Institutional Ownership First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB). We have compiled data on the 42 institutions that hold shares in the stock, with a total of 5.27 Million shares, which have been reported (via 13F filing form) to have a value of $21.9 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Sit Investment Associates Inc
Minneapolis, MN |
May 13, 2025 Q1 2025 |
1,145,200
shares
|
$4.75 Million
0.12% of portfolio
|
Q1 2025
Added 13.28%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
May 07, 2025 Q1 2025 |
1,039,701
shares
|
$4.31 Million
0.0% of portfolio
|
Q1 2025
Reduced 2.58%
|
|
|
Saba Capital Management, L.P.
New York, NY |
May 15, 2025 Q1 2025 |
699,009
shares
|
$2.9 Million
0.08% of portfolio
|
Q4 2024
Reduced 6.54%
|
|
|
Morgan Stanley
New York, NY |
May 15, 2025 Q1 2025 |
666,795
shares
|
$2.77 Million
0.0% of portfolio
|
Q1 2025
Added 8.06%
|
|
|
Almitas Capital LLC
Santa Monica, CA |
May 15, 2025 Q1 2025 |
213,254
shares
|
$885,004
0.52% of portfolio
|
Q1 2025
Added 0.04%
|
|
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
May 15, 2025 Q1 2025 |
177,521
shares
|
$736,712
0.05% of portfolio
|
Q1 2025
Reduced 32.31%
|
|
|
Commonwealth Equity Services, LLC
|
May 09, 2025 Q1 2025 |
173,046
shares
|
$718,140
0.0% of portfolio
|
Q1 2025
Reduced 3.46%
|
|
|
Atomi Financial Group, Inc.
Irvine, CA |
May 14, 2025 Q1 2025 |
132,443
shares
|
$549,638
0.03% of portfolio
|
Q1 2025
Added 15.28%
|
|
|
Css LLC
Chicago, IL |
May 15, 2025 Q1 2025 |
124,039
shares
|
$514,761
0.06% of portfolio
|
Q1 2025
Added 113.34%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
102,533
shares
|
$425,511
0.0% of portfolio
|
Q3 2024
Reduced 8.77%
|
|
|
Cf Capital LLC
Cohasset, MA |
May 14, 2025 Q1 2025 |
96,932
shares
|
$402,267
0.39% of portfolio
|
Q1 2025
Reduced 46.0%
|
|
|
Wells Fargo & Company
San Francisco, CA |
May 13, 2025 Q1 2025 |
79,986
shares
|
$331,941
0.0% of portfolio
|
Q1 2025
Reduced 1.46%
|
|
|
Uhlmann Price Securities, LLC
Skokie, IL |
Jul 16, 2025 Q1 2025 |
64,884
shares
|
$269,268
0.21% of portfolio
|
Q1 2025
Added 2.25%
|
|
|
Sym Financial Corp
|
May 06, 2025 Q1 2025 |
59,171
shares
|
$245,559
0.03% of portfolio
|
Q1 2025
Reduced 4.94%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
May 13, 2025 Q1 2025 |
57,855
shares
|
$240,098
0.0% of portfolio
|
Q1 2025
Reduced 20.59%
|
|
|
Quarry LP
New York, NY |
May 15, 2025 Q1 2025 |
56,895
shares
|
$236,114
0.05% of portfolio
|
Q1 2025
Added 178.8%
|
|
|
Good Life Advisors, LLC
|
Apr 17, 2025 Q1 2025 |
51,538
shares
|
$213,882
0.02% of portfolio
|
Q1 2025
Added 20.89%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
May 12, 2025 Q1 2025 |
47,443
shares
|
$196,888
0.0% of portfolio
|
Q4 2024
Reduced 1.53%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
May 14, 2025 Q1 2025 |
31,094
shares
|
$129,040
0.0% of portfolio
|
Q1 2025
Added 52.82%
|
|
|
Nwf Advisory Services Inc.
Los Angeles, CA |
May 14, 2025 Q4 2024 |
31,050
shares
|
$128,857
0.02% of portfolio
|
Q4 2024
New holding
|
|
|
Csenge Advisory Group
|
May 05, 2025 Q1 2025 |
23,980
shares
|
$99,517
0.01% of portfolio
|
Q1 2025
Added 5.9%
|
|
|
Cwm, LLC
|
May 01, 2025 Q1 2025 |
21,765
shares
|
$90,324
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Cambridge Investment Research Advisors, Inc.
|
Apr 22, 2025 Q1 2025 |
19,957
shares
|
$82,821
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Mendel Capital Management LLC
|
Apr 24, 2025 Q1 2025 |
19,940
shares
|
$82,751
0.05% of portfolio
|
Q1 2024
New holding
|
|
|
Silverhawk Asset Management, LLC
|
Jul 17, 2023 Q2 2023 |
16,551
shares
|
$68,686
0.04% of portfolio
|
Q2 2023
Reduced 28.97%
|