Ubs Group Ag First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Ubs Group Ag

$452 Billion
Q3 2024

A detailed history of Ubs Group Ag transactions in First Trust Specialty Finance & Financial Opportunities Fund stock. As of the latest transaction made, Ubs Group Ag holds 728 shares of FGB stock, worth $3,094. This represents 0.0% of its overall portfolio holdings.

Number of Shares

728

Holding current value

$3,094

% of portfolio

0.0%

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 14, 2024	BUY	$3.69 - $4.19 $2,686 - $3,050	728 New	728 $2,000
Q3 2023 Nov 09, 2023	BUY	$3.17 - $3.48 $7,963 - $8,741	2,512 Added 95.33%	5,147 $17,000
Q2 2023 Aug 11, 2023	BUY	$2.87 - $3.39 $7,562 - $8,932	2,635 New	2,635 $8,000
Q4 2022 Feb 08, 2023	BUY	$2.84 - $3.6 $27,346 - $34,664	9,629 Added 327.41%	12,570 $38,000
Q3 2022 Nov 10, 2022	BUY	$2.8 - $3.77 $8,234 - $11,087	2,941 New	2,941 $8,000
Q2 2022 Aug 10, 2022	SELL	$3.06 - $4.24 $7,053 - $9,773	-2,305 Closed	0 $0
Q1 2022 May 16, 2022	SELL	$3.85 - $4.18 $4,004 - $4,347	-1,040 Reduced 31.09%	2,305 $10,000
Q4 2021 Feb 14, 2022	SELL	$3.83 - $4.26 $13,159 - $14,637	-3,436 Reduced 50.67%	3,345 $14,000
Q3 2021 Nov 15, 2021	BUY	$3.88 - $4.3 $26,310 - $29,158	6,781 New	6,781 $27,000
Q1 2021 May 12, 2021	SELL	$3.12 - $3.99 $13,933 - $17,819	-4,466 Closed	0 $0
Q4 2020 Feb 11, 2021	BUY	$2.34 - $3.34 $10,450 - $14,916	4,466 New	4,466 $14,000
Q3 2020 Nov 12, 2020	SELL	$2.25 - $3.28 $7,083 - $10,325	-3,148 Closed	0 $0
Q2 2020 Jul 31, 2020	SELL	$1.67 - $3.9 $16,492 - $38,516	-9,876 Reduced 75.83%	3,148 $10,000
Q1 2020 May 01, 2020	BUY	$1.6 - $6.34 $468 - $1,857	293 Added 2.3%	13,024 $27,000
Q4 2019 Feb 14, 2020	BUY	$5.75 - $6.4 $48,903 - $54,432	8,505 Added 201.25%	12,731 $76,000
Q1 2019 May 14, 2019	SELL	$5.28 - $6.29 $21,864 - $26,046	-4,141 Reduced 49.49%	4,226 $26,000
Q4 2018 Feb 14, 2019	SELL	$4.92 - $6.42 $6,302 - $8,224	-1,281 Reduced 13.28%	8,367 $44,000
Q3 2018 Nov 14, 2018	BUY	$6.03 - $6.62 $27,520 - $30,213	4,564 Added 89.77%	9,648 $61,000
Q2 2018 Aug 14, 2018	SELL	$5.87 - $6.26 $75,499 - $80,516	-12,862 Reduced 71.67%	5,084 $31,000
Q1 2018 May 15, 2018	BUY	$5.88 - $6.6 $53,655 - $60,225	9,125 Added 103.45%	17,946 $108,000
Q4 2017 Feb 14, 2018	BUY	$6.14 - $7.0 $23,694 - $27,013	3,859 Added 77.77%	8,821 $54,000
Q3 2017 Nov 14, 2017	SELL	$6.49 - $7.31 $25,895 - $29,166	-3,990 Reduced 44.57%	4,962 $34,000
Q2 2017 Aug 14, 2017	BUY	N/A	4,223 Added 89.3%	8,952 $65,000
Q1 2017 Nov 14, 2017	BUY	N/A	4,729	4,729 $35,000

Others Institutions Holding FGB

# of Institutions

Shares Held

4.69M

Call Options Held

Put Options Held

Lpl Financial LLC Fort Mill, SC

1.07M
Shares

$4.53 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

748K
Shares

$3.18 Million
0.06% of portfolio
Morgan Stanley New York, NY

570K
Shares

$2.42 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

384K
Shares

$1.63 Million
0.09% of portfolio
Sit Investment Associates Inc Minneapolis, MN

285K
Shares

$1.21 Million
0.03% of portfolio

View Full List

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

More about FGB

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