Cetera Advisors LLC First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Cetera Advisors LLC

$0
Q1 2024

20 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	SELL	$3.5 - $3.77 $87,129 - $93,850	-24,894 Reduced 65.19%	13,290 $50,000
Q3 2023 Nov 14, 2023	SELL	$3.17 - $3.48 $3,496 - $3,838	-1,103 Reduced 2.81%	38,184 $128,000
Q1 2023 May 15, 2023	BUY	$2.84 - $3.44 $2,840 - $3,440	1,000 Added 2.61%	39,287 $123,000
Q2 2022 Aug 11, 2022	SELL	$3.06 - $4.24 $6,992 - $9,688	-2,285 Reduced 5.63%	38,287 $122,000
Q4 2021 Feb 14, 2022	SELL	$3.83 - $4.26 $17,219 - $19,152	-4,496 Reduced 9.98%	40,572 $166,000
Q3 2021 Nov 16, 2021	SELL	$3.88 - $4.3 $6,871 - $7,615	-1,771 Reduced 3.78%	45,068 $179,000
Q1 2021 May 17, 2021	SELL	$3.12 - $3.99 $2,121 - $2,713	-680 Reduced 1.43%	46,839 $187,000
Q4 2020 Feb 17, 2021	SELL	$2.34 - $3.34 $138,904 - $198,265	-59,361 Reduced 55.54%	47,519 $148,000
Q3 2020 Nov 13, 2020	SELL	$2.25 - $3.28 $20,803 - $30,326	-9,246 Reduced 7.96%	106,880 $245,000
Q2 2020 Aug 13, 2020	SELL	$1.67 - $3.9 $8,350 - $19,500	-5,000 Reduced 4.13%	116,126 $379,000
Q1 2020 May 08, 2020	SELL	$1.6 - $6.34 $7,985 - $31,642	-4,991 Reduced 3.96%	121,126 $251,000
Q4 2019 Feb 10, 2020	SELL	$5.75 - $6.4 $39,565 - $44,038	-6,881 Reduced 5.17%	126,117 $754,000
Q3 2019 Nov 06, 2019	BUY	$5.75 - $6.39 $1,265 - $1,405	220 Added 0.17%	132,998 $824,000
Q2 2019 Aug 12, 2019	SELL	$6.02 - $6.5 $5,460 - $5,895	-907 Reduced 0.68%	132,778 $825,000
Q1 2019 May 06, 2019	SELL	$5.28 - $6.29 $36,199 - $43,124	-6,856 Reduced 4.88%	133,685 $824,000
Q4 2018 Feb 15, 2019	SELL	$4.92 - $6.42 $57,244 - $74,696	-11,635 Reduced 7.65%	140,541 $732,000
Q3 2018 Nov 14, 2018	BUY	$6.03 - $6.62 $147,927 - $162,401	24,532 Added 19.22%	152,176 $967,000
Q2 2018 Aug 14, 2018	BUY	$5.87 - $6.26 $749,270 - $799,051	127,644 New	127,644 $766,000
Q1 2018 May 09, 2018	SELL	$5.88 - $6.6 $784,762 - $880,855	-133,463 Closed	0 $0
Q4 2017 Feb 08, 2018	BUY	$6.14 - $7.0 $819,462 - $934,241	133,463	133,463 $821,000

Others Institutions Holding FGB

# of Institutions

Shares Held

4.7M

Call Options Held

Put Options Held

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.58 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.21 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.45 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

393K
Shares

$1.69 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.22 Million
0.03% of portfolio

View Full List

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

More about FGB

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Cetera Advisors LLC, based on Form 13F filings with the SEC.

News

Stay updated on Cetera Advisors LLC with notifications on news.

Account