Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

  • $29.6 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
WBIG
Absolute Shs Tr Wbi Bullbear Y

ETFs
Q4 2020 Filed on Feb 04, 2021
8,993
$21.93 - $24.45 $197K - $220K
PBP
Invesco Exchange Traded Fd Tr

ETFs
Q4 2020 Filed on Feb 04, 2021
12,307
$18.64 - $20.53 $229K - $253K
Invesco Exch Trd Slf Idx Fd Bulshs 2020
Q4 2020 Filed on Feb 04, 2021
511,077
N/A
Invesco Exch Trd Slf Idx Fd Bulshs 2020
Q4 2020 Filed on Feb 04, 2021
313,213
N/A
Investors Real Estate
Q4 2020 Filed on Feb 04, 2021
10,474
N/A
Hexo
Q4 2020 Filed on Feb 04, 2021
33,036
N/A
IVAC
Intevac Inc

Industrials
Q4 2020 Filed on Feb 04, 2021
30,600
$5.03 - $7.53 $154K - $230K
MORN
Morningstar, Inc.

Financial Services
Q4 2020 Filed on Feb 04, 2021
1,799
$163.19 - $231.57 $294K - $417K
Glatfelter
Q4 2020 Filed on Feb 04, 2021
13,247
N/A
VNO
Vornado Realty Trust

Real Estate
Q4 2020 Filed on Feb 04, 2021
6,925
$30.2 - $41.84 $209K - $290K
ARDC
Ares Dynamic Credit Allocation Fund, Inc.

Financial Services
Q4 2020 Filed on Feb 04, 2021
32,982
$12.41 - $14.38 $409K - $474K
AROW
Arrow Financial Corp

Financial Services
Q4 2020 Filed on Feb 04, 2021
20,073
$25.1 - $31.66 $504K - $636K
Biospecifics Technologies
Q4 2020 Filed on Feb 04, 2021
12,680
N/A
Blackrock Mun 2020
Q4 2020 Filed on Feb 04, 2021
42,746
N/A
CVM
Cel Sci Corp

Healthcare
Q4 2020 Filed on Feb 04, 2021
10,532
$11.05 - $16.62 $116K - $175K
ESPR
Esperion Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 04, 2021
9,770
$24.2 - $35.76 $236K - $349K
Aytu Bioscience
Q4 2020 Filed on Feb 04, 2021
14,027
N/A
Noble
Q4 2020 Filed on Feb 04, 2021
14,814
N/A
Proshares
Q4 2020 Filed on Feb 04, 2021
11,660
N/A
ULBI
Ultralife Corp

Industrials
Q4 2020 Filed on Feb 04, 2021
10,600
$5.14 - $7.69 $54.5K - $81.5K
Flying Eagle Acquisition
Q4 2020 Filed on Feb 04, 2021
22,324
N/A
Forum Merger Ii Corp Cl
Q4 2020 Filed on Feb 04, 2021
120,811
N/A
K12
Q4 2020 Filed on Feb 04, 2021
27,415
N/A
Livongo Health
Q4 2020 Filed on Feb 04, 2021
15,201
N/A
MGY
Magnolia Oil & Gas Corp

Energy
Q4 2020 Filed on Feb 04, 2021
16,050
$4.13 - $8.05 $66.3K - $129K
EMTY
Proshares Tr Decline Of The Re

ETFs
Q4 2020 Filed on Feb 04, 2021
30,990
$22.7 - $27.86 $703K - $863K
Proshares
Q4 2020 Filed on Feb 04, 2021
68,170
N/A
Seattle Genetics
Q4 2020 Filed on Feb 04, 2021
8,033
N/A
SMSI
Smith Micro Software, Inc.

Technology
Q4 2020 Filed on Feb 04, 2021
10,125
$3.62 - $5.87 $36.7K - $59.4K
SOYB
Teucrium Commodity Trust

ETFs
Q4 2020 Filed on Feb 04, 2021
244,689
$15.83 - $19.47 $3.87M - $4.76M
Tonix Pharmaceuticals Hldg
Q4 2020 Filed on Feb 04, 2021
28,795
N/A
Tortoise Acquisition Corp Cl
Q4 2020 Filed on Feb 04, 2021
27,139
N/A
USL
United States 12 Month Oil Fund, LP

ETFs
Q4 2020 Filed on Feb 04, 2021
15,202
$13.52 - $17.44 $206K - $265K
WBIL
Absolute Shs Tr Wbi Bullbear Q

ETFs
Q4 2020 Filed on Feb 04, 2021
8,077
$25.47 - $27.83 $206K - $225K
Aduro
Q4 2020 Filed on Feb 04, 2021
12,000
N/A
APRN
Blue Apron Holdings, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 04, 2021
14,705
$4.17 - $7.67 $61.3K - $113K
CEVA
Ceva Inc

Technology
Q4 2020 Filed on Feb 04, 2021
10,033
$37.5 - $45.5 $376K - $457K
Cheniere
Q4 2020 Filed on Feb 04, 2021
10,000
N/A
DLTH
Duluth Holdings Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 04, 2021
25,515
$10.48 - $16.88 $267K - $431K
ELAN
Elanco Animal Health Inc

Healthcare
Q4 2020 Filed on Feb 04, 2021
9,930
$27.53 - $33.79 $273K - $336K
Guardion Health Sciences
Q4 2020 Filed on Feb 04, 2021
253,500
N/A
Hennessy Cap Acqustion Corp Cl
Q4 2020 Filed on Feb 04, 2021
12,414
N/A
Immunomedics
Q4 2020 Filed on Feb 04, 2021
4,634
N/A
J P Morgan Exchange Traded F Betbuld
Q4 2020 Filed on Feb 04, 2021
12,575
N/A
AUGZ
Listed Fds Tr Trueshares Struc

Technology
Q4 2020 Filed on Feb 04, 2021
40,008
$24.81 - $27.83 $993K - $1.11M
Neurotrope
Q4 2020 Filed on Feb 04, 2021
34,370
N/A
Renaissance Cap Greenwich Fd Intntl Ipo
Q4 2020 Filed on Feb 04, 2021
14,131
N/A
Spartan Energy Acquisition C Cl
Q4 2020 Filed on Feb 04, 2021
41,679
N/A
Trine Acquisition Corp Com Cl
Q4 2020 Filed on Feb 04, 2021
19,880
N/A
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