Cambridge Investment Research Advisors, Inc. Swiss Helvetia Fund, Inc. Transaction History

Cambridge Investment Research Advisors, Inc.

$29.4 Billion
Q3 2024

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Oct 24, 2023	SELL	$7.56 - $8.56 $13,849 - $15,681	-1,832 Reduced 14.17%	11,097 $85,000
Q2 2023 Jul 13, 2023	BUY	$7.97 - $8.37 $1,219 - $1,280	153 Added 1.2%	12,929 $106,000
Q1 2023 May 11, 2023	BUY	$7.53 - $8.21 $1,189 - $1,297	158 Added 1.25%	12,776 $101,000
Q4 2022 Feb 08, 2023	BUY	$6.59 - $8.05 $83,152 - $101,574	12,618 New	12,618 $95,000

Others Institutions Holding SWZ

# of Institutions

Shares Held

5.53M

Call Options Held

Put Options Held

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

View Full List

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

More about SWZ

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