Capstone Investment Advisors, LLC Portfolio Holdings by Sector

Industry	Value	Buys	Sells	New Positions	Closed Positions	Options
ETFs \| ETFs SPY QQQ SPY SPY HYG IWM QQQ VOO 71 stocks	$15.5 Million 51.06% of portfolio	45	21	18	-	13 Calls 15 Puts
Semiconductors \| Technology NVDA NVDA AVGO QCOM AMD AVGO MU TXN 49 stocks	$2.63 Million 8.66% of portfolio	28	17	3	-	13 Calls 14 Puts
Internet Content & Information \| Communication Services META GOOGL GOOG META GOOGL GOOG GOOGL DASH 17 stocks	$1.5 Million 4.95% of portfolio	5	10	1	-	4 Calls 4 Puts
Software—Infrastructure \| Technology MSFT MSFT ADBE ORCL ORCL PANW ADBE ADBE 51 stocks	$1.35 Million 4.45% of portfolio	33	14	13	-	13 Calls 13 Puts
Consumer Electronics \| Technology AAPL AAPL AAPL SONO 4 stocks	$988,988 3.26% of portfolio	1	3	1	-	1 Calls 1 Puts
Internet Retail \| Consumer Cyclical AMZN AMZN AMZN PDD BABA EBAY MELI PDD 20 stocks	$698,954 2.3% of portfolio	9	7	1	-	4 Calls 3 Puts
Drug Manufacturers—General \| Healthcare LLY JNJ ABBV MRK JNJ MRK PFE LLY 27 stocks	$596,334 1.96% of portfolio	15	12	1	-	9 Calls 9 Puts
Banks—Diversified \| Financial Services JPM BAC JPM WFC BAC C WFC C 14 stocks	$506,872 1.67% of portfolio	5	9	1	-	4 Calls 4 Puts
Auto Manufacturers \| Consumer Cyclical TSLA TSLA GM TSLA F GM F LCID 14 stocks	$501,809 1.65% of portfolio	4	8	1	-	3 Calls 4 Puts
Software—Application \| Technology CRM INTU NOW MSTR UBER CRM INTU CDNS 57 stocks	$411,978 1.36% of portfolio	34	18	9	-	12 Calls 12 Puts
Discount Stores \| Consumer Defensive COST WMT COST WMT TGT TGT DG DG 14 stocks	$367,359 1.21% of portfolio	3	11	-	-	5 Calls 5 Puts
Credit Services \| Financial Services V PYPL MA MA V AXP PYPL AXP 20 stocks	$296,801 0.98% of portfolio	8	12	2	-	7 Calls 7 Puts
Entertainment \| Communication Services NFLX DIS NFLX DIS CNK WBD DIS WBD 23 stocks	$263,598 0.87% of portfolio	11	10	2	-	6 Calls 6 Puts
Telecom Services \| Communication Services TMUS VZ T CMCSA TMUS T CMCSA CMCSA 18 stocks	$229,377 0.76% of portfolio	9	9	3	-	5 Calls 5 Puts
Oil & Gas Integrated \| Energy XOM XOM CVX CVX CVX TTE XOM 7 stocks	$206,795 0.68% of portfolio	2	5	1	-	2 Calls 2 Puts
Capital Markets \| Financial Services MS GS SCHW MS GS SCHW MS SCHW 16 stocks	$198,772 0.65% of portfolio	8	8	2	-	4 Calls 4 Puts
Closed-End Fund - Foreign \| ETFs EEM EEM EEM 3 stocks	$166,466 0.55% of portfolio	3	-	1	-	1 Calls 1 Puts
Healthcare Plans \| Healthcare UNH UNH CVS ELV CI CNC UNH HUM 21 stocks	$161,608 0.53% of portfolio	12	9	-	-	7 Calls 7 Puts
Information Technology Services \| Technology IBM IBM ACN ACN FISV CTSH FIS FISV 36 stocks	$159,732 0.53% of portfolio	23	13	4	-	11 Calls 11 Puts
Aerospace & Defense \| Industrials BA RTX BA LMT NOC BA RTX LMT 29 stocks	$145,436 0.48% of portfolio	14	15	2	-	10 Calls 9 Puts
Home Improvement Retail \| Consumer Cyclical HD HD LOW LOW LOW 5 stocks	$142,789 0.47% of portfolio	2	3	-	-	2 Calls 2 Puts
Household & Personal Products \| Consumer Defensive PG PG CL KMB EL EL CL CLX 20 stocks	$141,808 0.47% of portfolio	14	6	4	-	6 Calls 6 Puts
Specialty Industrial Machinery \| Industrials GE GE ETN PH EMR ROP ITW OTIS 53 stocks	$137,806 0.45% of portfolio	29	24	3	-	18 Calls 18 Puts
Restaurants \| Consumer Cyclical SBUX MCD SBUX MCD YUM SBUX CMG DRI 20 stocks	$131,092 0.43% of portfolio	9	10	3	-	4 Calls 5 Puts
Beverages—Non-Alcoholic \| Consumer Defensive PEP KO KO PEP PEP MNST KDP KDP 17 stocks	$128,434 0.42% of portfolio	11	5	2	-	4 Calls 4 Puts
Semiconductor Equipment & Materials \| Technology AMAT KLAC AMAT LRCX ASML KLAC LRCX ASML 17 stocks	$128,139 0.42% of portfolio	10	5	2	-	4 Calls 5 Puts
Insurance—Diversified \| Financial Services BRK-B BRK-B BRK-B AIG AIG ACGL HIG HIG 11 stocks	$117,231 0.39% of portfolio	7	4	1	-	3 Calls 3 Puts
Medical Devices \| Healthcare ABT MDT ABT BSX SYK MDT BSX DXCM 31 stocks	$115,339 0.38% of portfolio	16	15	1	-	10 Calls 10 Puts
Diagnostics & Research \| Healthcare TMO DHR TMO DHR ILMN IDXX A EXAS 32 stocks	$106,101 0.35% of portfolio	13	17	3	-	9 Calls 8 Puts
