Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$68.4 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
ARTNA Artesian Resources Corp Utilities	Q1 2018 Filed on May 14, 2018	8,886	$32.51 - $41.89 $289K - $372K
Bank Mutual Corp New	Q1 2018 Filed on May 14, 2018	12,598	N/A
Bio Path Holdings Inc	Q1 2018 Filed on May 14, 2018	461,388	N/A
Bioverativ Inc	Q1 2018 Filed on May 14, 2018	13,555	N/A
Blackrock Ca Muni 2018 Term	Q1 2018 Filed on May 14, 2018	14,825	N/A
Blackrock Capital Investment	Q1 2018 Filed on May 14, 2018	116,000	N/A
Blue Buffalo Pet Prods Inc	Q1 2018 Filed on May 14, 2018	82,304	N/A
Boardwalk Pipeline Partners	Q1 2018 Filed on May 14, 2018	11,957	N/A
Broadsoft Inc	Q1 2018 Filed on May 14, 2018	15,000	N/A
Cascadian Therapeutics Inc	Q1 2018 Filed on May 14, 2018	15,514	N/A
Central Fd Cda LTD	Q1 2018 Filed on May 14, 2018	207,338	N/A
Claymore Exchange Trd Fd Tr	Q1 2018 Filed on May 14, 2018	11,280	N/A
Claymore Exchange Trd Fd Tr	Q1 2018 Filed on May 14, 2018	4,679	N/A
Control4 Corp	Q1 2018 Filed on May 14, 2018	7,000	N/A
Currencyshares Swiss Franc T	Q1 2018 Filed on May 14, 2018	2,091	N/A
Deutsche High Income Opport	Q1 2018 Filed on May 14, 2018	16,682	N/A
Direxion Shs ETF Tr	Q1 2018 Filed on May 14, 2018	21,012	N/A
Dreyfus Strategic Mun Bd Fd	Q1 2018 Filed on May 14, 2018	10,877	N/A
Dst Sys Inc Del	Q1 2018 Filed on May 14, 2018	3,858	N/A
DLNG Dynagas Lng Partners LP Energy	Q1 2018 Filed on May 14, 2018	23,452	$9.87 - $12.45 $231K - $292K
Eaton Vance Oh Muni Income T	Q1 2018 Filed on May 14, 2018	16,169	N/A
Finisar Corp	Q1 2018 Filed on May 14, 2018	32,639	N/A
FPA First Trust Asia Pacific Ex Ja ETFs	Q1 2018 Filed on May 14, 2018	5,852	$34.4 - $38.07 $201K - $223K
Fly Leasing LTD	Q1 2018 Filed on May 14, 2018	10,400	N/A
Galena Biopharma Inc	Q1 2018 Filed on May 14, 2018	37,047	N/A
GLOP Gas Log Partners LP Energy	Q1 2018 Filed on May 14, 2018	16,804	$22.55 - $25.4 $379K - $427K
Goldman Sachs Group Inc	Q1 2018 Filed on May 14, 2018	16,000	N/A
HEP Holly Energy Partners LP Energy	Q1 2018 Filed on May 14, 2018	6,741	$26.5 - $33.67 $179K - $227K
Hologic Inc	Q1 2018 Filed on May 14, 2018	25,000	N/A
Hovnanian Enterprises Inc	Q1 2018 Filed on May 14, 2018	14,500	N/A
HGTXU Hugoton Royalty Trust Energy	Q1 2018 Filed on May 14, 2018	10,601	$0.64 - $1.5 $6.78K - $15.9K
Iberiabank Corp	Q1 2018 Filed on May 14, 2018	2,588	N/A
Iconix Brand Group Inc	Q1 2018 Filed on May 14, 2018	85,000	N/A
Inc Resh Hldgs Inc	Q1 2018 Filed on May 14, 2018	14,976	N/A
Indexiq ETF Tr	Q1 2018 Filed on May 14, 2018	38,070	N/A
GRES Indexiq ETF Tr Iq Global Resou ETFs	Q1 2018 Filed on May 14, 2018	16,332	$27.17 - $29.23 $444K - $477K
Ishares Tr	Q1 2018 Filed on May 14, 2018	10,710	N/A
JPXN Ishares Jpx Nikkei 400 ETF ETFs	Q1 2018 Filed on May 14, 2018	4,134	N/A
Ishares U S ETF Tr	Q1 2018 Filed on May 14, 2018	2,192	N/A
JOF Japan Smaller Capitalization Fund Inc Financial Services	Q1 2018 Filed on May 14, 2018	10,926	$11.44 - $13.04 $125K - $142K
Jefferies Group Inc New	Q1 2018 Filed on May 14, 2018	10,000	N/A
Juno Therapeutics Inc	Q1 2018 Filed on May 14, 2018	17,540	N/A
LTMAY Latam Airlines	Q1 2018 Filed on May 14, 2018	22,600	N/A
Legg Mason Bw Glb Inc Opp Fd	Q1 2018 Filed on May 14, 2018	11,915	N/A
Liqtech Intl Inc	Q1 2018 Filed on May 14, 2018	42,000	N/A
M/I Homes Inc	Q1 2018 Filed on May 14, 2018	27,000	N/A
Managed Duration Invt Grd Fu	Q1 2018 Filed on May 14, 2018	10,376	N/A
MMS Maximus, Inc. Industrials	Q1 2018 Filed on May 14, 2018	6,410	$63.79 - $72.04 $409K - $462K
Misonix Inc	Q1 2018 Filed on May 14, 2018	17,405	N/A
Navios Maritime Holdings Inc	Q1 2018 Filed on May 14, 2018	11,895	N/A

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