Latest Institutional Transactions on Swiss Helvetia Fund, Inc. (SWZ)
This table provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.84K+ 1.18% |
$30.8K - $34.6K
|
328K
$2.68M
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
180New |
$1.45K - $1.63K
|
180
$1.47K
|
|
|
Oct 18, 2024
Q3 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-24.5K- 1.13% |
$197K - $221K
|
2.15M
$17.6M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-246- 0.2% |
$1.98K - $2.22K
|
124K
$1.01M
|
|
|
Oct 17, 2024
Q3 2024
|
Uncommon Cents Investing LLC
|
BUY
|
- |
100+ 0.11% |
$804 - $903
|
91.9K
$753K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.56K- 7.08% |
$12.5K - $14.1K
|
20.5K
$168K
|
|
| Q2 2024 | |||||||
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.95K- 2.98% |
$22.1K - $24.4K
|
96.1K
$787K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-40- 1.37% |
$300 - $331
|
2.88K
$23.6K
|
|
|
Aug 14, 2024
Q2 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
13KNew |
$97.6K - $108K
|
13K
$107K
|
|
|
Aug 14, 2024
Q2 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-66.2K- 8.59% |
$496K - $547K
|
704K
$5.77M
|
|
|
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-3.64K- 1.19% |
$27.3K - $30.1K
|
301K
$2.47M
|
|
|
Aug 14, 2024
Q2 2024
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
17.8KNew |
$133K - $147K
|
17.8K
$146K
|
|
|
Aug 14, 2024
Q2 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
20.2KNew |
$151K - $167K
|
20.2K
$165K
|
|
|
Aug 14, 2024
Q2 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
11.2K+ 28.39% |
$83.6K - $92.2K
|
50.4K
$413K
|
|
|
Aug 13, 2024
Q2 2024
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
2.42K+ 1.08% |
$18.2K - $20K
|
226K
$1.85M
|
|
|
Aug 13, 2024
Q2 2024
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.42K+ 1.61% |
$33.2K - $36.6K
|
279K
$2.29M
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-12.6K- 14.95% |
$94.1K - $104K
|
71.4K
$585K
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.11K+ 12.21% |
$8.36K - $9.21K
|
10.2K
$83.8K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.75K+ 108.62% |
$20.6K - $22.7K
|
5.28K
$43.2K
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
7.96K+ 51.87% |
$59.7K - $65.8K
|
23.3K
$191K
|
|
|
Aug 09, 2024
Q2 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-480- 0.2% |
$3.6K - $3.97K
|
237K
$1.94M
|
|
|
Aug 09, 2024
Q2 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-29.4K- 39.14% |
$220K - $243K
|
45.7K
$374K
|
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.1K+ 21.09% |
$106K - $117K
|
81K
$663K
|
|
|
Aug 08, 2024
Q2 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
11.9K+ 3.37% |
$88.9K - $98K
|
364K
$2.98M
|
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
176+ 1.32% |
$1.32K - $1.46K
|
13.5K
$111K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
12.9K+ 55.21% |
$96.6K - $106K
|
36.2K
$296K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
24.1KNew |
$181K - $200K
|
24.1K
$198K
|
|
|
Jul 22, 2024
Q2 2024
|
Delta Capital Management LLC
|
BUY
|
- |
33.4KNew |
$250K - $276K
|
33.4K
$273K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.55KNew |
$19.9K - $21K
|
2.55K
$20.9K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-605- 0.66% |
$4.71K - $4.99K
|
91.3K
$748K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17.9KNew |
$140K - $148K
|
17.9K
$147K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
835New |
$6.5K - $6.89K
|
835
$6.84K
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.72K- 59.02% |
$26.5K - $30.5K
|
2.58K
$21.1K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-497- 34.32% |
$3.54K - $4.08K
|
951
$7.79K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.48K- 86.35% |
$33.9K - $38.3K
|
708
$5.8K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.83K- 14.17% |
$13.8K - $15.7K
|
11.1K
$90.9K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.65K- 14.47% |
$57.6K - $62.8K
|
45.2K
$370K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
16KNew |
$106K - $129K
|
16K
$131K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-450- 3.45% |
$2.97K - $3.62K
|
12.6K
$103K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.06KNew |
$7.03K - $8.7K
|
1.06K
$8.66K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10- 0.93% |
$74.6 - $94.2
|
1.07K
$8.75K
|
|
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-38.3KClosed |
$286K - $361K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
1.54KNew |
$11.5K - $14.5K
|
1.54K
$12.6K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-292Closed |
$2.18K - $2.75K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-4Closed |
$29.8 - $37.7
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-10.8KClosed |
$89.1K - $109K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
National Bank Of Canada
|
SELL
|
- |
-1Closed |
$8.22 - $10.1
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-292KClosed |
$2.66M - $2.9M
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.94KClosed |
$17.7K - $19.5K
|
0
$0
|
|