Conglomerates \| Industrials MMM HON MMM HON HON 5 stocks	$103,188 0.34% of portfolio	5	-	-	-	2 Calls 2 Puts
Utilities—Regulated Electric \| Utilities NEE DUK AEP NEE SO DUK D PCG 62 stocks	$96,134 0.32% of portfolio	39	20	2	-	17 Calls 21 Puts
Travel Services \| Consumer Cyclical BKNG ABNB EXPE RCL ABNB ABNB BKNG RCL 19 stocks	$95,127 0.31% of portfolio	10	7	2	-	5 Calls 5 Puts
Communication Equipment \| Technology CSCO CSCO SATS CSCO HPE HPE JNPR MSI 17 stocks	$91,227 0.3% of portfolio	8	7	2	-	4 Calls 5 Puts
Farm & Heavy Construction Machinery \| Industrials CAT DE CAT DE PCAR PCAR PCAR CAT 9 stocks	$90,392 0.3% of portfolio	3	6	-	-	3 Calls 3 Puts
Banks—Regional \| Financial Services HDB USB IBN PNC FITB TFC PNC USB 39 stocks	$82,182 0.27% of portfolio	18	19	4	-	9 Calls 11 Puts
Medical Instruments & Supplies \| Healthcare ISRG ISRG BDX BDX BAX HOLX RMD NVST 22 stocks	$77,797 0.26% of portfolio	13	8	2	-	6 Calls 6 Puts
Asset Management \| Financial Services BX BX BLK APO APO BK GDV TROW 45 stocks	$75,146 0.25% of portfolio	35	9	17	-	11 Calls 11 Puts
Oil & Gas E&P \| Energy OXY EOG OXY DVN HES OXY EOG FANG 34 stocks	$69,284 0.23% of portfolio	29	4	4	-	9 Calls 10 Puts
Integrated Freight & Logistics \| Industrials UPS FDX UPS UPS FDX CHRW FDX JBHT 15 stocks	$68,954 0.23% of portfolio	3	12	-	-	5 Calls 5 Puts
Footwear & Accessories \| Consumer Cyclical NKE NKE NKE DECK SKX 5 stocks	$66,628 0.22% of portfolio	2	3	-	-	1 Calls 1 Puts
Financial Data & Stock Exchanges \| Financial Services SPGI CME ICE ICE SPGI CME CBOE MCO 23 stocks	$65,854 0.22% of portfolio	17	6	3	-	8 Calls 8 Puts
Biotechnology \| Healthcare VRTX MRNA MRNA VRTX REGN CORT REGN MRNA 34 stocks	$59,644 0.2% of portfolio	26	6	18	-	6 Calls 5 Puts
Apparel Retail \| Consumer Cyclical TJX ROST TJX LULU LULU ROST BOOT LULU 16 stocks	$57,904 0.19% of portfolio	7	9	1	-	5 Calls 4 Puts
Insurance—Property & Casualty \| Financial Services CB PGR CB PGR ALL TRV ALL TRV 19 stocks	$56,283 0.19% of portfolio	15	4	2	-	6 Calls 7 Puts
Specialty Chemicals \| Basic Materials APD SHW SHW ECL PPG ECL DD APD 28 stocks	$54,067 0.18% of portfolio	16	12	4	-	9 Calls 9 Puts
Railroads \| Industrials UNP UNP NSC CSX UNP CSX WAB NSC 12 stocks	$53,206 0.18% of portfolio	6	5	-	-	3 Calls 4 Puts
Lodging \| Consumer Cyclical HLT MAR HLT MAR IHG MAR CHH 7 stocks	$51,905 0.17% of portfolio	5	2	2	-	2 Calls 2 Puts
Solar \| Technology FSLR FSLR ENPH ENPH ENPH ARRY FSLR 7 stocks	$50,734 0.17% of portfolio	4	3	2	-	2 Calls 2 Puts
Computer Hardware \| Technology ANET ANET HPQ WDC STX NTAP DELL STX 19 stocks	$47,517 0.16% of portfolio	12	7	4	-	6 Calls 6 Puts
Tobacco \| Consumer Defensive PM MO PM MO MO 5 stocks	$47,074 0.16% of portfolio	3	2	-	-	2 Calls 2 Puts
Staffing & Employment Services \| Industrials ADP ADP PAYX PAYX PAYX ADP 6 stocks	$40,350 0.13% of portfolio	4	2	-	-	2 Calls 2 Puts
Oil & Gas Refining & Marketing \| Energy MPC VLO MPC PSX VLO PSX PSX VLO 10 stocks	$39,976 0.13% of portfolio	10	-	3	-	3 Calls 3 Puts
Oil & Gas Equipment & Services \| Energy SLB HAL SLB SLB HAL BKR HAL BKR 10 stocks	$38,101 0.13% of portfolio	7	3	1	-	3 Calls 3 Puts
REIT—Specialty \| Real Estate AMT CCI DLR AMT SBAC EQIX DLR EQIX 21 stocks	$37,406 0.12% of portfolio	14	6	-	-	6 Calls 7 Puts
Packaged Foods \| Consumer Defensive KHC GIS K KHC SJM GIS MKC LW 31 stocks	$35,273 0.12% of portfolio	21	9	3	-	8 Calls 9 Puts
Oil & Gas Midstream \| Energy KMI OKE WMB WMB KMI TRGP OKE TRGP 12 stocks	$30,717 0.1% of portfolio	9	3	-	-	4 Calls 4 Puts
Airlines \| Industrials DAL UAL LUV DAL AAL AAL UAL LUV 14 stocks	$30,548 0.1% of portfolio	10	3	2	-	5 Calls 4 Puts
Insurance—Life \| Financial Services PRU MET AFL PRU LNC AFL MET UNM 15 stocks	$30,438 0.1% of portfolio	8	5	-	-	4 Calls 5 Puts
Confectioners \| Consumer Defensive MDLZ HSY MDLZ MDLZ HSY HSY 6 stocks	$28,950 0.1% of portfolio	4	2	-	-	2 Calls 2 Puts
Residential Construction \| Consumer Cyclical DHI LEN DHI LEN PHM PHM NVR TPH 12 stocks	$26,344 0.09% of portfolio	6	5	1	-	3 Calls 2 Puts
