Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

  • $29.6 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Churchill Capital Corp Iv
Q3 2021 Filed on Nov 02, 2021
99,868
N/A
Cleveland Biolabs
Q3 2021 Filed on Nov 02, 2021
48,725
N/A
CNR
Cornerstone Building Brands, Inc.

Industrials
Q3 2021 Filed on Nov 02, 2021
17,143
$14.53 - $18.18 $249K - $312K
DBI
Designer Brands Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 02, 2021
27,827
$11.99 - $17.01 $334K - $473K
SPAK
ETF Ser Solutions Defiance Nex
Q3 2021 Filed on Nov 02, 2021
92,911
N/A
RNRG
Glbl X Funds Glbl X Yldco & Re

ETFs
Q3 2021 Filed on Nov 02, 2021
21,981
$15.57 - $16.66 $342K - $366K
DBOC
Innovator Etfs Tr Us Equity Do
Q3 2021 Filed on Nov 02, 2021
14,000
N/A
EMGF
Ishares Msci Emerging Markets

ETFs
Q3 2021 Filed on Nov 02, 2021
5,334
$50.52 - $54.46 $269K - $290K
Listed Fd Tr Morgan
Q3 2021 Filed on Nov 02, 2021
24,826
N/A
NRIX
Nurix Therapeutics, Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
29,000
$22.71 - $36.69 $659K - $1.06M
TME
Tencent Music Entertainment Group

Communication Services
Q3 2021 Filed on Nov 02, 2021
15,158
$7.01 - $15.47 $106K - $234K
VBTX
Veritex Holdings, Inc.

Financial Services
Q3 2021 Filed on Nov 02, 2021
6,189
$31.42 - $40.25 $194K - $249K
Aspirational Consumer Lifest
Q3 2021 Filed on Nov 02, 2021
96,862
N/A
ATIP
Ati Physical Therapy, Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
169,818
$3.39 - $9.42 $576K - $1.6M
AHCO
Adapt Health Corp.

Healthcare
Q3 2021 Filed on Nov 02, 2021
10,115
$21.49 - $27.46 $217K - $278K
KERN
Akerna Corp.

Healthcare
Q3 2021 Filed on Nov 02, 2021
31,305
N/A
AUD
Audacy, Inc.

Communication Services
Q3 2021 Filed on Nov 02, 2021
14,645
$2.96 - $4.35 $43.3K - $63.7K
AUPH
Aurinia Pharmaceuticals Inc.

Healthcare
Q3 2021 Filed on Nov 02, 2021
10,396
$10.93 - $23.55 $114K - $245K
Blackrock Muniyield Calif Qu
Q3 2021 Filed on Nov 02, 2021
26,473
N/A
Blackrock Science & Technolo Right
Q3 2021 Filed on Nov 02, 2021
39,007
N/A
SCOR
Comscore, Inc.

Communication Services
Q3 2021 Filed on Nov 02, 2021
10,000
$3.12 - $4.99 $31.2K - $49.9K
COWN
Cowen Inc.

Financial Services
Q3 2021 Filed on Nov 02, 2021
6,390
$32.05 - $41.97 $205K - $268K
Dicerna Pharmaceuticals
Q3 2021 Filed on Nov 02, 2021
10,098
N/A
FIGS
Figs, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 02, 2021
6,270
$35.24 - $46.04 $221K - $289K
FUTU
Futu Holdings LTD

Financial Services
Q3 2021 Filed on Nov 02, 2021
2,217
$86.3 - $162.2 $191K - $360K
Gabelli Equity Tr Inc Right
Q3 2021 Filed on Nov 02, 2021
46,610
N/A
HNRG
Hallador Energy CO

Energy
Q3 2021 Filed on Nov 02, 2021
10,200
$2.01 - $3.29 $20.5K - $33.6K
QED
Indexiq ETF Triq Hedge Event D

ETFs
Q3 2021 Filed on Nov 02, 2021
30,323
$23.55 - $24.09 $714K - $730K
QMN
Iq Hedge Market Neutral ETF
Q3 2021 Filed on Nov 02, 2021
17,619
N/A
Msg Network
Q3 2021 Filed on Nov 02, 2021
10,138
N/A
Monaker Group
Q3 2021 Filed on Nov 02, 2021
15,000
N/A
Portman Ridge
Q3 2021 Filed on Nov 02, 2021
12,868
N/A
Qts Rlty
Q3 2021 Filed on Nov 02, 2021
3,187
N/A
WIP
Spdr Ser Tr Ftse Intl Govt Inf

ETFs
Q3 2021 Filed on Nov 02, 2021
4,683
$54.36 - $57.55 $255K - $270K
SSL
Sasol LTD

Basic Materials
Q3 2021 Filed on Nov 02, 2021
10,480
$12.83 - $18.84 $134K - $197K
TGA
Transglobe Energy Corp

Energy
Q3 2021 Filed on Nov 02, 2021
40,000
$1.55 - $2.19 $62K - $87.6K
Translate
Q3 2021 Filed on Nov 02, 2021
8,800
N/A
Tuscan Hldgs
Q3 2021 Filed on Nov 02, 2021
63,020
N/A
VIACA
Paramount Global

Communication Services
Q3 2021 Filed on Nov 02, 2021
4,794
$41.15 - $46.9 $197K - $225K
VMEO
Vimeo, Inc.

Technology
Q3 2021 Filed on Nov 02, 2021
4,368
$29.37 - $51.67 $128K - $226K
ACEV
Ace Convergence Acquisition Corp.

Financial Services
Q3 2021 Filed on Nov 02, 2021
16,244
$9.85 - $9.98 $160K - $162K
Seagate Technology PLC
Q2 2021 Filed on Aug 10, 2021
48,060
N/A
CRNT
Ceragon Networks LTD

Technology
Q2 2021 Filed on Aug 10, 2021
10,485
$3.01 - $3.98 $31.6K - $41.7K
FLC
Flaherty & Crumrine Total Return Fund Inc

Financial Services
Q2 2021 Filed on Aug 10, 2021
10,397
$23.49 - $25.29 $244K - $263K
Gw Pharmaceuticals PLC
Q2 2021 Filed on Aug 10, 2021
6,850
N/A
SRCL
Stericycle Inc

Industrials
Q2 2021 Filed on Aug 10, 2021
6,489
$67.85 - $79.23 $440K - $514K
Blackrock New York Mun Incom
Q2 2021 Filed on Aug 10, 2021
10,800
N/A
Blackrock Munienhanced
Q2 2021 Filed on Aug 10, 2021
30,116
N/A
Ishares
Q2 2021 Filed on Aug 10, 2021
1,427,375
N/A
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