Latest Institutional Sells of Swiss Helvetia Fund, Inc. (SWZ)
This list provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2024
Q3 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-24.5K- 1.13% |
$197K - $221K
|
2.15M
$17.6M
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.56K- 7.08% |
$12.5K - $14.1K
|
20.5K
$168K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-246- 0.2% |
$1.98K - $2.22K
|
124K
$1.01M
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-66.2K- 8.59% |
$496K - $547K
|
704K
$5.77M
|
|
|
Aug 09, 2024
Q2 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-29.4K- 39.14% |
$220K - $243K
|
45.7K
$374K
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-12.6K- 14.95% |
$94.1K - $104K
|
71.4K
$585K
|
|
|
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-3.64K- 1.19% |
$27.3K - $30.1K
|
301K
$2.47M
|
|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.95K- 2.98% |
$22.1K - $24.4K
|
96.1K
$787K
|
|
|
Aug 09, 2024
Q2 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-480- 0.2% |
$3.6K - $3.97K
|
237K
$1.94M
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-40- 1.37% |
$300 - $331
|
2.88K
$23.6K
|
|
| Q1 2024 | |||||||
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-605- 0.66% |
$4.71K - $4.99K
|
91.3K
$748K
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.72K- 59.02% |
$26.5K - $30.5K
|
2.58K
$21.1K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-497- 34.32% |
$3.54K - $4.08K
|
951
$7.79K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.48K- 86.35% |
$33.9K - $38.3K
|
708
$5.8K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.83K- 14.17% |
$13.8K - $15.7K
|
11.1K
$90.9K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.65K- 14.47% |
$57.6K - $62.8K
|
45.2K
$370K
|
|
| Q4 2022 | |||||||
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-450- 3.45% |
$2.97K - $3.62K
|
12.6K
$103K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-38.3KClosed |
$286K - $361K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-292Closed |
$2.18K - $2.75K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10- 0.93% |
$74.6 - $94.2
|
1.07K
$8.75K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-4Closed |
$29.8 - $37.7
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-10.8KClosed |
$89.1K - $109K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
National Bank Of Canada
|
SELL
|
- |
-1Closed |
$8.22 - $10.1
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-292KClosed |
$2.66M - $2.9M
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.94KClosed |
$17.7K - $19.5K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.38K- 15.58% |
$20.6K - $22.2K
|
12.9K
$105K
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.4KClosed |
$79.9K - $93.9K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-59.3KClosed |
$468K - $511K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Smith, Salley & Associates
|
SELL
|
- |
-19.9KClosed |
$157K - $172K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-789KClosed |
$5.39M - $6.31M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-23.9KClosed |
$163K - $191K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-12.4KClosed |
$84.7K - $99.1K
|
0
$0
|
|
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-307Closed |
$2.1K - $2.45K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-307Closed |
$2.1K - $2.45K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 28, 2020
Q1 2020
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-16.7KClosed |
$99.3K - $148K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-2.23KClosed |
$13.3K - $19.7K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-800Closed |
$4.76K - $7.07K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-4.45KClosed |
$34.9K - $37.4K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 11, 2019
Q3 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-279KClosed |
$2.16M - $2.27M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-13Closed |
$101 - $106
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.79KClosed |
$13.3K - $14.2K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-129Closed |
$961 - $1.02K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-41.8KClosed |
$287K - $328K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Sol Capital Management CO
|
SELL
|
- |
-10.5KClosed |
$72.2K - $82.3K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 29, 2019
Q4 2018
|
John G Ullman & Associates Inc
|
SELL
|
- |
-295KClosed |
$1.99M - $2.51M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-107KClosed |
$724K - $911K
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-33.3KClosed |
$225K - $283K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-32.7KClosed |
$221K - $278K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Dakota Wealth Management
|
SELL
|
- |
-25.8KClosed |
$175K - $220K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gam Holding Ag
|
SELL
|
- |
-25KClosed |
$169K - $213K
|
0
$0
|
|