Specialty Retail \| Consumer Cyclical TSCO ORLY BBY BBY GPC TSCO ORLY AZO 22 stocks	$25,389 0.08% of portfolio	9	9	1	-	5 Calls 5 Puts
Medical Distribution \| Healthcare ABC MCK CAH ABC MCK CAH CAH HSIC 12 stocks	$21,461 0.07% of portfolio	4	7	-	-	4 Calls 3 Puts
Electronic Gaming & Multimedia \| Communication Services EA TTWO EA TTWO TTWO EA 6 stocks	$21,419 0.07% of portfolio	5	1	-	-	2 Calls 2 Puts
Building Products & Equipment \| Industrials JCI CARR CARR TT TT JCI BLDR MAS 17 stocks	$20,068 0.07% of portfolio	11	5	1	-	5 Calls 4 Puts
Insurance Brokers \| Financial Services MMC MMC AON BRO AJG AON WTW AJG 16 stocks	$19,897 0.07% of portfolio	12	4	2	-	5 Calls 5 Puts
Utilities—Renewable \| Utilities CEG CEG AQN CEG 4 stocks	$18,712 0.06% of portfolio	3	1	1	-	1 Calls 1 Puts
REIT—Retail \| Real Estate SPG O SPG O FRT SPG KIM O 14 stocks	$18,159 0.06% of portfolio	7	6	-	-	4 Calls 4 Puts
Auto & Truck Dealerships \| Consumer Cyclical CPRT KMX CPRT CPRT KMX LAD KMX PAG 8 stocks	$17,399 0.06% of portfolio	4	4	1	-	2 Calls 2 Puts
Copper \| Basic Materials FCX FCX TGB FCX 4 stocks	$17,145 0.06% of portfolio	4	-	2	-	1 Calls 1 Puts
Resorts & Casinos \| Consumer Cyclical LVS CZR WYNN MGM LVS MGM CZR LVS 13 stocks	$16,220 0.05% of portfolio	7	6	1	-	4 Calls 4 Puts
Trucking \| Industrials ODFL ODFL ODFL 3 stocks	$15,344 0.05% of portfolio	2	1	-	-	1 Calls 1 Puts
REIT—Industrial \| Real Estate PLD PLD PLD PSA EXR PSA PSA EXR 9 stocks	$15,217 0.05% of portfolio	5	4	-	-	3 Calls 3 Puts
Gold \| Basic Materials NEM NEM KGC RGLD AGI CGAU NEM 7 stocks	$14,406 0.05% of portfolio	5	2	3	-	1 Calls 1 Puts
Scientific & Technical Instruments \| Technology KEYS MKSI KEYS GRMN FTV TRMB FTV TDY 17 stocks	$14,297 0.05% of portfolio	11	4	5	-	3 Calls 4 Puts
Medical Care Facilities \| Healthcare HCA HCA HCA DVA UHS DVA UHS DVA 9 stocks	$14,261 0.05% of portfolio	6	2	3	-	3 Calls 2 Puts
Steel \| Basic Materials NUE STLD NUE NUE STLD MT RS STLD 8 stocks	$13,899 0.05% of portfolio	4	4	2	-	2 Calls 2 Puts
Utilities—Regulated Water \| Utilities CDZI AWK AWK AWK WTRG 5 stocks	$12,898 0.04% of portfolio	3	2	1	-	1 Calls 1 Puts
Agricultural Inputs \| Basic Materials CF CTVA MOS MOS FMC CF CTVA CTVA 12 stocks	$12,643 0.04% of portfolio	7	5	-	-	4 Calls 4 Puts
Grocery Stores \| Consumer Defensive KR KR KR 3 stocks	$11,852 0.04% of portfolio	2	1	-	-	1 Calls 1 Puts
REIT—Residential \| Real Estate AVB INVH AVB MAA INVH EQR MAA UDR 19 stocks	$11,728 0.04% of portfolio	14	5	1	-	6 Calls 7 Puts
Waste Management \| Industrials WM WM RSG RSG RSG WM 6 stocks	$11,580 0.04% of portfolio	6	-	1	-	2 Calls 2 Puts
REIT—Healthcare Facilities \| Real Estate WELL WELL VTR PEAK VTR VTR PEAK 7 stocks	$11,415 0.04% of portfolio	3	4	1	-	3 Calls 2 Puts
Farm Products \| Consumer Defensive ADM ADM ADM TSN CALM TSN VITL TSN 8 stocks	$11,220 0.04% of portfolio	6	2	1	-	2 Calls 2 Puts
Beverages—Wineries & Distilleries \| Consumer Defensive STZ STZ NAPA STZ 4 stocks	$11,159 0.04% of portfolio	3	1	1	-	1 Calls 1 Puts
Drug Manufacturers—Specialty & Generic \| Healthcare ZTS ZTS VTRS ZTS VTRS ALKS VTRS CTLT 12 stocks	$10,340 0.03% of portfolio	9	3	2	-	3 Calls 3 Puts
Real Estate Services \| Real Estate CSGP CSGP CSGP CBRE OPEN HOUS CBRE OPEN 10 stocks	$10,154 0.03% of portfolio	6	2	-	-	2 Calls 2 Puts
Specialty Business Services \| Industrials CTAS GPN CTAS GPN CTAS GPN DLB 7 stocks	$8,647 0.03% of portfolio	4	3	-	-	2 Calls 2 Puts
Electronic Components \| Technology GLW APH JBL GLW JBL JBL APH GLW 9 stocks	$8,363 0.03% of portfolio	7	2	-	-	3 Calls 3 Puts
Utilities—Diversified \| Utilities SRE AES SRE AES AES SRE 6 stocks	$8,091 0.03% of portfolio	2	4	-	-	2 Calls 2 Puts
Chemicals \| Basic Materials DOW DOW DOW CE CE LXU CE 7 stocks	$7,679 0.03% of portfolio	6	1	2	-	2 Calls 2 Puts
Packaging & Containers \| Consumer Cyclical BALL IP IP BALL PKG CCK AMCR PKG 11 stocks	$7,628 0.03% of portfolio	9	2	3	-	3 Calls 4 Puts
Building Materials \| Basic Materials VMC VMC MLM MLM MLM VMC 6 stocks	$6,604 0.02% of portfolio	3	2	-	-	2 Calls 1 Puts
