Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

  • $32.9 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
VERI
Veritone, Inc.

Technology
Q1 2021 Filed on May 07, 2021
14,455
$21.49 - $48.83 $311K - $706K
Social Cap Hedspia Hldg
Q1 2021 Filed on May 07, 2021
25,864
N/A
Amci Acquisition Corp
Q1 2021 Filed on May 07, 2021
57,220
N/A
ARCT
Arcturus Therapeutics Holdings Inc.

Healthcare
Q1 2021 Filed on May 07, 2021
6,363
$38.75 - $86.92 $247K - $553K
Bridge Bancorp
Q1 2021 Filed on May 07, 2021
16,209
N/A
DQ
Daqo New Energy Corp.

Technology
Q1 2021 Filed on May 07, 2021
10,006
$62.16 - $124.13 $622K - $1.24M
DMRC
Digimarc Corp

Technology
Q1 2021 Filed on May 07, 2021
5,295
$28.77 - $49.18 $152K - $260K
CTEC
Global X Fds Cleantech ETF

ETFs
Q1 2021 Filed on May 07, 2021
8,977
$19.77 - $28.98 $177K - $260K
Gores Hldgs Iv
Q1 2021 Filed on May 07, 2021
54,888
N/A
TILE
Interface Inc

Consumer Cyclical
Q1 2021 Filed on May 07, 2021
17,244
$9.92 - $14.15 $171K - $244K
Lightspeed Pos Inc Sub
Q1 2021 Filed on May 07, 2021
3,194
N/A
Listed Fd Tr Trueshares
Q1 2021 Filed on May 07, 2021
8,752
N/A
GRIL
Muscle Maker, Inc.

Consumer Cyclical
Q1 2021 Filed on May 07, 2021
31,500
$1.8 - $3.02 $56.7K - $95.1K
Neos Therapeutics
Q1 2021 Filed on May 07, 2021
10,000
N/A
Noble Midstream Partners
Q1 2021 Filed on May 07, 2021
11,000
N/A
UCC
Proshares Ultra Consumer Servi

ETFs
Q1 2021 Filed on May 07, 2021
2,716
$41.63 - $47.66 $113K - $129K
Sl Green Rlty
Q1 2021 Filed on May 07, 2021
9,043
N/A
SPRO
Spero Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 07, 2021
34,423
$13.23 - $21.48 $455K - $739K
TALO
Talos Energy Inc.

Energy
Q1 2021 Filed on May 07, 2021
12,802
$8.46 - $14.47 $108K - $185K
RBACWS
Redball Acquisition Corp Wt Ex
Q1 2021 Filed on May 07, 2021
10,000
N/A
Social Cap Hedspia Hldg CO I
Q1 2021 Filed on May 07, 2021
21,950
N/A
ALLT
Allot Ltd.

Technology
Q1 2021 Filed on May 07, 2021
13,019
$10.38 - $17.08 $135K - $222K
Abraxas Pete
Q4 2020 Filed on Feb 04, 2021
12,500
N/A
Absolute
Q4 2020 Filed on Feb 04, 2021
12,284
N/A
Hertz Global Hldgs
Q4 2020 Filed on Feb 04, 2021
25,981
N/A
Ishares Tr Ibonds Dec20
Q4 2020 Filed on Feb 04, 2021
102,951
N/A
Unilever N V N Y
Q4 2020 Filed on Feb 04, 2021
34,492
N/A
Vereit
Q4 2020 Filed on Feb 04, 2021
673,516
N/A
WTRE
Watford Holdings Ltd.

Financial Services
Q4 2020 Filed on Feb 04, 2021
25,482
$23.33 - $26.54 $594K - $676K
Nuveen Tx Adv Total Ret
Q4 2020 Filed on Feb 04, 2021
31,520
N/A
Dunkin Brands Group
Q4 2020 Filed on Feb 04, 2021
5,548
N/A
Zomedica Pharmaceuticals
Q4 2020 Filed on Feb 04, 2021
12,254,080
N/A
DWPP
First Trust ETF Dorsey Wright

ETFs
Q4 2020 Filed on Feb 04, 2021
22,768
$24.42 - $28.29 $556K - $644K
WBIG
Absolute Shs Tr Wbi Bullbear Y

ETFs
Q4 2020 Filed on Feb 04, 2021
8,993
$21.93 - $24.45 $197K - $220K
PBP
Invesco Exchange Traded Fd Tr

ETFs
Q4 2020 Filed on Feb 04, 2021
12,307
$18.64 - $20.53 $229K - $253K
Invesco Exch Trd Slf Idx Fd Bulshs 2020
Q4 2020 Filed on Feb 04, 2021
511,077
N/A
Invesco Exch Trd Slf Idx Fd Bulshs 2020
Q4 2020 Filed on Feb 04, 2021
313,213
N/A
Investors Real Estate
Q4 2020 Filed on Feb 04, 2021
10,474
N/A
Hexo
Q4 2020 Filed on Feb 04, 2021
33,036
N/A
IVAC
Intevac Inc

Industrials
Q4 2020 Filed on Feb 04, 2021
30,600
$5.03 - $7.53 $154K - $230K
MORN
Morningstar, Inc.

Financial Services
Q4 2020 Filed on Feb 04, 2021
1,799
$163.19 - $231.57 $294K - $417K
Glatfelter
Q4 2020 Filed on Feb 04, 2021
13,247
N/A
VNO
Vornado Realty Trust

Real Estate
Q4 2020 Filed on Feb 04, 2021
6,925
$30.2 - $41.84 $209K - $290K
ARDC
Ares Dynamic Credit Allocation Fund, Inc.

Financial Services
Q4 2020 Filed on Feb 04, 2021
32,982
$12.41 - $14.38 $409K - $474K
AROW
Arrow Financial Corp

Financial Services
Q4 2020 Filed on Feb 04, 2021
20,073
$25.1 - $31.66 $504K - $636K
Biospecifics Technologies
Q4 2020 Filed on Feb 04, 2021
12,680
N/A
Blackrock Mun 2020
Q4 2020 Filed on Feb 04, 2021
42,746
N/A
CVM
Cel Sci Corp

Healthcare
Q4 2020 Filed on Feb 04, 2021
10,532
$11.05 - $16.62 $116K - $175K
ESPR
Esperion Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 04, 2021
9,770
$24.2 - $35.76 $236K - $349K
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