Lpl Financial LLC First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Lpl Financial LLC

  • $218 Billion
  • Q3 2024

A detailed history of Lpl Financial LLC transactions in First Trust Specialty Finance & Financial Opportunities Fund stock. As of the latest transaction made, Lpl Financial LLC holds 1,067,057 shares of FGB stock, worth $4.58 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares
1,067,057
Previous 1,112,450 4.08%
Holding current value
$4.58 Million
Previous $4.33 Million 0.35%
% of portfolio
0.0%
Previous 0.0%

Shares

29 transactions
Quarter Operation Price Per share shares change shares Held SEC Form
Q3 2024

Nov 08, 2024
SELL
$3.69 - $4.19 $167,500 - $190,196
-45,393 Reduced 4.08%
1,067,057 $4.34 Million
Q2 2024

Aug 07, 2024
BUY
$3.52 - $3.92 $257,319 - $286,559
73,102 Added 7.03%
1,112,450 $4.33 Million
Q1 2024

May 10, 2024
BUY
$3.5 - $3.77 $327,764 - $353,049
93,647 Added 9.9%
1,039,348 $3.92 Million
Q4 2023

Feb 14, 2024
BUY
$3.0 - $3.59 $1.45 Million - $1.74 Million
484,187 Added 104.91%
945,701 $3.39 Million
Q3 2023

Nov 13, 2023
SELL
$3.17 - $3.48 $530,867 - $582,781
-167,466 Reduced 26.63%
461,514 $1.56 Million
Q2 2023

Jul 31, 2023
BUY
$2.87 - $3.39 $54,788 - $64,715
19,090 Added 3.13%
628,980 $2.05 Million
Q1 2023

May 10, 2023
BUY
$2.84 - $3.44 $94,941 - $114,999
33,430 Added 5.8%
609,890 $1.92 Million
Q4 2022

Feb 07, 2023
BUY
$2.84 - $3.6 $89,511 - $113,464
31,518 Added 5.78%
576,460 $1.76 Million
Q3 2022

Nov 14, 2022
BUY
$2.8 - $3.77 $121,911 - $164,145
43,540 Added 8.68%
544,942 $1.56 Million
Q2 2022

Aug 12, 2022
BUY
$3.06 - $4.24 $254,151 - $352,157
83,056 Added 19.85%
501,402 $1.6 Million
Q1 2022

May 16, 2022
BUY
$3.85 - $4.18 $550,688 - $597,890
143,036 Added 51.95%
418,346 $1.75 Million
Q4 2021

Feb 14, 2022
BUY
$3.83 - $4.26 $102,486 - $113,993
26,759 Added 10.77%
275,310 $1.13 Million
Q3 2021

Nov 15, 2021
BUY
$3.88 - $4.3 $56,834 - $62,986
14,648 Added 6.26%
248,551 $988,000
Q2 2021

Aug 13, 2021
BUY
$3.99 - $4.36 $64,211 - $70,165
16,093 Added 7.39%
233,903 $945,000
Q1 2021

May 14, 2021
BUY
$3.12 - $3.99 $19,537 - $24,985
6,262 Added 2.96%
217,810 $869,000
Q4 2020

Feb 12, 2021
BUY
$2.34 - $3.34 $392,357 - $560,031
167,674 Added 382.17%
211,548 $660,000
Q3 2020

Nov 09, 2020
SELL
$2.25 - $3.28 $225 - $328
-100 Reduced 0.23%
43,874 $100,000
Q2 2020

Aug 13, 2020
BUY
$1.67 - $3.9 $5,093 - $11,895
3,050 Added 7.45%
43,974 $143,000
Q1 2020

May 14, 2020
BUY
$1.6 - $6.34 $3,376 - $13,377
2,110 Added 5.44%
40,924 $85,000
Q4 2019

Feb 14, 2020
SELL
$5.75 - $6.4 $1,725 - $1,920
-300 Reduced 0.77%
38,814 $232,000
Q3 2019

Nov 13, 2019
SELL
$5.75 - $6.39 $74,560 - $82,859
-12,967 Reduced 24.9%
39,114 $243,000
Q2 2019

Aug 09, 2019
SELL
$6.02 - $6.5 $13,695 - $14,787
-2,275 Reduced 4.19%
52,081 $323,000
Q4 2018

Feb 07, 2019
SELL
$4.92 - $6.42 $23,276 - $30,373
-4,731 Reduced 8.01%
54,356 $283,000
Q3 2018

Nov 14, 2018
BUY
$6.03 - $6.62 $5,330 - $5,852
884 Added 1.52%
59,087 $375,000
Q2 2018

Aug 14, 2018
SELL
$5.87 - $6.26 $120,857 - $128,887
-20,589 Reduced 26.13%
58,203 $350,000
Q1 2018

May 15, 2018
BUY
$5.88 - $6.6 $179,075 - $201,003
30,455 Added 63.01%
78,792 $474,000
Q4 2017

Feb 14, 2018
BUY
$6.14 - $7.0 $75,902 - $86,534
12,362 Added 34.36%
48,337 $297,000
Q3 2017

Nov 14, 2017
SELL
$6.49 - $7.31 $59,234 - $66,718
-9,127 Reduced 20.24%
35,975 $247,000
Q2 2017

Aug 14, 2017
BUY
N/A
45,102
45,102 $327,000

Others Institutions Holding FGB

# of Institutions
40
Shares Held
4.7M
Call Options Held
0
Put Options Held
0
View Full List

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

FGB Quotes by TradingView
  • Ticker FGB
  • Exchange NYSE
  • Sector Financial Services
  • Industry Asset Management
  • Description
  • First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...
More about FGB
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