Engineering & Construction \| Industrials PWR PWR BLD 3 stocks	$6,554 0.02% of portfolio	3	-	1	-	1 Calls 1 Puts
Industrial Distribution \| Industrials FAST FAST GWW FAST POOL POOL POOL 7 stocks	$6,520 0.02% of portfolio	3	4	1	-	2 Calls 2 Puts
Consulting Services \| Industrials EFX VRSK EFX VRSK VRSK ICFI TRU EFX 8 stocks	$6,389 0.02% of portfolio	6	1	2	-	1 Calls 2 Puts
Apparel Manufacturing \| Consumer Cyclical UAA UAA VFC LEVI UAA VFC 6 stocks	$6,164 0.02% of portfolio	3	2	3	-	1 Calls 2 Puts
Utilities—Independent Power Producers \| Utilities NRG VST NRG VST VST PAM NRG 7 stocks	$5,347 0.02% of portfolio	6	1	1	-	2 Calls 2 Puts
Auto Parts \| Consumer Cyclical APTV APTV APTV BWA ALV MNRO LKQ DAN 13 stocks	$4,961 0.02% of portfolio	5	8	4	-	3 Calls 3 Puts
Tools & Accessories \| Industrials SWK SNA SWK SWK SNA SNA 6 stocks	$4,820 0.02% of portfolio	4	1	-	-	1 Calls 2 Puts
Department Stores \| Consumer Cyclical M M KSS 3 stocks	$4,465 0.01% of portfolio	-	2	-	-	0 Calls 0 Puts
Pharmaceutical Retailers \| Healthcare WBA WBA WBA 3 stocks	$4,150 0.01% of portfolio	3	-	-	-	1 Calls 1 Puts
Food Distribution \| Consumer Defensive SYY SYY SYY USFD 4 stocks	$4,121 0.01% of portfolio	1	3	-	-	1 Calls 1 Puts
REIT—Diversified \| Real Estate VICI VICI VICI 3 stocks	$3,474 0.01% of portfolio	2	1	-	-	1 Calls 1 Puts
Advertising Agencies \| Communication Services ZD OMC OMC CDLX IPG MGNI IPG IPG 9 stocks	$2,984 0.01% of portfolio	6	3	3	-	2 Calls 3 Puts
Closed-End Fund - Equity \| Financial ZTR 1 stocks	$2,773 0.01% of portfolio	1	-	1	-	0 Calls 0 Puts
Leisure \| Consumer Cyclical HAS HAS ELY HAS 4 stocks	$2,388 0.01% of portfolio	2	2	-	-	1 Calls 1 Puts
Furnishings, Fixtures & Appliances \| Consumer Cyclical MHK MHK MHK WHR LEG WHR WHR 7 stocks	$2,287 0.01% of portfolio	1	6	1	-	2 Calls 2 Puts
Rental & Leasing Services \| Industrials URI AER CAR URI URI 5 stocks	$2,169 0.01% of portfolio	2	2	1	-	1 Calls 0 Puts
REIT—Office \| Real Estate BXP BXP ARE ARE ARE BXP 6 stocks	$2,144 0.01% of portfolio	2	3	-	-	2 Calls 1 Puts
Luxury Goods \| Consumer Cyclical TPR TPR TPR 3 stocks	$1,540 0.01% of portfolio	-	3	-	-	1 Calls 1 Puts
Personal Services \| Consumer Cyclical ROL ROL ROL MCW 4 stocks	$1,418 0.0% of portfolio	-	4	-	-	1 Calls 1 Puts
Utilities—Regulated Gas \| Utilities ATO ATO NI NFE ATO 5 stocks	$1,386 0.0% of portfolio	3	2	-	-	1 Calls 1 Puts
Beverages—Brewers \| Consumer Defensive TAP TAP TAP 3 stocks	$1,284 0.0% of portfolio	2	1	-	-	1 Calls 1 Puts
Broadcasting \| Communication Services FUBO TGNA GTN 3 stocks	$1,121 0.0% of portfolio	2	-	2	-	0 Calls 0 Puts
Electrical Equipment & Parts \| Industrials HUBB PLUG HUBB HUBB 4 stocks	$798 0.0% of portfolio	2	2	2	-	1 Calls 1 Puts
Security & Protection Services \| Industrials ALLE ALLE ALLE ADT 4 stocks	$749 0.0% of portfolio	3	1	2	-	1 Calls 1 Puts
REIT—Hotel & Motel \| Real Estate HST HST HST 3 stocks	$662 0.0% of portfolio	1	-	-	-	0 Calls 0 Puts
Electronics & Computer Distribution \| Technology SNX 1 stocks	$636 0.0% of portfolio	1	-	-	-	0 Calls 0 Puts
Business Equipment & Supplies \| Industrials AVY AVY AVY 3 stocks	$580 0.0% of portfolio	2	1	1	-	1 Calls 1 Puts
Insurance—Specialty \| Financial Services NMIH AIZ AIZ AIZ 4 stocks	$558 0.0% of portfolio	4	-	4	-	1 Calls 1 Puts
Insurance—Reinsurance \| Financial Services RE RNR RE 3 stocks	$539 0.0% of portfolio	1	2	1	-	1 Calls 0 Puts
Education & Training Services \| Consumer Defensive LAUR 1 stocks	$317 0.0% of portfolio	1	-	1	-	0 Calls 0 Puts
Mortgage Finance \| Financial Services UWMC 1 stocks	$292 0.0% of portfolio	1	-	1	-	0 Calls 0 Puts
Other Industrial Metals & Mining \| Basic Materials CMP 1 stocks	$283 0.0% of portfolio	1	-	1	-	0 Calls 0 Puts
Marine Shipping \| Industrials MATX 1 stocks	$250 0.0% of portfolio	-	1	-	-	0 Calls 0 Puts
Financial Conglomerates \| Financial Services VOYA 1 stocks	$243 0.0% of portfolio	-	1	-	-	0 Calls 0 Puts
Health Information Services \| Healthcare RCM 1 stocks	$213 0.0% of portfolio	1	-	1	-	0 Calls 0 Puts
Oil & Gas Drilling \| Energy RIG 1 stocks	$72 0.0% of portfolio	1	-	1	-	0 Calls 0 Puts

