Latest Institutional Transactions on First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Cf Capital LLC
Cohasset, MA |
SELL
|
- |
-82.6K- 46.0% |
$340K - $383K
|
96.9K
$375K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.7K+ 52.82% |
$44.3K - $49.9K
|
31.1K
$120K
|
|
|
May 14, 2025
Q1 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
17.6K+ 15.28% |
$72.3K - $81.5K
|
132K
$513K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.68K- 89.32% |
$6.93K - $7.8K
|
201
$778
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
134K+ 13.28% |
$553K - $623K
|
1.15M
$4.43M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.19K- 1.46% |
$4.9K - $5.52K
|
80K
$310K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-15K- 20.59% |
$61.8K - $69.6K
|
57.9K
$224K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.33K+ 21.29% |
$34.3K - $38.6K
|
47.4K
$184K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.42KNew |
$9.96K - $11.2K
|
2.42K
$9.36K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11KNew |
$45.3K - $51K
|
11K
$42.6K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.2K- 3.46% |
$25.5K - $28.8K
|
173K
$670K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.5K- 2.58% |
$113K - $128K
|
1.04M
$4.02M
|
|
|
May 06, 2025
Q1 2025
|
Sym Financial Corp
|
SELL
|
- |
-3.08K- 4.94% |
$12.7K - $14.3K
|
59.2K
$229K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1K- 14.65% |
$4.12K - $4.64K
|
5.82K
$22.5K
|
|
|
May 05, 2025
Q1 2025
|
Csenge Advisory Group
|
BUY
|
- |
1.34K+ 5.9% |
$5.51K - $6.2K
|
24K
$92.8K
|
|
|
Apr 30, 2025
Q1 2025
|
Park Square Financial Group, LLC
Roswell, GA |
SELL
|
- |
-727- 18.53% |
$3K - $3.37K
|
3.2K
$12.4K
|
|
|
Apr 29, 2025
Q1 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
95.2K+ 181.26% |
$392K - $442K
|
148K
$572K
|
|
|
Apr 23, 2025
Q1 2025
|
Kpp Advisory Services LLC
Louisville, KY |
SELL
|
- |
-1K- 7.41% |
$4.12K - $4.64K
|
12.5K
$48.4K
|
|
|
Apr 21, 2025
Q1 2025
|
L.M. Kohn & Company
|
BUY
|
- |
11.8KNew |
$48.6K - $54.8K
|
11.8K
$45.7K
|
|
|
Apr 17, 2025
Q1 2025
|
Good Life Advisors, LLC
|
BUY
|
- |
8.91K+ 20.89% |
$36.7K - $41.3K
|
51.5K
$199K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
72.1K+ 1201250.0% |
$297K - $334K
|
72.1K
$279K
|
|
| Q4 2024 | |||||||
|
May 14, 2025
Q4 2024
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
31.1KNew |
$126K - $135K
|
31.1K
$120K
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-131K- 33.34% |
$531K - $572K
|
262K
$1.02M
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20KNew |
$80.8K - $87K
|
20K
$77.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.9KNew |
$80.4K - $86.6K
|
19.9K
$76.8K
|
|
|
Feb 14, 2025
Q4 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
33.7K+ 18.76% |
$136K - $147K
|
213K
$825K
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
BUY
|
- |
20.4KNew |
$82.6K - $89K
|
20.4K
$79K
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-48.9K- 6.54% |
$198K - $213K
|
699K
$2.71M
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
23.5KNew |
$95.2K - $102K
|
23.5K
$90.9K
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
45.4K+ 357.91% |
$184K - $198K
|
58.1K
$225K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-900- 6.77% |
$3.65K - $3.92K
|
12.4K
$47.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-10.4K- 25.05% |
$42.1K - $45.4K
|
31.1K
$120K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
701New |
$2.84K - $3.06K
|
701
$2.71K
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.2KNew |
$41.4K - $44.6K
|
10.2K
$39.6K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
21.8KNew |
$88.1K - $94.9K
|
21.8K
$84.2K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-106K- 83.49% |
$429K - $462K
|
21K
$81.1K
|
|
|
Jan 21, 2025
Q4 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-6.5K- 5.86% |
$26.3K - $28.3K
|
104K
$404K
|
|
| Q3 2024 | |||||||
|
May 14, 2025
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.01K+ 0.53% |
$11.1K - $12.6K
|
570K
$2.21M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.7KNew |
$43.1K - $49K
|
11.7K
$45.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.84KNew |
$6.79K - $7.71K
|
1.84K
$7.12K
|
|
|
Nov 14, 2024
Q3 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-500- 0.31% |
$1.85K - $2.1K
|
160K
$617K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
102+ 0.88% |
$376 - $427
|
11.7K
$45.1K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.36K+ 28.79% |
$12.4K - $14.1K
|
15K
$58.1K
|
|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-73.7K- 33.78% |
$272K - $309K
|
144K
$559K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.86K- 8.77% |
$36.4K - $41.3K
|
103K
$397K
|
|
| Q2 2024 | |||||||
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.5% |
$3.52K - $3.92K
|
11.5K
$44.6K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
79.2KNew |
$279K - $311K
|
79.2K
$307K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Mendel Capital Management LLC
|
BUY
|
- |
19.9KNew |
$69.8K - $75.2K
|
19.9K
$77.2K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.9K- 65.19% |
$87.1K - $93.9K
|
13.3K
$51.4K
|
|