Rivernorth Capital Management, LLC Swiss Helvetia Fund, Inc. Transaction History

Rivernorth Capital Management, LLC

$1.95 Billion
Q2 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 14, 2020	SELL	$6.83 - $7.99 $5.39 Million - $6.31 Million	-789,381 Closed	0 $0
Q1 2020 May 18, 2020	SELL	$5.95 - $8.84 $545,930 - $811,096	-91,753 Reduced 10.41%	789,381 $5.49 Million
Q4 2019 Feb 14, 2020	BUY	$7.85 - $8.41 $3.1 Million - $3.32 Million	394,693 Added 81.14%	881,134 $7.41 Million
Q3 2019 Nov 14, 2019	BUY	$7.74 - $8.15 $3.77 Million - $3.96 Million	486,441 New	486,441 $3.91 Million
Q4 2018 Feb 14, 2019	SELL	$6.76 - $8.51 $924,876 - $1.16 Million	-136,816 Closed	0 $0
Q3 2018 Nov 15, 2018	BUY	$8.51 - $13.39 $978,284 - $1.54 Million	114,957 Added 525.9%	136,816 $1.16 Million
Q2 2018 Aug 14, 2018	BUY	$12.03 - $12.48 $262,963 - $272,800	21,859 New	21,859 $270,000

Others Institutions Holding SWZ

# of Institutions

42

Shares Held

5.53M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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