Capstone Investment Advisors, LLC Caterpillar Inc Put Options Transaction History

Capstone Investment Advisors, LLC

$30.4 Billion
Q3 2024

Put Options

28 transactions

Quarter	Operation	Price Per put	puts change	puts Held
Q3 2024 Nov 14, 2024	SELL	$316.8 - $391.12 $7.41 Million - $9.15 Million	-23,400 Reduced 17.44%	110,800 $43.3 Million
Q2 2024 Aug 14, 2024	BUY	$321.47 - $379.3 $20.2 Million - $23.8 Million	62,700 Added 87.69%	134,200 $44.7 Million
Q1 2024 May 01, 2024	SELL	$278.63 - $366.43 $44.6 Million - $58.7 Million	-160,100 Reduced 69.13%	71,500 $26.2 Million
Q4 2023 Feb 12, 2024	BUY	$226.05 - $298.12 $17 Million - $22.4 Million	75,100 Added 47.99%	231,600 $68.5 Million
Q3 2023 Nov 13, 2023	SELL	$240.58 - $288.65 $1.85 Million - $2.22 Million	-7,700 Reduced 4.69%	156,500 $42.7 Million
Q2 2023 Aug 10, 2023	BUY	$205.75 - $247.67 $1.01 Million - $1.21 Million	4,900 Added 3.08%	164,200 $40.4 Million
Q1 2023 May 09, 2023	BUY	$215.01 - $264.54 $27.7 Million - $34.1 Million	128,900 Added 424.01%	159,300 $36.5 Million
Q4 2022 Feb 10, 2023	BUY	$171.23 - $243.14 $530,813 - $753,734	3,100 Added 11.36%	30,400 $7.28 Million
Q3 2022 Nov 10, 2022	SELL	$162.44 - $198.25 $324,880 - $396,500	-2,000 Reduced 6.83%	27,300 $4.48 Million
Q2 2022 Aug 15, 2022	SELL	$178.67 - $235.08 $42.8 Million - $56.3 Million	-239,700 Reduced 89.11%	29,300 $5.24 Million
Q1 2022 May 13, 2022	SELL	$182.83 - $229.87 $62.1 Million - $78.1 Million	-339,600 Reduced 55.8%	269,000 $59.9 Million
Q4 2021 Feb 11, 2022	SELL	$188.94 - $214.25 $8.35 Million - $9.47 Million	-44,200 Reduced 6.77%	608,600 $126 Million
Q3 2021 Nov 15, 2021	BUY	$189.84 - $221.66 $28.1 Million - $32.8 Million	148,000 Added 29.32%	652,800 $125 Million
Q2 2021 Aug 16, 2021	BUY	$208.86 - $244.79 $17.1 Million - $20 Million	81,700 Added 19.31%	504,800 $110 Million
Q1 2021 May 17, 2021	BUY	$180.63 - $233.63 $42.7 Million - $55.3 Million	236,600 Added 126.86%	423,100 $98.1 Million
Q4 2020 Feb 16, 2021	BUY	$146.71 - $182.21 $10.1 Million - $12.6 Million	69,100 Added 58.86%	186,500 $33.9 Million
Q3 2020 Nov 16, 2020	BUY	$125.73 - $153.87 $3.9 Million - $4.77 Million	31,000 Added 35.88%	117,400 $17.5 Million
Q2 2020 Aug 14, 2020	BUY	$104.48 - $137.72 $1.8 Million - $2.37 Million	17,200 Added 24.86%	86,400 $10.9 Million
Q1 2020 May 15, 2020	SELL	$91.85 - $150.53 $14.2 Million - $23.3 Million	-154,700 Reduced 69.09%	69,200 $8.03 Million
Q4 2019 Feb 14, 2020	BUY	$117.97 - $148.5 $6.9 Million - $8.69 Million	58,500 Added 35.37%	223,900 $33.1 Million
Q3 2019 Nov 14, 2019	SELL	$113.38 - $139.64 $2.27 Million - $2.79 Million	-20,000 Reduced 10.79%	165,400 $20.9 Million
Q2 2019 Aug 14, 2019	BUY	$119.81 - $143.36 $9.17 Million - $11 Million	76,500 Added 70.25%	185,400 $25.3 Million
Q1 2019 May 15, 2019	SELL	$121.51 - $141.41 $1.23 Million - $1.43 Million	-10,100 Reduced 8.49%	108,900 $14.8 Million
Q4 2018 Feb 14, 2019	BUY	$112.34 - $158.22 $4.62 Million - $6.5 Million	41,100 Added 52.76%	119,000 $15.1 Million
Q3 2018 Nov 14, 2018	BUY	$132.02 - $156.38 $6.75 Million - $7.99 Million	51,100 Added 190.67%	77,900 $11.9 Million
Q2 2018 Aug 13, 2018	BUY	$134.61 - $158.92 $188,454 - $222,487	1,400 Added 5.51%	26,800 $3.64 Million
Q1 2018 May 15, 2018	SELL	$144.29 - $170.89 $57,716 - $68,356	-400 Reduced 1.55%	25,400 $3.74 Million
Q4 2017 Feb 14, 2018	BUY	$124.72 - $158.42 $3.22 Million - $4.09 Million	25,800	25,800 $4.07 Million

Others Institutions Holding CAT

# of Institutions

3,125

Shares Held

335M

Call Options Held

6.57M

Put Options Held

7.63M

Vanguard Group Inc Valley Forge, PA

46.5M
Shares

$17.1 Billion
0.33% of portfolio
State Street Corp Boston, MA

36.4M
Shares

$13.4 Billion
0.59% of portfolio
Black Rock Inc. New York, NY

36.2M
Shares

$13.3 Billion
0.28% of portfolio
State Farm Mutual Automobile Insurance CO Bloomington, IL

17.7M
Shares

$6.52 Billion
6.04% of portfolio
Capital World Investors Los Angeles, CA

17.5M
Shares

$6.43 Billion
1.09% of portfolio

View Full List

About CATERPILLAR INC

Ticker CAT
Exchange NYSE
Sector Industrials
Industry Farm & Heavy Construction Machinery
Shares Outstandng 527,908,992
Market Cap $194B
Description
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines worldwide. Its Construction Industries segment offers asphalt pavers, backhoe loaders, compactors, cold planers, compact track and multi-terrain loaders, excavators, motorgraders, pipelayers, road reclaimers, sit...

More about CAT

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