Latest Institutional Sells of Swiss Helvetia Fund, Inc. (SWZ)
This list provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-420K- 91.3% |
$3.18M - $3.87M
|
40K
$252K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-166K- 65.91% |
$1.26M - $1.53M
|
86.1K
$542K
|
|
|
May 15, 2025
Q1 2025
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-83.6K- 25.67% |
$633K - $771K
|
242K
$1.53M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-37.6K- 38.34% |
$285K - $347K
|
60.5K
$381K
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-36.5K- 1.86% |
$276K - $337K
|
1.93M
$12.2M
|
|
|
May 14, 2025
Q1 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-27.7K- 10.05% |
$209K - $255K
|
247K
$1.56M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-22.7K- 67.63% |
$172K - $209K
|
10.9K
$68.5K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-14.2K- 24.19% |
$108K - $131K
|
44.6K
$281K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-7.48K- 22.45% |
$56.7K - $69K
|
25.9K
$163K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.13K- 11.07% |
$8.58K - $10.4K
|
9.1K
$57.4K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-278- 52.75% |
$2.1K - $2.56K
|
249
$1.57K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-148- 0.12% |
$1.12K - $1.36K
|
125K
$786K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-45- 25.0% |
$341 - $415
|
135
$851
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.77K- 36.52% |
$20.8K - $24.8K
|
4.82K
$30.4K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-5.94K- 33.43% |
$47.8K - $53.7K
|
11.8K
$74.6K
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.56K- 7.08% |
$12.5K - $14.1K
|
20.5K
$129K
|
|
| Q2 2024 | |||||||
|
Aug 09, 2024
Q2 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-29.4K- 39.14% |
$220K - $243K
|
45.7K
$288K
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.72K- 59.02% |
$26.5K - $30.5K
|
2.58K
$16.3K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-497- 34.32% |
$3.54K - $4.08K
|
951
$5.99K
|
|
| Q3 2023 | |||||||
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.83K- 14.17% |
$13.8K - $15.7K
|
11.1K
$69.9K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.65K- 14.47% |
$57.6K - $62.8K
|
45.2K
$285K
|
|
| Q4 2022 | |||||||
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-450- 3.45% |
$2.97K - $3.62K
|
12.6K
$79.4K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-38.3KClosed |
$286K - $361K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-292Closed |
$2.18K - $2.75K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10- 0.93% |
$74.6 - $94.2
|
1.07K
$6.73K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-4Closed |
$29.8 - $37.7
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-10.8KClosed |
$89.1K - $109K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
National Bank Of Canada
|
SELL
|
- |
-1Closed |
$8.22 - $10.1
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-292KClosed |
$2.66M - $2.9M
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.94KClosed |
$17.7K - $19.5K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.38K- 15.58% |
$20.6K - $22.2K
|
12.9K
$81.1K
|
|
| Q3 2020 | |||||||
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-59.3KClosed |
$468K - $511K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Smith, Salley & Associates
|
SELL
|
- |
-19.9KClosed |
$157K - $172K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-23.9KClosed |
$163K - $191K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-12.4KClosed |
$84.7K - $99.1K
|
0
$0
|
|
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-307Closed |
$2.1K - $2.45K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-307Closed |
$2.1K - $2.45K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 28, 2020
Q1 2020
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-16.7KClosed |
$99.3K - $148K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-2.23KClosed |
$13.3K - $19.7K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-800Closed |
$4.76K - $7.07K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-4.45KClosed |
$34.9K - $37.4K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 11, 2019
Q3 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-279KClosed |
$2.16M - $2.27M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-13Closed |
$101 - $106
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.79KClosed |
$13.3K - $14.2K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-129Closed |
$961 - $1.02K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-41.8KClosed |
$287K - $328K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Sol Capital Management CO
|
SELL
|
- |
-10.5KClosed |
$72.2K - $82.3K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 29, 2019
Q4 2018
|
John G Ullman & Associates Inc
|
SELL
|
- |
-295KClosed |
$1.99M - $2.51M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-107KClosed |
$724K - $911K
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-33.3KClosed |
$225K - $283K
|
0
$0
|
|