Caption Management, LLC Global X Fds Global X Lithium Transaction History

Caption Management, LLC

$10.8 Billion
Q3 2025

Shares

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 13, 2022	SELL	$66.06 - $85.93 $244,422 - $317,941	-3,700 Closed	0 $0
Q4 2021 Feb 11, 2022	BUY	$78.69 - $96.31 $291,153 - $356,347	3,700 New	3,700 $312,000

Others Institutions Holding LIT

# of Institutions

307

Shares Held

5.28M

Call Options Held

96.2K

Put Options Held

62.6K

Lpl Financial LLC Fort Mill, SC

1.24M
Shares

$75.4 Million
0.02% of portfolio
Steward Partners Investment Advisory, LLC

424K
Shares

$25.8 Million
0.14% of portfolio
Pnc Financial Services Group, Inc. Pittsburgh, PA

314K
Shares

$19.1 Million
0.01% of portfolio
Stonebridge Financial Group, LLC Wormleysburg, PA

287K
Shares

$17.5 Million
1.44% of portfolio
Bank Of America Corp Charlotte, NC

250K
Shares

$15.2 Million
0.0% of portfolio

About GLOBAL X FDS GLOBAL X LITHIUM

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