Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

  • $29.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
NETL
ETF Ser Solutions Net Lease CO

ETFs
Q4 2021 Filed on Feb 03, 2022
7,570
$29.36 - $32.09 $222K - $243K
GOED
1847 Goedeker Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 03, 2022
25,400
$1.99 - $3.5 $50.5K - $88.9K
UTRN
Exch Traded Concepts Tr

ETFs
Q4 2021 Filed on Feb 03, 2022
7,212
$30.36 - $37.76 $219K - $272K
KSA
Ishares Tr Msci Saudi Arabia E

ETFs
Q4 2021 Filed on Feb 03, 2022
25,628
$39.39 - $44.04 $1.01M - $1.13M
LABP
Landos Biopharma, Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
18,831
$4.7 - $15.0 $88.5K - $282K
Lucid Group
Q4 2021 Filed on Feb 03, 2022
68,614
N/A
MVSTW
Microvast Hldgs Inc Wt Exp 04/
Q4 2021 Filed on Feb 03, 2022
33,600
$0.96 - $2.34 $32.3K - $78.6K
MNMDXXXX
Mind Medicine Mindmed Inc
Q4 2021 Filed on Feb 03, 2022
14,430
N/A
NRXP
Nrx Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
153,523
$4.5 - $11.91 $691K - $1.83M
LUNG
Pulmonx Corp

Healthcare
Q4 2021 Filed on Feb 03, 2022
15,447
$29.72 - $45.1 $459K - $697K
Regulus Therapeutics
Q4 2021 Filed on Feb 03, 2022
14,000
N/A
SQNS
Sequans Communications

Technology
Q4 2021 Filed on Feb 03, 2022
17,155
$4.08 - $6.11 $70K - $105K
Sofi Technologies
Q4 2021 Filed on Feb 03, 2022
15,039
N/A
DAC
Danaos Corp

Industrials
Q4 2021 Filed on Feb 03, 2022
3,760
$65.69 - $81.88 $247K - $308K
Alexion Pharmaceuticals
Q3 2021 Filed on Nov 02, 2021
14,573
N/A
General Electric
Q3 2021 Filed on Nov 02, 2021
1,338,301
N/A
ARWR
Arrowhead Pharmaceuticals, Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
3,230
$58.38 - $84.96 $189K - $274K
SHEN
Shenandoah Telecommunications CO

Communication Services
Q3 2021 Filed on Nov 02, 2021
13,855
$28.95 - $61.13 $401K - $847K
SWIR
Sierra Wireless Inc

Technology
Q3 2021 Filed on Nov 02, 2021
13,142
$14.95 - $19.54 $196K - $257K
BIG
Big Lots Inc

Consumer Defensive
Q3 2021 Filed on Nov 02, 2021
3,040
$43.36 - $65.53 $132K - $199K
L Brands
Q3 2021 Filed on Nov 02, 2021
163,101
N/A
USCR
U.S. Concrete, Inc.

Basic Materials
Q3 2021 Filed on Nov 02, 2021
20,307
N/A
Columbia
Q3 2021 Filed on Nov 02, 2021
8,040
N/A
Maxim Integrated Prods
Q3 2021 Filed on Nov 02, 2021
5,653
N/A
NGL
Ngl Energy Partners LP

Energy
Q3 2021 Filed on Nov 02, 2021
21,579
$1.4 - $2.59 $30.2K - $55.9K
RESE
Wisdomtree Emerging Markets Es

ETFs
Q3 2021 Filed on Nov 02, 2021
11,630
N/A
KTOS
Kratos Defense & Security Solutions, Inc.

Industrials
Q3 2021 Filed on Nov 02, 2021
31,943
$21.39 - $28.65 $683K - $915K
Momo
Q3 2021 Filed on Nov 02, 2021
12,481
N/A
BZUN
Baozun Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 02, 2021
7,711
$17.28 - $35.53 $133K - $274K
BLUE
Bluebird Bio, Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
13,629
$11.24 - $21.0 $153K - $286K
CENX
Century Aluminum CO

Basic Materials
Q3 2021 Filed on Nov 02, 2021
17,900
$10.58 - $14.9 $189K - $267K
Invesco Exch Traded
Q3 2021 Filed on Nov 02, 2021
12,180
N/A
Cerecor
Q3 2021 Filed on Nov 02, 2021
10,400
N/A
New Oriental Ed & Technology Spon
Q3 2021 Filed on Nov 02, 2021
10,011
N/A
RESD
Wisdomtree International Esg F

ETFs
Q3 2021 Filed on Nov 02, 2021
19,244
N/A
Mackinac
Q3 2021 Filed on Nov 02, 2021
22,782
N/A
Slack Technologies
Q3 2021 Filed on Nov 02, 2021
48,988
N/A
SCM
Stellus Capital Investment Corp

Financial Services
Q3 2021 Filed on Nov 02, 2021
11,000
$12.45 - $13.61 $137K - $150K
HPF
John Hancock Preferred Income Fund Ii

Financial Services
Q3 2021 Filed on Nov 02, 2021
9,680
$21.05 - $22.74 $204K - $220K
THTX
Theratechnologies Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
10,130
$3.28 - $4.07 $33.2K - $41.2K
At Home Group
Q3 2021 Filed on Nov 02, 2021
10,509
N/A
Manager Directed Portfolios Im Dbi Mngd
Q3 2021 Filed on Nov 02, 2021
7,285
N/A
SVM
Silvercorp Metals Inc

Basic Materials
Q3 2021 Filed on Nov 02, 2021
66,077
$3.72 - $5.55 $246K - $367K
Brookfield Property Partrs L
Q3 2021 Filed on Nov 02, 2021
19,290
N/A
GAU
Galiano Gold Inc.

Basic Materials
Q3 2021 Filed on Nov 02, 2021
13,559
$0.67 - $1.08 $9.08K - $14.6K
MARK
Remark Holdings, Inc.

Technology
Q3 2021 Filed on Nov 02, 2021
11,570
$1.05 - $1.88 $12.1K - $21.8K
Acceleron
Q3 2021 Filed on Nov 02, 2021
2,974
N/A
AWH
Aspira Women'S Health Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
12,512
$3.19 - $5.48 $39.9K - $68.6K
Center Coast Brkfld
Q3 2021 Filed on Nov 02, 2021
10,244
N/A
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