Latest Institutional Transactions on First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
12.3KNew |
$43K - $46.3K
|
12.3K
$51.2K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-32.4K- 72.49% |
$113K - $122K
|
12.3K
$51.2K
|
|
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
554KNew |
$1.94M - $2.09M
|
554K
$2.31M
|
|
| Q4 2023 | |||||||
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.21KNew |
$9.63K - $11.5K
|
3.21K
$13.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-2.24K- 8.23% |
$6.72K - $8.04K
|
25K
$104K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
12.5KNew |
$37.6K - $45K
|
12.5K
$52.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.9KNew |
$8.7K - $10.4K
|
2.9K
$12.1K
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.25K- 37.73% |
$21.8K - $26K
|
12K
$49.9K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6K- 37.5% |
$19K - $20.9K
|
10K
$41.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.9KNew |
$50.4K - $55.3K
|
15.9K
$66.3K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-55.5K- 60.49% |
$159K - $188K
|
36.3K
$151K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.17K- 6.63% |
$3.35K - $3.96K
|
16.5K
$68.6K
|
|
|
Jul 17, 2023
Q2 2023
|
Silverhawk Asset Management, LLC
|
SELL
|
- |
-6.75K- 28.97% |
$19.4K - $22.9K
|
16.6K
$69K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-800- 33.47% |
$2.27K - $2.75K
|
1.59K
$6.63K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.41K- 50.0% |
$21K - $26.7K
|
7.41K
$30.9K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
150New |
$426 - $540
|
150
$626
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
300New |
$852 - $1.08K
|
300
$1.25K
|
|
| Q3 2022 | |||||||
|
Oct 25, 2022
Q3 2022
|
Nova R Wealth, Inc.
|
SELL
|
- |
-12K- 25.69% |
$33.6K - $45.2K
|
34.7K
$145K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-52.5KClosed |
$161K - $223K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
15.3KNew |
$46.8K - $64.8K
|
15.3K
$63.8K
|
|
|
Jul 20, 2022
Q2 2022
|
Umb Bank, N.A.
|
BUY
|
- |
1.93KNew |
$5.91K - $8.18K
|
1.93K
$8.05K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.75KClosed |
$17.6K - $24.4K
|
0
$0
|
|
|
Jul 05, 2022
Q2 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-3.2KClosed |
$9.79K - $13.6K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-59KClosed |
$227K - $247K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.4KClosed |
$63.2K - $68.6K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-80KClosed |
$308K - $334K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2K- 28.57% |
$7.7K - $8.36K
|
5K
$20.9K
|
|
| Q4 2021 | |||||||
|
Jan 21, 2022
Q4 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-4.18KClosed |
$16K - $17.8K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-23.2KClosed |
$88.8K - $98.7K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-56.7KClosed |
$220K - $244K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2KClosed |
$7.76K - $8.6K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 12, 2021
Q2 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-225KClosed |
$899K - $982K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Waterfront Wealth Inc.
|
SELL
|
- |
-10.4KClosed |
$41.5K - $45.4K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-594Closed |
$1.85K - $2.37K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.2KClosed |
$44.2K - $56.5K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-17.8KClosed |
$41.6K - $59.4K
|
0
$0
|
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-8.4KClosed |
$19.7K - $28.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-21.4KClosed |
$35.7K - $83.3K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-13.3KClosed |
$22.2K - $51.8K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-732Closed |
$1.22K - $2.85K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 28, 2020
Q1 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-25.1KClosed |
$40.2K - $159K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
107KNew |
$616K - $685K
|
107K
$446K
|
|
| Q3 2019 | |||||||
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-2KClosed |
$11.5K - $12.8K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-10.1KClosed |
$61.1K - $65.9K
|
0
$0
|
|
|
Jul 09, 2019
Q2 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-19.5KClosed |
$118K - $127K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-421Closed |
$2.22K - $2.65K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-56.2KClosed |
$297K - $354K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-64.8KClosed |
$391K - $429K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.5KClosed |
$8.81K - $9.39K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.78KClosed |
$34K - $36.2K
|
0
$0
|
|