Smith, Salley & Associates Swiss Helvetia Fund, Inc. Transaction History

Smith, Salley & Associates

$1.48 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Nov 05, 2020	SELL	$7.9 - $8.62 $157,217 - $171,546	-19,901 Closed	0 $0
Q1 2020 Apr 24, 2020	SELL	$5.95 - $8.84 $1,945 - $2,890	-327 Reduced 1.62%	19,901 $138,000
Q4 2019 Jan 27, 2020	SELL	$7.85 - $8.41 $7,936 - $8,502	-1,011 Reduced 4.76%	20,228 $170,000
Q2 2019 Jul 12, 2019	BUY	$7.45 - $7.92 $5,766 - $6,130	774 Added 3.78%	21,239 $168,000
Q1 2019 May 03, 2019	BUY	$6.88 - $7.84 $140,799 - $160,445	20,465 New	20,465 $156,000
Q4 2018 Feb 05, 2019	SELL	$6.76 - $8.51 $93,795 - $118,076	-13,875 Closed	0 $0
Q1 2018 May 09, 2018	SELL	$12.25 - $13.67 $1,139 - $1,271	-93 Reduced 0.67%	13,875 $170,000
Q4 2017 Feb 12, 2018	BUY	$12.38 - $12.86 $1,733 - $1,800	140 Added 1.01%	13,968 $178,000
Q3 2017 Nov 02, 2017	BUY	$12.53 - $12.83 $173,264 - $177,413	13,828	13,828 $177,000

Others Institutions Holding SWZ

# of Institutions

42

Shares Held

5.54M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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