Rfg Advisory, LLC First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Rfg Advisory, LLC

$2.86 Billion
Q1 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2019 Aug 15, 2019	SELL	$6.02 - $6.5 $61,060 - $65,929	-10,143 Closed	0 $0
Q1 2019 Apr 25, 2019	BUY	$5.28 - $6.29 $359 - $427	68 Added 0.67%	10,143 $62,000
Q4 2018 Feb 15, 2019	BUY	$4.92 - $6.42 $49,569 - $64,681	10,075 New	10,075 $52,000
Q3 2018 Nov 13, 2018	SELL	$6.03 - $6.62 $63,592 - $69,814	-10,546 Closed	0 $0
Q2 2018 Jul 25, 2018	BUY	$5.87 - $6.26 $61,905 - $66,017	10,546 New	10,546 $63,000

Others Institutions Holding FGB

# of Institutions

37

Shares Held

4.95M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.04M
Shares

$4.1 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

638K
Shares

$2.51 Million
0.04% of portfolio
Consolidated Portfolio Review Corp Woodbury, NY

566K
Shares

$2.23 Million
0.56% of portfolio
Morgan Stanley New York, NY

558K
Shares

$2.2 Million
0.0% of portfolio
Pfg Investments, LLC Woodbury, NY

554K
Shares

$2.18 Million
0.13% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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