Rmb Capital Management, LLC Swiss Helvetia Fund, Inc. Transaction History

Rmb Capital Management, LLC

$4.3 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Nov 10, 2020	SELL	$7.9 - $8.62 $468,351 - $511,036	-59,285 Closed	0 $0
Q2 2020 Aug 05, 2020	BUY	$6.83 - $7.99 $33,446 - $39,127	4,897 Added 9.0%	59,285 $465,000
Q1 2020 May 11, 2020	BUY	$5.95 - $8.84 $74,059 - $110,031	12,447 Added 29.68%	54,388 $378,000
Q4 2019 Feb 13, 2020	BUY	$7.85 - $8.41 $92,598 - $99,204	11,796 Added 39.13%	41,941 $353,000
Q3 2019 Nov 12, 2019	SELL	$7.74 - $8.15 $121,339 - $127,767	-15,677 Reduced 34.21%	30,145 $242,000
Q2 2019 Aug 13, 2019	BUY	$7.45 - $7.92 $195,190 - $207,504	26,200 Added 133.52%	45,822 $362,000
Q1 2019 May 15, 2019	BUY	$6.88 - $7.84 $134,999 - $153,836	19,622 New	19,622 $150,000

Others Institutions Holding SWZ

# of Institutions

38

Shares Held

5.81M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$16.2 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

745K
Shares

$5.6 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

407K
Shares

$3.06 Million
0.33% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.47 Million
1.13% of portfolio
Css LLC Chicago, IL

290K
Shares

$2.18 Million
0.26% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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