Latest Institutional Sells of Swiss Helvetia Fund, Inc. (SWZ)
This list provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2019
Q4 2018
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-24.6KClosed |
$166K - $209K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-23.1KClosed |
$156K - $197K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5KClosed |
$33.8K - $42.6K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-2.83KClosed |
$19.1K - $24K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Citizens Financial Group Inc
|
SELL
|
- |
-2.52KClosed |
$17K - $21.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 02, 2018
Q3 2018
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-10KClosed |
$85.3K - $134K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.95KClosed |
$16.6K - $26.1K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-13.3KClosed |
$160K - $166K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-24.7KClosed |
$302K - $337K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-107Closed |
$1.31K - $1.46K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 06, 2018
Q4 2017
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-55.6KClosed |
$688K - $715K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Shufro Rose & CO LLC
|
SELL
|
- |
-23.9KClosed |
$296K - $308K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-2.95KClosed |
$36.5K - $37.9K
|
0
$0
|
|
| Q1 2017 | |||||||
|
Aug 30, 2024
Q1 2017
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-701- 38.33% |
N/A
|
1.13K
$9.24K
|
|