Cetera Investment Advisers Swiss Helvetia Fund, Inc. Transaction History

Cetera Investment Advisers

$42.2 Billion
Q2 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 15, 2023	SELL	$7.53 - $8.21 $57,604 - $62,806	-7,650 Reduced 14.47%	45,200 $358,000
Q4 2022 Feb 14, 2023	BUY	$6.59 - $8.05 $348,281 - $425,442	52,850 New	52,850 $399,000
Q1 2022 May 13, 2022	BUY	$8.22 - $10.08 $47,676 - $58,464	5,800 Added 11.55%	56,000 $516,000
Q4 2021 Feb 14, 2022	BUY	$9.11 - $9.94 $17,309 - $18,886	1,900 Added 3.93%	50,200 $499,000
Q3 2021 Nov 16, 2021	BUY	$9.13 - $10.04 $192,643 - $211,843	21,100 Added 77.57%	48,300 $443,000
Q2 2021 Aug 13, 2021	BUY	$8.88 - $9.99 $241,536 - $271,728	27,200 New	27,200 $265,000

Others Institutions Holding SWZ

# of Institutions

42

Shares Held

5.54M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

2.15M
Shares

$17.6 Million
0.03% of portfolio
Lazard Asset Management LLC New York, NY

704K
Shares

$5.77 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

364K
Shares

$2.98 Million
0.26% of portfolio
Shaker Financial Services, LLC

328K
Shares

$2.68 Million
1.13% of portfolio
Css LLC Chicago, IL

301K
Shares

$2.47 Million
0.24% of portfolio

About SWISS HELVETIA FUND, INC.

Ticker SWZ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all ma...

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