Tower Research Capital LLC (Trc) First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Tower Research Capital LLC (Trc)

$3.68 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 10, 2023	BUY	$2.84 - $3.6 $852 - $1,080	300 New	300 $1,000
Q2 2022 Aug 15, 2022	SELL	$3.06 - $4.24 $94 - $131	-31 Reduced 21.83%	111 $0
Q1 2022 May 12, 2022	BUY	$3.85 - $4.18 $546 - $593	142 New	142 $1,000
Q4 2021 Feb 14, 2022	SELL	$3.83 - $4.26 $149 - $166	-39 Closed	0 $0
Q3 2021 Nov 15, 2021	SELL	$3.88 - $4.3 $1,082 - $1,199	-279 Reduced 87.74%	39 $0
Q2 2021 Aug 16, 2021	SELL	$3.99 - $4.36 $2,110 - $2,306	-529 Reduced 62.46%	318 $1,000
Q1 2021 May 17, 2021	BUY	$3.12 - $3.99 $2,642 - $3,379	847 New	847 $3,000

Others Institutions Holding FGB

# of Institutions

40

Shares Held

4.7M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.58 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.21 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.45 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

393K
Shares

$1.69 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.22 Million
0.03% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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