Institutional Ownership Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ). We have compiled data on the 42 institutions that hold shares in the stock, with a total of 6.14 Million shares, which have been reported (via 13F filing form) to have a value of $37.5 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Allspring Global Investments Holdings, LLC
|
Jul 25, 2025 Q2 2025 |
1,930,805
shares
|
$11.8 Million
0.02% of portfolio
|
Q1 2025
Reduced 1.86%
|
|
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
Aug 14, 2025 Q2 2025 |
669,946
shares
|
$4.09 Million
0.33% of portfolio
|
Q2 2025
Added 1394.31%
|
|
|
Lazard Asset Management LLC
New York, NY |
Aug 14, 2025 Q2 2025 |
666,252
shares
|
$4.07 Million
0.01% of portfolio
|
Q2 2025
Reduced 56.41%
|
|
|
Css LLC
Chicago, IL |
Aug 14, 2025 Q2 2025 |
524,928
shares
|
$3.21 Million
0.34% of portfolio
|
Q2 2025
Added 39.0%
|
|
|
Tom Russo
Gardner Russo & Quinn LLC
|
Aug 13, 2025 Q2 2025 |
434,237
shares
|
$2.65 Million
0.04% of portfolio
|
Q2 2025
Added 48.0%
|
|
|
Saba Capital Management, L.P.
New York, NY |
Aug 14, 2025 Q2 2025 |
245,033
shares
|
$1.5 Million
0.04% of portfolio
|
Q2 2025
Added 1.2%
|
|
|
Karpus Management, Inc.
Pittsford, NY |
Aug 14, 2025 Q2 2025 |
237,345
shares
|
$1.45 Million
0.06% of portfolio
|
Q2 2025
Reduced 4.09%
|
|
|
Commonwealth Equity Services, LLC
|
Aug 06, 2025 Q2 2025 |
154,149
shares
|
$941,850
0.0% of portfolio
|
Q2 2025
Added 23.49%
|
|
|
Cf Capital LLC
Cohasset, MA |
Aug 14, 2025 Q2 2025 |
150,058
shares
|
$916,854
1.21% of portfolio
|
Q2 2025
Added 3026.21%
|
|
|
Shaker Financial Services, LLC
|
Aug 05, 2025 Q2 2025 |
140,360
shares
|
$857,599
0.33% of portfolio
|
Q2 2025
Added 63.04%
|
|
|
Yakira Capital Management, Inc.
Westport, CT |
Aug 13, 2025 Q2 2025 |
139,377
shares
|
$851,593
0.38% of portfolio
|
Q2 2025
Added 362.97%
|
|
|
Uncommon Cents Investing LLC
|
Jul 16, 2025 Q2 2025 |
123,930
shares
|
$757,212
0.22% of portfolio
|
Q2 2025
Added 23.77%
|
|
|
Bulldog Investors, LLP
Saddle Brook, NJ |
Aug 14, 2025 Q2 2025 |
106,902
shares
|
$653,171
0.25% of portfolio
|
Q2 2025
Reduced 54.98%
|
|
|
Blue Bell Private Wealth Management, LLC
|
Aug 11, 2025 Q2 2025 |
105,008
shares
|
$641,598
0.12% of portfolio
|
Q2 2025
Added 7.15%
|
|
|
Uhlmann Price Securities, LLC
Skokie, IL |
Jul 29, 2025 Q2 2025 |
104,609
shares
|
$639,160
0.47% of portfolio
|
Q3 2024
Reduced 4.71%
|
|
|
Sanctuary Advisors, LLC
Indianapolis, IN |
Jan 31, 2025 Q4 2024 |
97,879
shares
|
$598,040
0.01% of portfolio
|
Q4 2024
Added 7.53%
|
|
|
Morgan Stanley
New York, NY |
Aug 15, 2025 Q2 2025 |
56,435
shares
|
$344,817
0.0% of portfolio
|
Q2 2025
Reduced 6.66%
|
|
|
Delta Capital Management LLC
|
Jul 17, 2025 Q2 2025 |
33,363
shares
|
$203,847
0.08% of portfolio
|
Q2 2024
New holding
|
|
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
Jul 29, 2025 Q2 2025 |
19,248
shares
|
$117,605
0.02% of portfolio
|
Q2 2025
New holding
|
|
|
Balyasny Asset Management LLC
Chicago, IL |
Aug 14, 2025 Q2 2025 |
19,116
shares
|
$116,798
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Kestra Advisory Services, LLC
|
Aug 14, 2025 Q2 2025 |
18,819
shares
|
$114,984
0.0% of portfolio
|
Q2 2025
Added 46.16%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
17,929
shares
|
$109,546
0.0% of portfolio
|
Q1 2024
New holding
|
|
|
Ubs Group Ag
|
Aug 14, 2025 Q2 2025 |
16,496
shares
|
$100,790
0.0% of portfolio
|
Q2 2025
Reduced 63.0%
|
|
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
Aug 13, 2025 Q2 2025 |
16,048
shares
|
$98,053
0.0% of portfolio
|
Q4 2022
New holding
|
|
|
Capital Investment Counsel, Inc
|
Aug 08, 2025 Q2 2025 |
14,961
shares
|
$91,411
0.01% of portfolio
|
Q1 2019
New holding
|