Cetera Advisors LLC Hercules Capital, Inc. Transaction History

Cetera Advisors LLC

$0
Q1 2024

28 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	BUY	$16.67 - $18.77 $738,731 - $831,792	44,315 Added 98.91%	89,118 $1.64 Million
Q4 2023 Feb 13, 2024	BUY	$15.09 - $16.93 $121,051 - $135,812	8,022 Added 21.81%	44,803 $746,000
Q3 2023 Nov 14, 2023	BUY	$14.86 - $18.02 $16,762 - $20,326	1,128 Added 3.16%	36,781 $603,000
Q2 2023 Aug 09, 2023	SELL	$12.38 - $15.08 $44,667 - $54,408	-3,608 Reduced 9.19%	35,653 $527,000
Q1 2023 May 15, 2023	BUY	$11.56 - $16.24 $6,242 - $8,769	540 Added 1.39%	39,261 $506,000
Q4 2022 Feb 14, 2023	BUY	$11.59 - $14.93 $9,967 - $12,839	860 Added 2.27%	38,721 $511,000
Q3 2022 Nov 10, 2022	BUY	$11.45 - $25.47 $343 - $764	30 Added 0.08%	37,861 $438,000
Q2 2022 Aug 11, 2022	SELL	$12.82 - $18.91 $3,999 - $5,899	-312 Reduced 0.82%	37,831 $510,000
Q1 2022 May 12, 2022	SELL	$16.56 - $18.23 $13,744 - $15,130	-830 Reduced 2.13%	38,143 $689,000
Q4 2021 Feb 14, 2022	SELL	$16.14 - $18.07 $18,109 - $20,274	-1,122 Reduced 2.8%	38,973 $647,000
Q3 2021 Nov 16, 2021	BUY	$16.5 - $17.56 $79,315 - $84,410	4,807 Added 13.62%	40,095 $666,000
Q2 2021 Aug 13, 2021	BUY	$15.98 - $17.66 $12,784 - $14,128	800 Added 2.32%	35,288 $602,000
Q1 2021 May 17, 2021	BUY	$14.21 - $16.6 $30,693 - $35,856	2,160 Added 6.68%	34,488 $553,000
Q4 2020 Feb 17, 2021	SELL	$11.13 - $14.42 $3,005 - $3,893	-270 Reduced 0.83%	32,328 $466,000
Q3 2020 Nov 13, 2020	SELL	$10.02 - $11.97 $6,412 - $7,660	-640 Reduced 1.93%	32,598 $377,000
Q2 2020 Aug 13, 2020	SELL	$6.64 - $11.83 $16,938 - $30,178	-2,551 Reduced 7.13%	33,238 $348,000
Q1 2020 May 08, 2020	SELL	$6.81 - $15.99 $15,329 - $35,993	-2,251 Reduced 5.92%	35,789 $273,000
Q4 2019 Feb 10, 2020	SELL	$12.98 - $14.44 $365,399 - $406,500	-28,151 Reduced 42.53%	38,040 $534,000
Q3 2019 Nov 06, 2019	SELL	$12.66 - $13.44 $83,897 - $89,066	-6,627 Reduced 9.1%	66,191 $884,000
Q2 2019 Aug 12, 2019	SELL	$12.57 - $13.75 $11,111 - $12,155	-884 Reduced 1.2%	72,818 $932,000
Q1 2019 May 06, 2019	SELL	$11.23 - $14.04 $1,224 - $1,530	-109 Reduced 0.15%	73,702 $935,000
Q4 2018 Feb 15, 2019	BUY	$10.63 - $13.28 $7,441 - $9,296	700 Added 0.96%	73,811 $817,000
Q3 2018 Nov 14, 2018	BUY	$12.71 - $13.64 $108,594 - $116,540	8,544 Added 13.23%	73,111 $961,000
Q2 2018 Aug 14, 2018	SELL	$11.99 - $12.97 $58,595 - $63,384	-4,887 Reduced 7.04%	64,567 $821,000
Q1 2018 May 09, 2018	BUY	$11.89 - $13.25 $186,054 - $207,336	15,648 Added 29.08%	69,454 $843,000
Q4 2017 Feb 08, 2018	BUY	$12.44 - $13.94 $530,752 - $594,750	42,665 Added 382.95%	53,806 $706,000
Q3 2017 Nov 16, 2017	BUY	$12.04 - $13.4 $10,234 - $11,390	850 Added 8.26%	11,141 $144,000
Q2 2017 Aug 14, 2017	BUY	N/A	10,291	10,291 $138,000

Others Institutions Holding HTGC

# of Institutions

327

Shares Held

32.8M

Call Options Held

711K

Put Options Held

838K

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About Hercules Capital, Inc.

Ticker HTGC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 127,239,000
Market Cap $2.44B
Description
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower...

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