Private Capital Group, LLC Swiss Helvetia Fund, Inc. Transaction History

Private Capital Group, LLC

$133 Million
Q2 2022

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2019 Nov 13, 2019	SELL	$7.74 - $8.15 $100 - $105	-13 Closed	0 $0
Q2 2019 Aug 15, 2019	BUY	$7.45 - $7.92 $96 - $102	13 New	13 $0
Q1 2019 Apr 26, 2019	SELL	$6.88 - $7.84 $130 - $148	-19 Closed	0 $0
Q4 2018 Jan 28, 2019	BUY	$6.76 - $8.51 $40 - $51	6 Added 46.15%	19 $0
Q2 2018 Aug 09, 2018	SELL	$12.03 - $12.48 $1,984 - $2,059	-165 Reduced 92.7%	13 $0
Q1 2018 May 16, 2018	BUY	$12.25 - $13.67 $2,180 - $2,433	178 New	178 $2,000

Others Institutions Holding SWZ

# of Institutions

42

Shares Held

5.53M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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