Latest Institutional Sells of First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This list provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Cf Capital LLC
Cohasset, MA |
SELL
|
- |
-82.6K- 46.0% |
$340K - $383K
|
96.9K
$375K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.5K- 2.58% |
$113K - $128K
|
1.04M
$4.02M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-15K- 20.59% |
$61.8K - $69.6K
|
57.9K
$224K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.2K- 3.46% |
$25.5K - $28.8K
|
173K
$670K
|
|
|
May 06, 2025
Q1 2025
|
Sym Financial Corp
|
SELL
|
- |
-3.08K- 4.94% |
$12.7K - $14.3K
|
59.2K
$229K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.68K- 89.32% |
$6.93K - $7.8K
|
201
$778
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.19K- 1.46% |
$4.9K - $5.52K
|
80K
$310K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1K- 14.65% |
$4.12K - $4.64K
|
5.82K
$22.5K
|
|
|
Apr 23, 2025
Q1 2025
|
Kpp Advisory Services LLC
Louisville, KY |
SELL
|
- |
-1K- 7.41% |
$4.12K - $4.64K
|
12.5K
$48.4K
|
|
|
Apr 30, 2025
Q1 2025
|
Park Square Financial Group, LLC
Roswell, GA |
SELL
|
- |
-727- 18.53% |
$3K - $3.37K
|
3.2K
$12.4K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-131K- 33.34% |
$531K - $572K
|
262K
$1.02M
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-106K- 83.49% |
$429K - $462K
|
21K
$81.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-48.9K- 6.54% |
$198K - $213K
|
699K
$2.71M
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-10.4K- 25.05% |
$42.1K - $45.4K
|
31.1K
$120K
|
|
|
Jan 21, 2025
Q4 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-6.5K- 5.86% |
$26.3K - $28.3K
|
104K
$404K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-900- 6.77% |
$3.65K - $3.92K
|
12.4K
$47.9K
|
|
| Q3 2024 | |||||||
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-73.7K- 33.78% |
$272K - $309K
|
144K
$559K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.86K- 8.77% |
$36.4K - $41.3K
|
103K
$397K
|
|
|
Nov 14, 2024
Q3 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-500- 0.31% |
$1.85K - $2.1K
|
160K
$617K
|
|
| Q1 2024 | |||||||
|
Apr 30, 2024
Q1 2024
|
Matisse Capital
|
SELL
|
- |
-43K- 17.31% |
$150K - $162K
|
205K
$794K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-32.4K- 72.49% |
$113K - $122K
|
12.3K
$47.5K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.9K- 65.19% |
$87.1K - $93.9K
|
13.3K
$51.4K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8K- 29.0% |
$44.9K - $48.3K
|
31.4K
$121K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.67K- 8.74% |
$5.86K - $6.31K
|
17.5K
$67.6K
|
|
| Q4 2023 | |||||||
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.25K- 37.73% |
$21.8K - $26K
|
12K
$46.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-2.24K- 8.23% |
$6.72K - $8.04K
|
25K
$96.7K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6K- 37.5% |
$19K - $20.9K
|
10K
$38.7K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-55.5K- 60.49% |
$159K - $188K
|
36.3K
$140K
|
|
|
Jul 17, 2023
Q2 2023
|
Silverhawk Asset Management, LLC
|
SELL
|
- |
-6.75K- 28.97% |
$19.4K - $22.9K
|
16.6K
$64.1K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.17K- 6.63% |
$3.35K - $3.96K
|
16.5K
$63.7K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-800- 33.47% |
$2.27K - $2.75K
|
1.59K
$6.15K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.41K- 50.0% |
$21K - $26.7K
|
7.41K
$28.7K
|
|
| Q3 2022 | |||||||
|
Oct 25, 2022
Q3 2022
|
Nova R Wealth, Inc.
|
SELL
|
- |
-12K- 25.69% |
$33.6K - $45.2K
|
34.7K
$134K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-52.5KClosed |
$161K - $223K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.75KClosed |
$17.6K - $24.4K
|
0
$0
|
|
|
Jul 05, 2022
Q2 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-3.2KClosed |
$9.79K - $13.6K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-59KClosed |
$227K - $247K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.4KClosed |
$63.2K - $68.6K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2K- 28.57% |
$7.7K - $8.36K
|
5K
$19.4K
|
|
| Q4 2021 | |||||||
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-23.2KClosed |
$88.8K - $98.7K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-4.18KClosed |
$16K - $17.8K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-56.7KClosed |
$220K - $244K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2KClosed |
$7.76K - $8.6K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 12, 2021
Q2 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-225KClosed |
$899K - $982K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Waterfront Wealth Inc.
|
SELL
|
- |
-10.4KClosed |
$41.5K - $45.4K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.2KClosed |
$44.2K - $56.5K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-594Closed |
$1.85K - $2.37K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-17.8KClosed |
$41.6K - $59.4K
|
0
$0
|
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-8.4KClosed |
$19.7K - $28.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-21.4KClosed |
$35.7K - $83.3K
|
0
$0
|
|