Cambridge Investment Research Advisors, Inc. Rivernorth Opportunities Fund, Inc. Transaction History

Cambridge Investment Research Advisors, Inc.

$29.4 Billion
Q3 2024

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2022 May 12, 2022	SELL	$15.2 - $16.65 $367,855 - $402,946	-24,201 Closed	0 $0
Q4 2021 Feb 03, 2022	BUY	$15.76 - $17.65 $35,822 - $40,118	2,273 Added 10.37%	24,201 $386,000
Q3 2021 Nov 02, 2021	SELL	$16.9 - $18.74 $6,202 - $6,877	-367 Reduced 1.65%	21,928 $372,000
Q2 2021 Aug 10, 2021	BUY	$17.13 - $18.57 $105,692 - $114,576	6,170 Added 38.26%	22,295 $409,000
Q1 2021 May 07, 2021	BUY	$16.1 - $17.75 $259,612 - $286,218	16,125 New	16,125 $281,000

Others Institutions Holding RIV

# of Institutions

Shares Held

4.86M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

1.71M
Shares

$20.2 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.19 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$3.85 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

253K
Shares

$2.99 Million
0.09% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.69 Million
0.0% of portfolio

View Full List

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

More about RIV

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