Raymond James & Associates Swiss Helvetia Fund, Inc. Transaction History

Raymond James & Associates

$161 Billion
Q3 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 08, 2023	SELL	$6.59 - $8.05 $2,965 - $3,622	-450 Reduced 3.45%	12,600 $95,000
Q3 2022 Oct 25, 2022	BUY	$6.65 - $8.23 $86,782 - $107,401	13,050 New	13,050 $89,000
Q2 2022 Aug 12, 2022	SELL	$7.46 - $9.42 $205,537 - $259,539	-27,552 Closed	0 $0
Q2 2021 Aug 11, 2021	SELL	$8.88 - $9.99 $4,049 - $4,555	-456 Reduced 1.63%	27,552 $268,000
Q4 2020 Feb 12, 2021	BUY	$7.67 - $9.02 $48,259 - $56,753	6,292 Added 28.97%	28,008 $250,000
Q3 2020 Nov 04, 2020	BUY	$7.9 - $8.62 $71,131 - $77,614	9,004 Added 70.83%	21,716 $180,000
Q2 2020 Jul 28, 2020	BUY	$6.83 - $7.99 $12,218 - $14,294	1,789 Added 16.38%	12,712 $100,000
Q1 2020 Apr 21, 2020	BUY	$5.95 - $8.84 $64,991 - $96,559	10,923 New	10,923 $76,000
Q4 2018 Feb 11, 2019	SELL	$6.76 - $8.51 $71,879 - $90,486	-10,633 Closed	0 $0
Q1 2018 May 14, 2018	SELL	$12.25 - $13.67 $10,143 - $11,318	-828 Reduced 7.22%	10,633 $130,000
Q4 2017 Feb 14, 2018	SELL	$12.38 - $12.86 $15,475 - $16,075	-1,250 Reduced 9.83%	11,461 $146,000
Q3 2017 Nov 13, 2017	SELL	$12.53 - $12.83 $35,760 - $36,616	-2,854 Reduced 18.34%	12,711 $162,000
Q2 2017 Aug 14, 2017	BUY	N/A	15,565	15,565 $198,000

Others Institutions Holding SWZ

# of Institutions

42

Shares Held

5.54M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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