John G Ullman & Associates Inc Swiss Helvetia Fund, Inc. Transaction History

John G Ullman & Associates Inc

$630 Million
Q2 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Jan 29, 2019	SELL	$6.76 - $8.51 $1.99 Million - $2.51 Million	-294,636 Closed	0 $0
Q3 2018 Nov 02, 2018	SELL	$8.51 - $13.39 $48,932 - $76,992	-5,750 Reduced 1.91%	294,636 $2.51 Million
Q2 2018 Jul 23, 2018	BUY	$12.03 - $12.48 $196,642 - $203,998	16,346 Added 5.75%	300,386 $3.71 Million
Q1 2018 Apr 19, 2018	BUY	$12.25 - $13.67 $388,263 - $433,270	31,695 Added 12.56%	284,040 $3.48 Million
Q4 2017 Jan 31, 2018	BUY	$12.38 - $12.86 $101,330 - $105,259	8,185 Added 3.35%	252,345 $3.22 Million
Q3 2017 Nov 03, 2017	BUY	$12.53 - $12.83 $3.06 Million - $3.13 Million	244,160	244,160 $3.12 Million

Others Institutions Holding SWZ

# of Institutions

42

Shares Held

5.54M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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