Nomura Holdings Inc First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Nomura Holdings Inc

$41.1 Billion
Q3 2024

Shares

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 18, 2022	SELL	$3.85 - $4.18 $227,088 - $246,553	-58,984 Closed	0 $0
Q4 2021 Feb 14, 2022	BUY	$3.83 - $4.26 $225,908 - $251,271	58,984 New	58,984 $240,000

Others Institutions Holding FGB

# of Institutions

40

Shares Held

4.7M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.58 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.21 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.45 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

393K
Shares

$1.69 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.22 Million
0.03% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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