Institutional Ownership First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB). We have compiled data on the 40 institutions that hold shares in the stock, with a total of 4.7 Million shares, which have been reported (via 13F filing form) to have a value of $20.2 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Lpl Financial LLC
Fort Mill, SC |
Nov 08, 2024 Q3 2024 |
1,067,057
shares
|
$4.58 Million
0.0% of portfolio
|
Q3 2024
Reduced 4.08%
|
|
|
Saba Capital Management, L.P.
New York, NY |
Nov 14, 2024 Q3 2024 |
747,940
shares
|
$3.21 Million
0.06% of portfolio
|
Q3 2024
Reduced 32.52%
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2024 Q3 2024 |
570,129
shares
|
$2.45 Million
0.0% of portfolio
|
Q3 2024
Added 0.53%
|
|
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
Dec 03, 2024 Q3 2024 |
393,429
shares
|
$1.69 Million
0.09% of portfolio
|
Q3 2024
Added 2.43%
|
|
|
Sit Investment Associates Inc
Minneapolis, MN |
Nov 13, 2024 Q3 2024 |
284,696
shares
|
$1.22 Million
0.03% of portfolio
|
Q3 2024
New holding
|
|
|
Almitas Capital LLC
Santa Monica, CA |
Nov 14, 2024 Q3 2024 |
179,486
shares
|
$769,994
0.34% of portfolio
|
Q3 2024
New holding
|
|
|
Commonwealth Equity Services, LLC
|
Oct 18, 2024 Q3 2024 |
178,100
shares
|
$764,049
0.0% of portfolio
|
Q3 2024
Added 2.72%
|
|
|
Alpine Global Management, LLC
New York, NY |
Nov 14, 2024 Q3 2024 |
159,500
shares
|
$684,255
0.2% of portfolio
|
Q3 2024
Reduced 0.31%
|
|
|
Consolidated Portfolio Review Corp
Woodbury, NY |
Oct 23, 2024 Q3 2024 |
144,443
shares
|
$619,660
0.13% of portfolio
|
Q3 2024
Reduced 33.78%
|
|
|
Private Advisor Group, LLC
|
Oct 22, 2024 Q3 2024 |
126,958
shares
|
$544,649
0.0% of portfolio
|
Q3 2024
Reduced 25.74%
|
|
|
Flagship Harbor Advisors, LLC
|
Oct 21, 2024 Q3 2024 |
110,874
shares
|
$475,649
0.03% of portfolio
|
Q3 2024
Reduced 4.07%
|
|
|
Atomi Financial Group, Inc.
Irvine, CA |
Oct 08, 2024 Q3 2024 |
107,998
shares
|
$463,311
0.03% of portfolio
|
Q3 2024
Added 12.98%
|
|
|
Good Life Advisors, LLC
|
Oct 16, 2024 Q3 2024 |
107,026
shares
|
$459,141
0.03% of portfolio
|
Q3 2024
Added 102.75%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
102,533
shares
|
$439,866
0.0% of portfolio
|
Q3 2024
Reduced 8.77%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2024 Q3 2024 |
49,216
shares
|
$211,136
0.0% of portfolio
|
Q3 2024
Added 0.0%
|
|
|
Sym Financial Corp
|
Nov 14, 2024 Q3 2024 |
41,994
shares
|
$180,154
0.02% of portfolio
|
Q1 2024
Reduced 12.63%
|
|
|
Shaker Financial Services, LLC
|
Oct 31, 2024 Q3 2024 |
41,538
shares
|
$178,198
0.06% of portfolio
|
Q3 2024
Added 212.22%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 13, 2024 Q3 2024 |
39,025
shares
|
$167,417
0.0% of portfolio
|
Q3 2024
Reduced 25.92%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2024 Q3 2024 |
26,489
shares
|
$113,637
0.0% of portfolio
|
Q3 2024
Reduced 25.47%
|
|
|
Csenge Advisory Group
|
Nov 13, 2024 Q3 2024 |
24,641
shares
|
$105,709
0.01% of portfolio
|
Q3 2024
Reduced 19.51%
|
|
|
Mendel Capital Management LLC
|
Nov 07, 2024 Q3 2024 |
19,940
shares
|
$85,542
0.05% of portfolio
|
Q1 2024
New holding
|
|
|
Advisory Services Network, LLC
|
Nov 14, 2024 Q3 2024 |
17,478
shares
|
$74,980
0.0% of portfolio
|
Q1 2024
Reduced 8.74%
|
|
|
Silverhawk Asset Management, LLC
|
Jul 17, 2023 Q2 2023 |
16,551
shares
|
$71,003
0.04% of portfolio
|
Q2 2023
Reduced 28.97%
|
|
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
Aug 01, 2023 Q2 2023 |
16,456
shares
|
$70,596
0.01% of portfolio
|
Q2 2023
Reduced 6.63%
|
|
|
Blue Bell Private Wealth Management, LLC
|
Oct 28, 2024 Q3 2024 |
15,011
shares
|
$64,397
0.01% of portfolio
|
Q3 2024
Added 28.79%
|