Latest Institutional Purchases of First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This list provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
134K+ 13.28% |
$553K - $623K
|
1.15M
$4.43M
|
|
|
Apr 29, 2025
Q1 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
95.2K+ 181.26% |
$392K - $442K
|
148K
$572K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
72.1K+ 1201250.0% |
$297K - $334K
|
72.1K
$279K
|
|
|
May 14, 2025
Q1 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
17.6K+ 15.28% |
$72.3K - $81.5K
|
132K
$513K
|
|
|
Apr 21, 2025
Q1 2025
|
L.M. Kohn & Company
|
BUY
|
- |
11.8KNew |
$48.6K - $54.8K
|
11.8K
$45.7K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11KNew |
$45.3K - $51K
|
11K
$42.6K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.7K+ 52.82% |
$44.3K - $49.9K
|
31.1K
$120K
|
|
|
Apr 17, 2025
Q1 2025
|
Good Life Advisors, LLC
|
BUY
|
- |
8.91K+ 20.89% |
$36.7K - $41.3K
|
51.5K
$199K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.33K+ 21.29% |
$34.3K - $38.6K
|
47.4K
$184K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.42KNew |
$9.96K - $11.2K
|
2.42K
$9.36K
|
|
|
May 05, 2025
Q1 2025
|
Csenge Advisory Group
|
BUY
|
- |
1.34K+ 5.9% |
$5.51K - $6.2K
|
24K
$92.8K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
45.4K+ 357.91% |
$184K - $198K
|
58.1K
$225K
|
|
|
Feb 14, 2025
Q4 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
33.7K+ 18.76% |
$136K - $147K
|
213K
$825K
|
|
|
May 14, 2025
Q4 2024
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
31.1KNew |
$126K - $135K
|
31.1K
$120K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
23.5KNew |
$95.2K - $102K
|
23.5K
$90.9K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
21.8KNew |
$88.1K - $94.9K
|
21.8K
$84.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
BUY
|
- |
20.4KNew |
$82.6K - $89K
|
20.4K
$79K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20KNew |
$80.8K - $87K
|
20K
$77.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.9KNew |
$80.4K - $86.6K
|
19.9K
$76.8K
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.2KNew |
$41.4K - $44.6K
|
10.2K
$39.6K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
701New |
$2.84K - $3.06K
|
701
$2.71K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.7KNew |
$43.1K - $49K
|
11.7K
$45.2K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.36K+ 28.79% |
$12.4K - $14.1K
|
15K
$58.1K
|
|
|
May 14, 2025
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.01K+ 0.53% |
$11.1K - $12.6K
|
570K
$2.21M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.84KNew |
$6.79K - $7.71K
|
1.84K
$7.12K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
102+ 0.88% |
$376 - $427
|
11.7K
$45.1K
|
|
| Q2 2024 | |||||||
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
79.2KNew |
$279K - $311K
|
79.2K
$307K
|
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.5% |
$3.52K - $3.92K
|
11.5K
$44.6K
|
|
| Q1 2024 | |||||||
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
554KNew |
$1.94M - $2.09M
|
554K
$2.14M
|
|
|
May 15, 2024
Q1 2024
|
Mendel Capital Management LLC
|
BUY
|
- |
19.9KNew |
$69.8K - $75.2K
|
19.9K
$77.2K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
12.3KNew |
$43K - $46.3K
|
12.3K
$47.5K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
12.5KNew |
$37.6K - $45K
|
12.5K
$48.5K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.21KNew |
$9.63K - $11.5K
|
3.21K
$12.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.9KNew |
$8.7K - $10.4K
|
2.9K
$11.2K
|
|
| Q4 2022 | |||||||
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
300New |
$852 - $1.08K
|
300
$1.16K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
150New |
$426 - $540
|
150
$581
|
|
| Q2 2022 | |||||||
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
15.3KNew |
$46.8K - $64.8K
|
15.3K
$59.2K
|
|
|
Jul 20, 2022
Q2 2022
|
Umb Bank, N.A.
|
BUY
|
- |
1.93KNew |
$5.91K - $8.18K
|
1.93K
$7.47K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
107KNew |
$616K - $685K
|
107K
$414K
|
|
| Q1 2018 | |||||||
|
May 07, 2018
Q1 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
37.9KNew |
$223K - $250K
|
37.9K
$147K
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.5K+ 248.34% |
$9.21K - $10.5K
|
2.1K
$8.14K
|
|