Latest Institutional Sells of First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This list provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-360K- 32.52% |
$1.33M - $1.51M
|
748K
$3.21M
|
|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-73.7K- 33.78% |
$272K - $309K
|
144K
$620K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-45.4K- 4.08% |
$168K - $190K
|
1.07M
$4.58M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-44K- 25.74% |
$162K - $184K
|
127K
$545K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.7K- 25.92% |
$50.4K - $57.2K
|
39K
$167K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.86K- 8.77% |
$36.4K - $41.3K
|
103K
$440K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.05K- 25.47% |
$33.4K - $37.9K
|
26.5K
$114K
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-5.97K- 19.51% |
$22K - $25K
|
24.6K
$106K
|
|
|
Oct 21, 2024
Q3 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.71K- 4.07% |
$17.4K - $19.7K
|
111K
$476K
|
|
|
Nov 14, 2024
Q3 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-500- 0.31% |
$1.85K - $2.1K
|
160K
$684K
|
|
| Q2 2024 | |||||||
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-467- 7.26% |
$1.64K - $1.83K
|
5.97K
$25.6K
|
|
| Q1 2024 | |||||||
|
Apr 30, 2024
Q1 2024
|
Matisse Capital
|
SELL
|
- |
-43K- 17.31% |
$150K - $162K
|
205K
$880K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-32.4K- 72.49% |
$113K - $122K
|
12.3K
$52.7K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.9K- 65.19% |
$87.1K - $93.9K
|
13.3K
$57K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8K- 29.0% |
$44.9K - $48.3K
|
31.4K
$135K
|
|
|
May 06, 2024
Q1 2024
|
Sym Financial Corp
|
SELL
|
- |
-6.07K- 12.63% |
$21.2K - $22.9K
|
42K
$180K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.67K- 8.74% |
$5.86K - $6.31K
|
17.5K
$75K
|
|
| Q4 2023 | |||||||
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.25K- 37.73% |
$21.8K - $26K
|
12K
$51.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-2.24K- 8.23% |
$6.72K - $8.04K
|
25K
$107K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6K- 37.5% |
$19K - $20.9K
|
10K
$42.9K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-55.5K- 60.49% |
$159K - $188K
|
36.3K
$156K
|
|
|
Jul 17, 2023
Q2 2023
|
Silverhawk Asset Management, LLC
|
SELL
|
- |
-6.75K- 28.97% |
$19.4K - $22.9K
|
16.6K
$71K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.17K- 6.63% |
$3.35K - $3.96K
|
16.5K
$70.6K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-800- 33.47% |
$2.27K - $2.75K
|
1.59K
$6.82K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.41K- 50.0% |
$21K - $26.7K
|
7.41K
$31.8K
|
|
| Q3 2022 | |||||||
|
Oct 25, 2022
Q3 2022
|
Nova R Wealth, Inc.
|
SELL
|
- |
-12K- 25.69% |
$33.6K - $45.2K
|
34.7K
$149K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-52.5KClosed |
$161K - $223K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.75KClosed |
$17.6K - $24.4K
|
0
$0
|
|
|
Jul 05, 2022
Q2 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-3.2KClosed |
$9.79K - $13.6K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-80KClosed |
$308K - $334K
|
0
$0
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-59KClosed |
$227K - $247K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.4KClosed |
$63.2K - $68.6K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2K- 28.57% |
$7.7K - $8.36K
|
5K
$21.5K
|
|
| Q4 2021 | |||||||
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-23.2KClosed |
$88.8K - $98.7K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-4.18KClosed |
$16K - $17.8K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-56.7KClosed |
$220K - $244K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2KClosed |
$7.76K - $8.6K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 12, 2021
Q2 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-225KClosed |
$899K - $982K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Waterfront Wealth Inc.
|
SELL
|
- |
-10.4KClosed |
$41.5K - $45.4K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.2KClosed |
$44.2K - $56.5K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-594Closed |
$1.85K - $2.37K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-17.8KClosed |
$41.6K - $59.4K
|
0
$0
|
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-8.4KClosed |
$19.7K - $28.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-21.4KClosed |
$35.7K - $83.3K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-13.3KClosed |
$22.2K - $51.8K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-732Closed |
$1.22K - $2.85K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 28, 2020
Q1 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-25.1KClosed |
$40.2K - $159K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-14.3KClosed |
$22.9K - $90.9K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-2KClosed |
$11.5K - $12.8K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 09, 2019
Q2 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-19.5KClosed |
$118K - $127K
|
0
$0
|
|