ETFs | ETFs

SPY QQQ SPY SPY HYG IWM QQQ VOO 71 stocks

$15.5 Million 51.06% of portfolio

45

21

18

-

13 Calls

15 Puts

Semiconductors | Technology

NVDA NVDA AVGO QCOM AMD AVGO MU TXN 49 stocks

$2.63 Million 8.66% of portfolio

28

17

3

-

13 Calls

14 Puts

Internet Content & Information | Communication Services

META GOOGL GOOG META GOOGL GOOG GOOGL DASH 17 stocks

$1.5 Million 4.95% of portfolio

5

10

1

-

4 Calls

4 Puts

Software—Infrastructure | Technology

MSFT MSFT ADBE ORCL ORCL PANW ADBE ADBE 51 stocks

$1.35 Million 4.45% of portfolio

33

14

13

-

13 Calls

13 Puts

Consumer Electronics | Technology

AAPL AAPL AAPL SONO 4 stocks

$988,988 3.26% of portfolio

1

3

1

-

1 Calls

1 Puts

Internet Retail | Consumer Cyclical

AMZN AMZN AMZN PDD BABA EBAY MELI PDD 20 stocks

$698,954 2.3% of portfolio

9

7

1

-

4 Calls

3 Puts

Drug Manufacturers—General | Healthcare

LLY JNJ ABBV MRK JNJ MRK PFE LLY 27 stocks

$596,334 1.96% of portfolio

15

12

1

-

9 Calls

9 Puts

Banks—Diversified | Financial Services

JPM BAC JPM WFC BAC C WFC C 14 stocks

$506,872 1.67% of portfolio

5

9

1

-

4 Calls

4 Puts

Auto Manufacturers | Consumer Cyclical

TSLA TSLA GM TSLA F GM F LCID 14 stocks

$501,809 1.65% of portfolio

4

8

1

-

3 Calls

4 Puts

Software—Application | Technology

CRM INTU NOW MSTR UBER CRM INTU CDNS 57 stocks

$411,978 1.36% of portfolio

34

18

9

-

12 Calls

12 Puts

Discount Stores | Consumer Defensive

COST WMT COST WMT TGT TGT DG DG 14 stocks

$367,359 1.21% of portfolio

3

11

-

5 Calls

5 Puts

Credit Services | Financial Services

V PYPL MA MA V AXP PYPL AXP 20 stocks

$296,801 0.98% of portfolio

8

12

2

-

7 Calls

7 Puts

Entertainment | Communication Services

NFLX DIS NFLX DIS CNK WBD DIS WBD 23 stocks

$263,598 0.87% of portfolio

11

10

2

-

6 Calls

6 Puts

Telecom Services | Communication Services

TMUS VZ T CMCSA TMUS T CMCSA CMCSA 18 stocks

$229,377 0.76% of portfolio

9

3

-

5 Calls

5 Puts

Oil & Gas Integrated | Energy

XOM XOM CVX CVX CVX TTE XOM 7 stocks

$206,795 0.68% of portfolio

2

5

1

-

2 Calls

2 Puts

Capital Markets | Financial Services

MS GS SCHW MS GS SCHW MS SCHW 16 stocks

$198,772 0.65% of portfolio

8

2

-

4 Calls

4 Puts

Closed-End Fund - Foreign | ETFs

EEM EEM EEM 3 stocks

$166,466 0.55% of portfolio

3

-

1

-

1 Calls

1 Puts

Healthcare Plans | Healthcare

UNH UNH CVS ELV CI CNC UNH HUM 21 stocks

$161,608 0.53% of portfolio

12

9

-

7 Calls

7 Puts

Information Technology Services | Technology

IBM IBM ACN ACN FISV CTSH FIS FISV 36 stocks

$159,732 0.53% of portfolio

23

13

4

-

11 Calls

11 Puts

Aerospace & Defense | Industrials

BA RTX BA LMT NOC BA RTX LMT 29 stocks

$145,436 0.48% of portfolio

14

15

2

-

10 Calls

9 Puts

Home Improvement Retail | Consumer Cyclical

HD HD LOW LOW LOW 5 stocks

$142,789 0.47% of portfolio

2

3

-

2 Calls

2 Puts

Household & Personal Products | Consumer Defensive

PG PG CL KMB EL EL CL CLX 20 stocks

$141,808 0.47% of portfolio

14

6

4

-

6 Calls

6 Puts

Specialty Industrial Machinery | Industrials

GE GE ETN PH EMR ROP ITW OTIS 53 stocks

$137,806 0.45% of portfolio

29

24

3

-

18 Calls

18 Puts

Restaurants | Consumer Cyclical

SBUX MCD SBUX MCD YUM SBUX CMG DRI 20 stocks

$131,092 0.43% of portfolio

9

10

3

-

4 Calls

5 Puts

Beverages—Non-Alcoholic | Consumer Defensive

PEP KO KO PEP PEP MNST KDP KDP 17 stocks

$128,434 0.42% of portfolio

11

5

2

-

4 Calls

4 Puts

Semiconductor Equipment & Materials | Technology

AMAT KLAC AMAT LRCX ASML KLAC LRCX ASML 17 stocks

$128,139 0.42% of portfolio

10

5

2

-

4 Calls

5 Puts

Insurance—Diversified | Financial Services

BRK-B BRK-B BRK-B AIG AIG ACGL HIG HIG 11 stocks

$117,231 0.39% of portfolio

7

4

1

-

3 Calls

3 Puts

Medical Devices | Healthcare

ABT MDT ABT BSX SYK MDT BSX DXCM 31 stocks

$115,339 0.38% of portfolio

16

15

1

-

10 Calls

10 Puts

Diagnostics & Research | Healthcare

TMO DHR TMO DHR ILMN IDXX A EXAS 32 stocks

$106,101 0.35% of portfolio

13

17

3

-

9 Calls

8 Puts

Conglomerates | Industrials

MMM HON MMM HON HON 5 stocks

$103,188 0.34% of portfolio

5

-

2 Calls

2 Puts

Utilities—Regulated Electric | Utilities

