Mariner Investment Group LLC First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Mariner Investment Group LLC

$474 Million
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Nov 12, 2021	SELL	$3.88 - $4.3 $219,867 - $243,668	-56,667 Closed	0 $0
Q2 2021 Aug 11, 2021	SELL	$3.99 - $4.36 $202,061 - $220,799	-50,642 Reduced 47.19%	56,667 $229,000
Q1 2021 May 12, 2021	SELL	$3.12 - $3.99 $44,747 - $57,224	-14,342 Reduced 11.79%	107,309 $428,000
Q4 2020 Feb 10, 2021	BUY	$2.34 - $3.34 $123,355 - $176,071	52,716 Added 76.47%	121,651 $380,000
Q3 2020 Nov 13, 2020	BUY	$2.25 - $3.28 $155,103 - $226,106	68,935 New	68,935 $158,000

Others Institutions Holding FGB

# of Institutions

40

Shares Held

4.69M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.53 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.18 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.42 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

384K
Shares

$1.63 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.21 Million
0.03% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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