Baird Financial Group, Inc. First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Baird Financial Group, Inc.

$50.2 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 14, 2020	SELL	$1.67 - $3.9 $35,667 - $83,296	-21,358 Closed	0 $0
Q1 2020 May 14, 2020	BUY	$1.6 - $6.34 $34,172 - $135,409	21,358 New	21,358 $44,000
Q2 2019 Aug 14, 2019	SELL	$6.02 - $6.5 $345,174 - $372,697	-57,338 Closed	0 $0
Q1 2019 May 14, 2019	SELL	$5.28 - $6.29 $84,680 - $100,879	-16,038 Reduced 21.86%	57,338 $353,000
Q4 2018 Feb 14, 2019	SELL	$4.92 - $6.42 $6,204 - $8,095	-1,261 Reduced 1.69%	73,376 $382,000
Q3 2018 Nov 13, 2018	BUY	$6.03 - $6.62 $4,769 - $5,236	791 Added 1.07%	74,637 $470,000
Q2 2018 Aug 13, 2018	BUY	$5.87 - $6.26 $13,947 - $14,873	2,376 Added 3.32%	73,846 $444,000
Q1 2018 May 14, 2018	SELL	$5.88 - $6.6 $14,617 - $16,407	-2,486 Reduced 3.36%	71,470 $430,000
Q4 2017 Feb 09, 2018	BUY	$6.14 - $7.0 $15,804 - $18,018	2,574 Added 3.61%	73,956 $454,000
Q3 2017 Nov 14, 2017	SELL	$6.49 - $7.31 $9,021 - $10,160	-1,390 Reduced 1.91%	71,382 $490,000
Q2 2017 Aug 14, 2017	BUY	N/A	72,772	72,772 $527,000

Others Institutions Holding FGB

# of Institutions

40

Shares Held

4.69M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.53 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.18 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.42 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

384K
Shares

$1.63 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.21 Million
0.03% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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