund

Financial Services
Q4 2018 Filed on Feb 07, 2019
80,683
$16.35 - $20.41 $1.32M - $1.65M
VEU
Vanguard Ftse All World Ex Us

ETFs
Q4 2018 Filed on Feb 07, 2019
6,612
N/A
ITW
Illinois Tool Works Inc

Industrials
Q3 2018 Filed on Nov 13, 2018
3,385
$135.14 - $148.44 $457K - $502K
BLV
Vanguard Bd Index Fd Inc Long

ETFs
Q3 2018 Filed on Nov 13, 2018
3,664
N/A
UNP
Union Pacific Corp

Industrials
Q3 2018 Filed on Nov 13, 2018
2,733
$138.26 - $164.99 $378K - $451K
BIV
Vanguard Bd Index Fd Inc Inter

ETFs
Q3 2018 Filed on Nov 13, 2018
14,559
N/A
IBM
International Business Machines Corp

Technology
Q3 2018 Filed on Nov 13, 2018
6,610
$133.43 - $144.94 $882K - $958K
JPM
Jpmorgan Chase & CO

Financial Services
Q3 2018 Filed on Nov 13, 2018
2,323
$103.61 - $118.63 $241K - $276K
Liberty Tax Inc
Q3 2018 Filed on Nov 13, 2018
139,586
N/A
Lf Cap Acquisition Corp
Q3 2018 Filed on Nov 13, 2018
105,700
N/A
VBR
Vanguard Small Cap Value ETF

ETFs
Q3 2018 Filed on Nov 13, 2018
2,910
N/A
VBK
Vanguard Small Cap Growth ETF

ETFs
Q3 2018 Filed on Nov 13, 2018
4,156
N/A
VNQ
Vanguard Specialized Funds Van

ETFs
Q3 2018 Filed on Nov 13, 2018
4,322
N/A
XOM
Exxon Mobil Corp

Energy
Q3 2018 Filed on Nov 13, 2018
3,236
$76.94 - $86.6 $249K - $280K
Fintech Acquisition Corp Ii
Q3 2018 Filed on Nov 13, 2018
100,000
N/A
FXL
First Tr Exchange Traded Fd Fi

ETFs
Q3 2018 Filed on Nov 13, 2018
16,680
N/A
First Tr Sr Floating Rate 20
Q3 2018 Filed on Nov 13, 2018
14,733
N/A
Kayne Anderson Acquisition
Q3 2018 Filed on Nov 13, 2018
209,998
N/A
Gastar Expl Inc New
Q3 2018 Filed on Nov 13, 2018
20,000
N/A
GMRE
Global Medical Reit Inc.

Real Estate
Q3 2018 Filed on Nov 13, 2018
23,034
$8.19 - $9.92 $189K - $228K
Hornbeck Offshore Svcs Inc N
Q3 2018 Filed on Nov 13, 2018
25,000
N/A
Inseego Corp
Q3 2018 Filed on Nov 13, 2018
25,000
N/A
Emerge Energy Svcs LP
Q3 2018 Filed on Nov 13, 2018
21,000
N/A
IEMG
Ishares Inc

ETFs
Q3 2018 Filed on Nov 13, 2018
4,909
$49.8 - $54.37 $244K - $267K
MTG
Mgic Investment Corp

Financial Services
Q3 2018 Filed on Nov 13, 2018
37,197
$10.75 - $13.31 $400K - $495K
UE
Urban Edge Properties

Real Estate
Q3 2018 Filed on Nov 13, 2018
14,365
$21.65 - $23.28 $311K - $334K
CSM
Proshares Large Cap Core Plus

ETFs
Q3 2018 Filed on Nov 13, 2018
5,833
N/A
Avista Healthcare Pub Acq CO
Q3 2018 Filed on Nov 13, 2018
100,000
N/A
SBUX
Starbucks Corp

Consumer Cyclical
Q3 2018 Filed on Nov 13, 2018
5,661
$48.61 - $57.45 $275K - $325K
Stamps Com Inc
Q3 2018 Filed on Nov 13, 2018
1,822
N/A
SPR
Spirit Aero Systems Holdings, Inc.

Industrials
Q3 2018 Filed on Nov 13, 2018
5,043
$84.25 - $93.5 $425K - $472K
SHW
Sherwin Williams CO

Basic Materials
Q3 2018 Filed on Nov 13, 2018
1,308
$135.59 - $159.33 $177K - $208K
Raytheon CO
Q3 2018 Filed on Nov 13, 2018
1,983
N/A
Radisys Corp
Q3 2018 Filed on Nov 13, 2018
96,600
N/A
RPM
Rpm International Inc

Basic Materials
Q3 2018 Filed on Nov 13, 2018
4,255
$57.96 - $68.05 $247K - $290K
PG
Procter & Gamble CO

Consumer Defensive
Q3 2018 Filed on Nov 13, 2018
7,075
$77.86 - $85.82 $551K - $607K
VZ
Verizon Communications Inc

Communication Services
Q3 2018 Filed on Nov 13, 2018
6,174
$50.42 - $54.97 $311K - $339K
Marvell Technology Group LTD
Q3 2018 Filed on Nov 13, 2018
14,393
N/A
Gty Technology Holdings Inc
Q3 2018 Filed on Nov 13, 2018
58,333
N/A
Gty Technology Holdings Inc
Q3 2018 Filed on Nov 13, 2018
250,099
N/A
Track This Portfolio

Track B. Riley Financial, Inc. Portfolio

Follow B. Riley Financial, Inc. and customize your updates to receive the information that matters most to you.

Portfolio Update

Get notified when there are updates to the investment portfolio of B. Riley Financial, Inc., based on Form 13F filings with the SEC.

News

Stay updated on B. Riley Financial, Inc. with notifications on news.

Choose your preferred platform and Sign Up 👇 Telegram Email