Stifel Financial Corp First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Stifel Financial Corp

$93.2 Billion
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 13, 2022	SELL	$3.85 - $4.18 $63,205 - $68,623	-16,417 Closed	0 $0
Q4 2021 Feb 14, 2022	SELL	$3.83 - $4.26 $17,235 - $19,170	-4,500 Reduced 21.51%	16,417 $67,000
Q2 2021 Aug 13, 2021	SELL	$3.99 - $4.36 $43,890 - $47,960	-11,000 Reduced 34.46%	20,917 $85,000
Q1 2021 May 14, 2021	BUY	$3.12 - $3.99 $67,613 - $86,467	21,671 Added 211.51%	31,917 $127,000
Q4 2020 Feb 12, 2021	SELL	$2.34 - $3.34 $3,741 - $5,340	-1,599 Reduced 13.5%	10,246 $32,000
Q3 2020 Nov 16, 2020	SELL	$2.25 - $3.28 $30,777 - $44,867	-13,679 Reduced 53.59%	11,845 $27,000
Q2 2020 Aug 14, 2020	BUY	$1.67 - $3.9 $3,862 - $9,020	2,313 Added 9.97%	25,524 $83,000
Q1 2020 May 14, 2020	BUY	$1.6 - $6.34 $4,611 - $18,271	2,882 Added 14.18%	23,211 $47,000
Q4 2019 Feb 13, 2020	SELL	$5.75 - $6.4 $31,883 - $35,488	-5,545 Reduced 21.43%	20,329 $123,000
Q3 2019 Nov 13, 2019	BUY	$5.75 - $6.39 $75,411 - $83,804	13,115 Added 102.79%	25,874 $161,000
Q2 2019 Aug 14, 2019	BUY	$6.02 - $6.5 $13,551 - $14,631	2,251 Added 21.42%	12,759 $79,000
Q1 2019 May 14, 2019	BUY	$5.28 - $6.29 $55,482 - $66,095	10,508 New	10,508 $64,000
Q4 2018 Feb 13, 2019	SELL	$4.92 - $6.42 $72,225 - $94,245	-14,680 Closed	0 $0
Q3 2018 Nov 13, 2018	BUY	$6.03 - $6.62 $590 - $648	98 Added 0.67%	14,680 $92,000
Q2 2018 Aug 14, 2018	BUY	$5.87 - $6.26 $25,199 - $26,874	4,293 Added 41.72%	14,582 $87,000
Q1 2018 May 11, 2018	BUY	$5.88 - $6.6 $60,499 - $67,907	10,289 New	10,289 $62,000

Others Institutions Holding FGB

# of Institutions

40

Shares Held

4.69M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.53 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.18 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.42 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

384K
Shares

$1.63 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.21 Million
0.03% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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