NEE DUK AEP NEE SO DUK D PCG 62 stocks

$96,134 0.32% of portfolio

39

20

2

-

17 Calls

21 Puts

Travel Services | Consumer Cyclical

BKNG ABNB EXPE RCL ABNB ABNB BKNG RCL 19 stocks

$95,127 0.31% of portfolio

10

7

2

-

5 Calls

5 Puts

Communication Equipment | Technology

CSCO CSCO SATS CSCO HPE HPE JNPR MSI 17 stocks

$91,227 0.3% of portfolio

8

7

2

-

4 Calls

5 Puts

Farm & Heavy Construction Machinery | Industrials

CAT DE CAT DE PCAR PCAR PCAR CAT 9 stocks

$90,392 0.3% of portfolio

3

6

-

3 Calls

3 Puts

Banks—Regional | Financial Services

HDB USB IBN PNC FITB TFC PNC USB 39 stocks

$82,182 0.27% of portfolio

18

19

4

-

9 Calls

11 Puts

Medical Instruments & Supplies | Healthcare

ISRG ISRG BDX BDX BAX HOLX RMD NVST 22 stocks

$77,797 0.26% of portfolio

13

8

2

-

6 Calls

6 Puts

Asset Management | Financial Services

BX BX BLK APO APO BK GDV TROW 45 stocks

$75,146 0.25% of portfolio

35

9

17

-

11 Calls

11 Puts

Oil & Gas E&P | Energy

OXY EOG OXY DVN HES OXY EOG FANG 34 stocks

$69,284 0.23% of portfolio

29

4

-

9 Calls

10 Puts

Integrated Freight & Logistics | Industrials

UPS FDX UPS UPS FDX CHRW FDX JBHT 15 stocks

$68,954 0.23% of portfolio

3

12

-

5 Calls

5 Puts

Footwear & Accessories | Consumer Cyclical

NKE NKE NKE DECK SKX 5 stocks

$66,628 0.22% of portfolio

2

3

-

1 Calls

1 Puts

Financial Data & Stock Exchanges | Financial Services

SPGI CME ICE ICE SPGI CME CBOE MCO 23 stocks

$65,854 0.22% of portfolio

17

6

3

-

8 Calls

8 Puts

Biotechnology | Healthcare

VRTX MRNA MRNA VRTX REGN CORT REGN MRNA 34 stocks

$59,644 0.2% of portfolio

26

6

18

-

6 Calls

5 Puts

Apparel Retail | Consumer Cyclical

TJX ROST TJX LULU LULU ROST BOOT LULU 16 stocks

$57,904 0.19% of portfolio

7

9

1

-

5 Calls

4 Puts

Insurance—Property & Casualty | Financial Services

CB PGR CB PGR ALL TRV ALL TRV 19 stocks

$56,283 0.19% of portfolio

15

4

2

-

6 Calls

7 Puts

Specialty Chemicals | Basic Materials

APD SHW SHW ECL PPG ECL DD APD 28 stocks

$54,067 0.18% of portfolio

16

12

4

-

9 Calls

9 Puts

Railroads | Industrials

UNP UNP NSC CSX UNP CSX WAB NSC 12 stocks

$53,206 0.18% of portfolio

6

5

-

3 Calls

4 Puts

Lodging | Consumer Cyclical

HLT MAR HLT MAR IHG MAR CHH 7 stocks

$51,905 0.17% of portfolio

5

2

-

2 Calls

2 Puts

Solar | Technology

FSLR FSLR ENPH ENPH ENPH ARRY FSLR 7 stocks

$50,734 0.17% of portfolio

4

3

2

-

2 Calls

2 Puts

Computer Hardware | Technology

ANET ANET HPQ WDC STX NTAP DELL STX 19 stocks

$47,517 0.16% of portfolio

12

7

4

-

6 Calls

6 Puts

Tobacco | Consumer Defensive

PM MO PM MO MO 5 stocks

$47,074 0.16% of portfolio

3

2

-

2 Calls

2 Puts

Staffing & Employment Services | Industrials

ADP ADP PAYX PAYX PAYX ADP 6 stocks

$40,350 0.13% of portfolio

4

2

-

2 Calls

2 Puts

Oil & Gas Refining & Marketing | Energy

MPC VLO MPC PSX VLO PSX PSX VLO 10 stocks

$39,976 0.13% of portfolio

10

-

3

-

3 Calls

3 Puts

Oil & Gas Equipment & Services | Energy

SLB HAL SLB SLB HAL BKR HAL BKR 10 stocks

$38,101 0.13% of portfolio

7

3

1

-

3 Calls

3 Puts

REIT—Specialty | Real Estate

AMT CCI DLR AMT SBAC EQIX DLR EQIX 21 stocks

$37,406 0.12% of portfolio

14

6

-

6 Calls

7 Puts

Packaged Foods | Consumer Defensive

KHC GIS K KHC SJM GIS MKC LW 31 stocks

$35,273 0.12% of portfolio

21

9

3

-

8 Calls

9 Puts

Oil & Gas Midstream | Energy

KMI OKE WMB WMB KMI TRGP OKE TRGP 12 stocks

$30,717 0.1% of portfolio

9

3

-

4 Calls

4 Puts

Airlines | Industrials

DAL UAL LUV DAL AAL AAL UAL LUV 14 stocks

$30,548 0.1% of portfolio

10

3

2

-

5 Calls

4 Puts

Insurance—Life | Financial Services

PRU MET AFL PRU LNC AFL MET UNM 15 stocks

$30,438 0.1% of portfolio

8

5

-

4 Calls

5 Puts

Confectioners | Consumer Defensive

MDLZ HSY MDLZ MDLZ HSY HSY 6 stocks

$28,950 0.1% of portfolio

4

2

-

2 Calls

2 Puts

Residential Construction | Consumer Cyclical

DHI LEN DHI LEN PHM PHM NVR TPH 12 stocks

$26,344 0.09% of portfolio

6

5

1

-

3 Calls

2 Puts

Specialty Retail | Consumer Cyclical

TSCO ORLY BBY BBY GPC TSCO ORLY AZO 22 stocks

$25,389 0.08% of portfolio

9

1

-

5 Calls

5 Puts

Medical Distribution | Healthcare

ABC MCK CAH ABC MCK CAH CAH HSIC 12 stocks

