Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$68.4 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
ATHM Autohome Inc. Communication Services	Q3 2018 Filed on Nov 06, 2018	2,934	$71.77 - $105.53 $211K - $310K
CSBR Champions Oncology, Inc. Healthcare	Q3 2018 Filed on Nov 06, 2018	11,910	$5.82 - $17.47 $69.3K - $208K
DBD Diebold Nixdorf, Inc Technology	Q3 2018 Filed on Nov 06, 2018	11,556	$3.95 - $13.1 $45.6K - $151K
RFEU First Trust ETF Iii Riverfront	Q3 2018 Filed on Nov 06, 2018	3,272	N/A
Loxo Oncology Inc	Q3 2018 Filed on Nov 06, 2018	1,206	N/A
MNOV Medicinova Inc Healthcare	Q3 2018 Filed on Nov 06, 2018	15,000	$7.06 - $12.49 $106K - $187K
Mogo Fin Technology Inc	Q3 2018 Filed on Nov 06, 2018	56,591	N/A
Nxstage Medical Inc	Q3 2018 Filed on Nov 06, 2018	13,353	N/A
Onconova Therapeutics Inc	Q3 2018 Filed on Nov 06, 2018	12,500	N/A
Pieris Pharmaceuticals Inc	Q3 2018 Filed on Nov 06, 2018	16,100	N/A
Proshares Tr Ii	Q3 2018 Filed on Nov 06, 2018	13,228	N/A
Sb One Bancorp	Q3 2018 Filed on Nov 06, 2018	7,063	N/A
Spdr Series Trust	Q3 2018 Filed on Nov 06, 2018	19,179	N/A
TRC Tejon Ranch CO Industrials	Q3 2018 Filed on Nov 06, 2018	8,600	$21.5 - $24.51 $185K - $211K
Tortoise Mlp Fd Inc	Q3 2018 Filed on Nov 06, 2018	64,320	N/A
TKC Turkcell Iletisim Hizmetleri A S Communication Services	Q3 2018 Filed on Nov 06, 2018	23,847	$3.99 - $6.92 $95.1K - $165K
Ubs Ag London Brh	Q3 2018 Filed on Nov 06, 2018	14,735	N/A
ZTO Zto Express (Cayman) Inc. Industrials	Q3 2018 Filed on Nov 06, 2018	10,250	$16.57 - $22.43 $170K - $230K
1 St Constitution Bancorp	Q2 2018 Filed on Jul 31, 2018	25,793	N/A
Alpine Global Premier Pptys	Q2 2018 Filed on Jul 31, 2018	22,666	N/A
Alpine Total Dynamic Divid F	Q2 2018 Filed on Jul 31, 2018	29,968	N/A
Barclays Bk PLC	Q2 2018 Filed on Jul 31, 2018	1,918	N/A
Barclays Bk PLC	Q2 2018 Filed on Jul 31, 2018	86,912	N/A
Bldrs Index Fds Tr	Q2 2018 Filed on Jul 31, 2018	43,222	N/A
Broadcom LTD	Q2 2018 Filed on Jul 31, 2018	29,417	N/A
Chicago Bridge & Iron CO N V	Q2 2018 Filed on Jul 31, 2018	31,554	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	19,723	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	65,386	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	156,789	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	136,641	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	186,765	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	170,565	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	221,037	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	56,820	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	21,159	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	6,904	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	33,408	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	88,009	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	8,093	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	8,753	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	135,640	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	36,598	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	93,364	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	7,707	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	35,250	N/A
COHR Ii Vi Inc Technology	Q2 2018 Filed on Jul 31, 2018	1,156	$149.61 - $185.98 $173K - $215K
Colony Northstar Inc	Q2 2018 Filed on Jul 31, 2018	170,197	N/A
Currencyshares Australian Dl	Q2 2018 Filed on Jul 31, 2018	3,757	N/A
Dbx ETF Tr	Q2 2018 Filed on Jul 31, 2018	7,087	N/A
HDAW Xtracker Msci All World Ex Us ETFs	Q2 2018 Filed on Jul 31, 2018	15,186	N/A

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