Cetera Investment Advisers Nuveen Senior Income Fund Transaction History

Cetera Investment Advisers

$44.2 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 09, 2023	SELL	$4.43 - $4.7 $6,875 - $7,294	-1,552 Reduced 10.44%	13,307 $60,000
Q1 2023 May 15, 2023	SELL	$4.45 - $4.99 $5,771 - $6,472	-1,297 Reduced 8.03%	14,859 $68,000
Q4 2022 Feb 14, 2023	SELL	$4.56 - $4.91 $4,847 - $5,219	-1,063 Reduced 6.17%	16,156 $74,000
Q3 2022 Nov 10, 2022	BUY	$4.66 - $5.19 $1,085 - $1,209	233 Added 1.37%	17,219 $80,000
Q2 2022 Aug 11, 2022	BUY	$4.7 - $5.81 $202 - $249	43 Added 0.25%	16,986 $81,000
Q1 2022 May 13, 2022	BUY	$5.32 - $6.08 $340 - $389	64 Added 0.38%	16,943 $96,000
Q4 2021 Feb 14, 2022	BUY	$5.72 - $6.08 $188 - $200	33 Added 0.2%	16,879 $100,000
Q3 2021 Nov 16, 2021	SELL	$5.69 - $5.94 $9,570 - $9,991	-1,682 Reduced 9.08%	16,846 $99,000
Q2 2021 Aug 13, 2021	BUY	$5.56 - $5.92 $21,817 - $23,230	3,924 Added 26.87%	18,528 $110,000
Q1 2021 May 17, 2021	SELL	$5.18 - $5.66 $8,598 - $9,395	-1,660 Reduced 10.21%	14,604 $82,000
Q4 2020 Feb 17, 2021	BUY	$4.67 - $5.24 $75,952 - $85,223	16,264 New	16,264 $84,000

Others Institutions Holding NSL

# of Institutions

4

Shares Held

37.5K

Call Options Held

0

Put Options Held

0

About NUVEEN SENIOR INCOME FUND

Ticker NSL
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Senior Income Fund is a closed ended fixed income mutual fund launched by Nuveen Investments, Inc. It is managed by Symphony Asset Management LLC. The fund invests in fixed income markets of the United States. It primarily invests in adjustable rate U.S dollar-denominated secured Senior Loans. Nuveen Senior Income Fund was formed on Octob...

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