$21,461 0.07% of portfolio

4

7

-

4 Calls

3 Puts

Electronic Gaming & Multimedia | Communication Services

EA TTWO EA TTWO TTWO EA 6 stocks

$21,419 0.07% of portfolio

5

1

-

2 Calls

2 Puts

Building Products & Equipment | Industrials

JCI CARR CARR TT TT JCI BLDR MAS 17 stocks

$20,068 0.07% of portfolio

11

5

1

-

5 Calls

4 Puts

Insurance Brokers | Financial Services

MMC MMC AON BRO AJG AON WTW AJG 16 stocks

$19,897 0.07% of portfolio

12

4

2

-

5 Calls

5 Puts

Utilities—Renewable | Utilities

CEG CEG AQN CEG 4 stocks

$18,712 0.06% of portfolio

3

1

-

1 Calls

1 Puts

REIT—Retail | Real Estate

SPG O SPG O FRT SPG KIM O 14 stocks

$18,159 0.06% of portfolio

7

6

-

4 Calls

4 Puts

Auto & Truck Dealerships | Consumer Cyclical

CPRT KMX CPRT CPRT KMX LAD KMX PAG 8 stocks

$17,399 0.06% of portfolio

4

1

-

2 Calls

2 Puts

Copper | Basic Materials

FCX FCX TGB FCX 4 stocks

$17,145 0.06% of portfolio

4

-

2

-

1 Calls

1 Puts

Resorts & Casinos | Consumer Cyclical

LVS CZR WYNN MGM LVS MGM CZR LVS 13 stocks

$16,220 0.05% of portfolio

7

6

1

-

4 Calls

4 Puts

Trucking | Industrials

ODFL ODFL ODFL 3 stocks

$15,344 0.05% of portfolio

2

1

-

1 Calls

1 Puts

REIT—Industrial | Real Estate

PLD PLD PLD PSA EXR PSA PSA EXR 9 stocks

$15,217 0.05% of portfolio

5

4

-

3 Calls

3 Puts

Gold | Basic Materials

NEM NEM KGC RGLD AGI CGAU NEM 7 stocks

$14,406 0.05% of portfolio

5

2

3

-

1 Calls

1 Puts

Scientific & Technical Instruments | Technology

KEYS MKSI KEYS GRMN FTV TRMB FTV TDY 17 stocks

$14,297 0.05% of portfolio

11

4

5

-

3 Calls

4 Puts

Medical Care Facilities | Healthcare

HCA HCA HCA DVA UHS DVA UHS DVA 9 stocks

$14,261 0.05% of portfolio

6

2

3

-

3 Calls

2 Puts

Steel | Basic Materials

NUE STLD NUE NUE STLD MT RS STLD 8 stocks

$13,899 0.05% of portfolio

4

2

-

2 Calls

2 Puts

Utilities—Regulated Water | Utilities

CDZI AWK AWK AWK WTRG 5 stocks

$12,898 0.04% of portfolio

3

2

1

-

1 Calls

1 Puts

Agricultural Inputs | Basic Materials

CF CTVA MOS MOS FMC CF CTVA CTVA 12 stocks

$12,643 0.04% of portfolio

7

5

-

4 Calls

4 Puts

Grocery Stores | Consumer Defensive

KR KR KR 3 stocks

$11,852 0.04% of portfolio

2

1

-

1 Calls

1 Puts

REIT—Residential | Real Estate

AVB INVH AVB MAA INVH EQR MAA UDR 19 stocks

$11,728 0.04% of portfolio

14

5

1

-

6 Calls

7 Puts

Waste Management | Industrials

WM WM RSG RSG RSG WM 6 stocks

$11,580 0.04% of portfolio

6

-

1

-

2 Calls

2 Puts

REIT—Healthcare Facilities | Real Estate

WELL WELL VTR PEAK VTR VTR PEAK 7 stocks

$11,415 0.04% of portfolio

3

4

1

-

3 Calls

2 Puts

Farm Products | Consumer Defensive

ADM ADM ADM TSN CALM TSN VITL TSN 8 stocks

$11,220 0.04% of portfolio

6

2

1

-

2 Calls

2 Puts

Beverages—Wineries & Distilleries | Consumer Defensive

STZ STZ NAPA STZ 4 stocks

$11,159 0.04% of portfolio

3

1

-

1 Calls

1 Puts

Drug Manufacturers—Specialty & Generic | Healthcare

ZTS ZTS VTRS ZTS VTRS ALKS VTRS CTLT 12 stocks

$10,340 0.03% of portfolio

9

3

2

-

3 Calls

3 Puts

Real Estate Services | Real Estate

CSGP CSGP CSGP CBRE OPEN HOUS CBRE OPEN 10 stocks

$10,154 0.03% of portfolio

6

2

-

2 Calls

2 Puts

Specialty Business Services | Industrials

CTAS GPN CTAS GPN CTAS GPN DLB 7 stocks

$8,647 0.03% of portfolio

4

3

-

2 Calls

2 Puts

Electronic Components | Technology

GLW APH JBL GLW JBL JBL APH GLW 9 stocks

$8,363 0.03% of portfolio

7

2

-

3 Calls

3 Puts

Utilities—Diversified | Utilities

SRE AES SRE AES AES SRE 6 stocks

$8,091 0.03% of portfolio

2

4

-

2 Calls

2 Puts

Chemicals | Basic Materials

DOW DOW DOW CE CE LXU CE 7 stocks

$7,679 0.03% of portfolio

6

1

2

-

2 Calls

2 Puts

Packaging & Containers | Consumer Cyclical

BALL IP IP BALL PKG CCK AMCR PKG 11 stocks

$7,628 0.03% of portfolio

9

2

3

-

3 Calls

4 Puts

Building Materials | Basic Materials

VMC VMC MLM MLM MLM VMC 6 stocks

$6,604 0.02% of portfolio

3

2

-

2 Calls

1 Puts

Engineering & Construction | Industrials

PWR PWR BLD 3 stocks

$6,554 0.02% of portfolio

3

-

1

-

1 Calls

1 Puts

Industrial Distribution | Industrials

FAST FAST GWW FAST POOL POOL POOL 7 stocks

$6,520 0.02% of portfolio

3

4

1

-

2 Calls

2 Puts

