B. Riley Financial, Inc. Closed Holding Positions

B. Riley Financial, Inc.

  • $138 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
VCIT
Vanguard Intermediate Term Cor

ETFs
Q4 2018 Filed on Feb 07, 2019
41,925
N/A
DNL
Wiswisdomtree Tr

ETFs
Q4 2018 Filed on Feb 07, 2019
25,186
N/A
Immunomedics Inc
Q4 2018 Filed on Feb 07, 2019
20,384
N/A
VCLT
Vanguard Lg Trm Corp Bd ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
8,338
N/A
RCII
Rent A Center Inc De

Industrials
Q4 2018 Filed on Feb 07, 2019
55,798
$13.03 - $16.4 $727K - $915K
SIGA
Siga Technologies Inc

Healthcare
Q4 2018 Filed on Feb 07, 2019
21,709
$4.77 - $7.9 $104K - $172K
Hi Crush Partners LP
Q4 2018 Filed on Feb 07, 2019
41,625
N/A
Gordon Pointe Acquisition CO
Q4 2018 Filed on Feb 07, 2019
125,000
N/A
Aegean Marine Pete Network I
Q4 2018 Filed on Feb 07, 2019
4,141,000
N/A
Pluristem Therapeutics Inc
Q4 2018 Filed on Feb 07, 2019
246,409
N/A
Opgen Inc
Q4 2018 Filed on Feb 07, 2019
50,000
N/A
XLE
Energy Sector Spdr

ETFs
Q4 2018 Filed on Feb 07, 2019
4,378
N/A
Kbl Merger Corp Iv
Q4 2018 Filed on Feb 07, 2019
40,000
N/A
Kbl Merger Corp Iv
Q4 2018 Filed on Feb 07, 2019
40,000
N/A
Kbl Merger Corp Iv
Q4 2018 Filed on Feb 07, 2019
40,000
N/A
Xperi Corp
Q4 2018 Filed on Feb 07, 2019
25,979
N/A
Trinity Merger Corp
Q4 2018 Filed on Feb 07, 2019
145,000
N/A
Aegean Marine Pete Network I
Q4 2018 Filed on Feb 07, 2019
4,250,000
N/A
GNR
Spdr S&P Global Natural Resour

ETFs
Q4 2018 Filed on Feb 07, 2019
18,552
N/A
MTH
Meritage Homes Corp

Consumer Cyclical
Q4 2018 Filed on Feb 07, 2019
10,816
$32.36 - $39.95 $350K - $432K
Tortoise Mlp Fd Inc
Q4 2018 Filed on Feb 07, 2019
69,178
N/A
Symantec Corp
Q4 2018 Filed on Feb 07, 2019
10,000
N/A
PGX
Invesco ETF Tr Ii Pfd ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
68,085
$13.18 - $14.2 $897K - $967K
PBE
Invesco Exchange Traded Fd Tr

ETFs
Q4 2018 Filed on Feb 07, 2019
6,982
N/A
Solar Sr Cap LTD
Q4 2018 Filed on Feb 07, 2019
268,360
N/A
Antero Midstream Gp LP
Q4 2018 Filed on Feb 07, 2019
25,000
N/A
Churchill Cap Corp
Q4 2018 Filed on Feb 07, 2019
185,000
N/A
Eqt Midstream Partners LP
Q4 2018 Filed on Feb 07, 2019
21,696
N/A
XLY
Select Sector Spdr Consumer Di

ETFs
Q4 2018 Filed on Feb 07, 2019
2,668
N/A
DIA
Spdr Dow Jones Industrial Average ETF Trust

ETFs
Q4 2018 Filed on Feb 07, 2019
2,037
$218.1 - $267.95 $444K - $546K
SPY
Spdr S&P 500 ETF Trust

ETFs
Q4 2018 Filed on Feb 07, 2019
6,734
$234.34 - $291.73 $1.58M - $1.96M
ARDC
Ares Dynamic Credit Allocation Fund, Inc.

Financial Services
Q4 2018 Filed on Feb 07, 2019
14,489
$13.08 - $15.71 $190K - $228K
IDV
Ishares Tr

ETFs
Q4 2018 Filed on Feb 07, 2019
58,967
N/A
MUB
Ishares National Muni Bond ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
10,108
$106.42 - $109.04 $1.08M - $1.1M
Platform Specialty Prods Cor
Q4 2018 Filed on Feb 07, 2019
60,000
N/A
NYF
Ishares New York Muni Bond ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
26,809
$53.49 - $54.78 $1.43M - $1.47M
EMB
Ishares Tr

ETFs
Q4 2018 Filed on Feb 07, 2019
8,160
$102.36 - $107.47 $835K - $877K
ACWX
Ishares Msci Acwi Ex Us ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
9,614
$40.69 - $47.84 $391K - $460K
COST
Costco Wholesale Corp

Consumer Defensive
Q4 2018 Filed on Feb 07, 2019
1,335
$189.99 - $240.37 $254K - $321K
IWO
Ishares Russell 2000 Gwt ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
2,116
$156.33 - $211.73 $331K - $448K
IGSB
Ishares Trust Ishares 1 5 Year

ETFs
Q4 2018 Filed on Feb 07, 2019
32,836
$51.35 - $51.73 $1.69M - $1.7M
VXUS
Vanguard Star Fd Vanguard Tota

ETFs
Q4 2018 Filed on Feb 07, 2019
8,074
N/A
MINT
Pimco ETF Tr Enhanced Sht Matu

ETFs
Q4 2018 Filed on Feb 07, 2019
69,857
N/A
MSFT
Microsoft Corp

Technology
Q4 2018 Filed on Feb 07, 2019
36,438
$94.13 - $115.61 $3.43M - $4.21M
VIG
Vanguard Dividend Appreciation

ETFs
Q4 2018 Filed on Feb 07, 2019
13,184
N/A
CVX
Chevron Corp

Energy
Q4 2018 Filed on Feb 07, 2019
25,054
$100.99 - $126.82 $2.53M - $3.18M
FLOT
Ishares Tr Fltg Rate Nt ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
46,336
N/A
EFAV
Ishares Msci Eafe Min Vol Fact

ETFs
Q4 2018 Filed on Feb 07, 2019
7,527
$65.01 - $72.73 $489K - $547K
MXI
Ishares Global Materials ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
4,754
N/A
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