A detailed history of Commonwealth Equity Services, LLC transactions in First Trust Specialty Finance & Financial Opportunities Fund stock. As of the latest transaction made, Commonwealth Equity Services, LLC holds 178,100 shares of FGB stock, worth $756,925. This represents 0.0% of its overall portfolio holdings.

Number of Shares
178,100
Previous 173,378 2.72%
Holding current value
$756,925
Previous $674,000 7.57%
% of portfolio
0.0%
Previous 0.0%

Shares

28 transactions
Quarter Operation Price Per share shares change shares Held SEC Form
Q3 2024

Oct 18, 2024

BUY
$3.69 - $4.19 $17,424 - $19,785
4,722 Added 2.72%
178,100 $725,000
Q2 2024

Jul 31, 2024

BUY
$3.52 - $3.92 $51,807 - $57,694
14,718 Added 9.28%
173,378 $674,000
Q1 2024

Apr 29, 2024

BUY
$3.5 - $3.77 $36,771 - $39,607
10,506 Added 7.09%
158,660 $598,000
Q4 2023

Feb 06, 2024

SELL
$3.0 - $3.59 $42,111 - $50,392
-14,037 Reduced 8.65%
148,154 $530,000
Q3 2023

Oct 23, 2023

SELL
$3.17 - $3.48 $10,004 - $10,982
-3,156 Reduced 1.91%
162,191 $547,000
Q2 2023

Aug 10, 2023

SELL
$2.87 - $3.39 $11,571 - $13,668
-4,032 Reduced 2.38%
165,347 $539,000
Q1 2023

May 11, 2023

BUY
$2.84 - $3.44 $21,708 - $26,295
7,644 Added 4.73%
169,379 $531,000
Q4 2022

Feb 07, 2023

SELL
$2.84 - $3.6 $44,409 - $56,293
-15,637 Reduced 8.82%
161,735 $494,000
Q3 2022

Nov 14, 2022

SELL
$2.8 - $3.77 $19,790 - $26,646
-7,068 Reduced 3.83%
177,372 $507,000
Q2 2022

Jul 19, 2022

BUY
$3.06 - $4.24 $9,632 - $13,347
3,148 Added 1.74%
184,440 $588,000
Q1 2022

May 04, 2022

BUY
$3.85 - $4.18 $19,496 - $21,167
5,064 Added 2.87%
181,292 $757,000
Q4 2021

Jan 31, 2022

SELL
$3.83 - $4.26 $7,250 - $8,064
-1,893 Reduced 1.06%
176,228 $720,000
Q3 2021

Oct 29, 2021

BUY
$3.88 - $4.3 $3,270 - $3,624
843 Added 0.48%
178,121 $707,000
Q2 2021

Aug 11, 2021

BUY
$3.99 - $4.36 $80,394 - $87,849
20,149 Added 12.82%
177,278 $716,000
Q1 2021

May 04, 2021

BUY
$3.12 - $3.99 $165,980 - $212,264
53,199 Added 51.19%
157,129 $626,000
Q4 2020

Feb 11, 2021

BUY
$2.34 - $3.34 $16,525 - $23,587
7,062 Added 7.29%
103,930 $324,000
Q3 2020

Nov 05, 2020

BUY
$2.25 - $3.28 $8,802 - $12,831
3,912 Added 4.21%
96,868 $221,000
Q2 2020

Aug 12, 2020

SELL
$1.67 - $3.9 $1,449 - $3,385
-868 Reduced 0.93%
92,956 $303,000
Q1 2020

May 11, 2020

SELL
$1.6 - $6.34 $8,641 - $34,242
-5,401 Reduced 5.44%
93,824 $194,000
Q4 2019

Feb 05, 2020

SELL
$5.75 - $6.4 $13,340 - $14,848
-2,320 Reduced 2.28%
99,225 $593,000
Q3 2019

Oct 30, 2019

BUY
$5.75 - $6.39 $15,151 - $16,837
2,635 Added 2.66%
101,545 $629,000
Q2 2019

Jul 19, 2019

SELL
$6.02 - $6.5 $32,754 - $35,366
-5,441 Reduced 5.21%
98,910 $614,000
Q1 2019

May 13, 2019

SELL
$5.28 - $6.29 $9,810 - $11,686
-1,858 Reduced 1.75%
104,351 $642,000
Q4 2018

Feb 11, 2019

BUY
$4.92 - $6.42 $42,489 - $55,443
8,636 Added 8.85%
106,209 $553,000
Q3 2018

Nov 06, 2018

BUY
$6.03 - $6.62 $17,221 - $18,906
2,856 Added 3.02%
97,573 $618,000
Q2 2018

Jul 31, 2018

BUY
$5.87 - $6.26 $21,613 - $23,049
3,682 Added 4.04%
94,717 $569,000
Q1 2018

May 14, 2018

SELL
$5.88 - $6.6 $11,283 - $12,665
-1,919 Reduced 2.06%
91,035 $548,000
Q4 2017

Feb 12, 2018

BUY
$6.14 - $7.0 $570,737 - $650,678
92,954
92,954 $571,000

Others Institutions Holding FGB

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND


  • Ticker FGB
  • Exchange NYSE
  • Sector Financial Services
  • Industry Asset Management
  • Description
  • First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...
More about FGB
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