Consulting Services | Industrials

EFX VRSK EFX VRSK VRSK ICFI TRU EFX 8 stocks

$6,389 0.02% of portfolio

6

1

2

-

1 Calls

2 Puts

Apparel Manufacturing | Consumer Cyclical

UAA UAA VFC LEVI UAA VFC 6 stocks

$6,164 0.02% of portfolio

3

2

3

-

1 Calls

2 Puts

Utilities—Independent Power Producers | Utilities

NRG VST NRG VST VST PAM NRG 7 stocks

$5,347 0.02% of portfolio

6

1

-

2 Calls

2 Puts

Auto Parts | Consumer Cyclical

APTV APTV APTV BWA ALV MNRO LKQ DAN 13 stocks

$4,961 0.02% of portfolio

5

8

4

-

3 Calls

3 Puts

Tools & Accessories | Industrials

SWK SNA SWK SWK SNA SNA 6 stocks

$4,820 0.02% of portfolio

4

1

-

1 Calls

2 Puts

Department Stores | Consumer Cyclical

M M KSS 3 stocks

$4,465 0.01% of portfolio

-

2

-

0 Calls

0 Puts

Pharmaceutical Retailers | Healthcare

WBA WBA WBA 3 stocks

$4,150 0.01% of portfolio

3

-

1 Calls

1 Puts

Food Distribution | Consumer Defensive

SYY SYY SYY USFD 4 stocks

$4,121 0.01% of portfolio

1

3

-

1 Calls

1 Puts

REIT—Diversified | Real Estate

VICI VICI VICI 3 stocks

$3,474 0.01% of portfolio

2

1

-

1 Calls

1 Puts

Advertising Agencies | Communication Services

ZD OMC OMC CDLX IPG MGNI IPG IPG 9 stocks

$2,984 0.01% of portfolio

6

3

-

2 Calls

3 Puts

Closed-End Fund - Equity | Financial

ZTR 1 stocks

$2,773 0.01% of portfolio

1

-

1

-

0 Calls

0 Puts

Leisure | Consumer Cyclical

HAS HAS ELY HAS 4 stocks

$2,388 0.01% of portfolio

2

-

1 Calls

1 Puts

Furnishings, Fixtures & Appliances | Consumer Cyclical

MHK MHK MHK WHR LEG WHR WHR 7 stocks

$2,287 0.01% of portfolio

1

6

1

-

2 Calls

2 Puts

Rental & Leasing Services | Industrials

URI AER CAR URI URI 5 stocks

$2,169 0.01% of portfolio

2

1

-

1 Calls

0 Puts

REIT—Office | Real Estate

BXP BXP ARE ARE ARE BXP 6 stocks

$2,144 0.01% of portfolio

2

3

-

2 Calls

1 Puts

Luxury Goods | Consumer Cyclical

TPR TPR TPR 3 stocks

$1,540 0.01% of portfolio

-

3

-

1 Calls

1 Puts

Personal Services | Consumer Cyclical

ROL ROL ROL MCW 4 stocks

$1,418 0.0% of portfolio

-

4

-

1 Calls

1 Puts

Utilities—Regulated Gas | Utilities

ATO ATO NI NFE ATO 5 stocks

$1,386 0.0% of portfolio

3

2

-

1 Calls

1 Puts

Beverages—Brewers | Consumer Defensive

TAP TAP TAP 3 stocks

$1,284 0.0% of portfolio

2

1

-

1 Calls

1 Puts

Broadcasting | Communication Services

FUBO TGNA GTN 3 stocks

$1,121 0.0% of portfolio

2

-

2

-

0 Calls

0 Puts

Electrical Equipment & Parts | Industrials

HUBB PLUG HUBB HUBB 4 stocks

$798 0.0% of portfolio

2

-

1 Calls

1 Puts

Security & Protection Services | Industrials

ALLE ALLE ALLE ADT 4 stocks

$749 0.0% of portfolio

3

1

2

-

1 Calls

1 Puts

REIT—Hotel & Motel | Real Estate

HST HST HST 3 stocks

$662 0.0% of portfolio

1

-

0 Calls

0 Puts

Electronics & Computer Distribution | Technology

SNX 1 stocks

$636 0.0% of portfolio

1

-

0 Calls

0 Puts

Business Equipment & Supplies | Industrials

AVY AVY AVY 3 stocks

$580 0.0% of portfolio

2

1

-

1 Calls

1 Puts

Insurance—Specialty | Financial Services

NMIH AIZ AIZ AIZ 4 stocks

$558 0.0% of portfolio

4

-

4

-

1 Calls

1 Puts

Insurance—Reinsurance | Financial Services

RE RNR RE 3 stocks

$539 0.0% of portfolio

1

2

1

-

1 Calls

0 Puts

Education & Training Services | Consumer Defensive

LAUR 1 stocks

$317 0.0% of portfolio

1

-

1

-

0 Calls

0 Puts

Mortgage Finance | Financial Services

UWMC 1 stocks

$292 0.0% of portfolio

1

-

1

-

0 Calls

0 Puts

Other Industrial Metals & Mining | Basic Materials

CMP 1 stocks

$283 0.0% of portfolio

1

-

1

-

0 Calls

0 Puts

Marine Shipping | Industrials

MATX 1 stocks

$250 0.0% of portfolio

-

1

-

0 Calls

0 Puts

Financial Conglomerates | Financial Services

VOYA 1 stocks

$243 0.0% of portfolio

-

1

-

0 Calls

0 Puts

Health Information Services | Healthcare

RCM 1 stocks

$213 0.0% of portfolio

1

-

1

-

0 Calls

0 Puts

Oil & Gas Drilling | Energy

RIG 1 stocks

$72 0.0% of portfolio

1

-

1

-

0 Calls

0 Puts

Capstone Investment Advisors, LLC Portfolio Holdings by Sector

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Capstone Investment Advisors, LLC Portfolio Holdings by Sector

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