Latest Institutional Purchases of First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This list provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
285KNew |
$1.05M - $1.19M
|
285K
$1.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
179KNew |
$662K - $752K
|
179K
$770K
|
|
|
Oct 16, 2024
Q3 2024
|
Good Life Advisors, LLC
|
BUY
|
- |
54.2K+ 102.75% |
$200K - $227K
|
107K
$459K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
28.2K+ 212.22% |
$104K - $118K
|
41.5K
$178K
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
12.7KNew |
$46.9K - $53.2K
|
12.7K
$54.5K
|
|
|
Oct 08, 2024
Q3 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
12.4K+ 12.98% |
$45.8K - $52K
|
108K
$463K
|
|
|
Nov 14, 2024
Q3 2024
|
L.M. Kohn & Company
|
BUY
|
- |
11.8KNew |
$43.5K - $49.4K
|
11.8K
$50.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.7KNew |
$43.1K - $49K
|
11.7K
$50.1K
|
|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
9.33K+ 2.43% |
$34.4K - $39.1K
|
393K
$1.69M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.72K+ 2.72% |
$17.4K - $19.8K
|
178K
$764K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.36K+ 28.79% |
$12.4K - $14.1K
|
15K
$64.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.01K+ 0.53% |
$11.1K - $12.6K
|
570K
$2.45M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.84KNew |
$6.79K - $7.71K
|
1.84K
$7.89K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
728New |
$2.69K - $3.05K
|
728
$3.12K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
102+ 0.88% |
$376 - $427
|
11.7K
$50K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.0% |
$3.69 - $4.19
|
49.2K
$211K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
79.2KNew |
$279K - $311K
|
79.2K
$340K
|
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.5% |
$3.52K - $3.92K
|
11.5K
$49.4K
|
|
| Q1 2024 | |||||||
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
554KNew |
$1.94M - $2.09M
|
554K
$2.38M
|
|
|
May 15, 2024
Q1 2024
|
Mendel Capital Management LLC
|
BUY
|
- |
19.9KNew |
$69.8K - $75.2K
|
19.9K
$85.5K
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.9KNew |
$48.6K - $52.4K
|
13.9K
$59.6K
|
|
|
May 14, 2024
Q1 2024
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
13.5KNew |
$47.3K - $50.9K
|
13.5K
$57.9K
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.3KNew |
$46.5K - $50.1K
|
13.3K
$57K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
12.3KNew |
$43K - $46.3K
|
12.3K
$52.7K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
12.5KNew |
$37.6K - $45K
|
12.5K
$53.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.9KNew |
$8.7K - $10.4K
|
2.9K
$12.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.2K+ 218.14% |
$6.6K - $7.9K
|
3.21K
$13.8K
|
|
| Q3 2023 | |||||||
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.9KNew |
$50.4K - $55.3K
|
15.9K
$68.2K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
6.32KNew |
$20K - $22K
|
6.32K
$27.1K
|
|
| Q4 2022 | |||||||
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
300New |
$852 - $1.08K
|
300
$1.29K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
150New |
$426 - $540
|
150
$644
|
|
| Q2 2022 | |||||||
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
15.3KNew |
$46.8K - $64.8K
|
15.3K
$65.6K
|
|
|
Jul 20, 2022
Q2 2022
|
Umb Bank, N.A.
|
BUY
|
- |
1.93KNew |
$5.91K - $8.18K
|
1.93K
$8.28K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
107KNew |
$616K - $685K
|
107K
$459K
|
|
| Q1 2018 | |||||||
|
May 07, 2018
Q1 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
37.9KNew |
$223K - $250K
|
37.9K
$163K
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.5K+ 248.34% |
$9.21K - $10.5K
|
2.1K
$9.03K
|
|