Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Sandridge Mississippian Tr I	Q3 2018 Filed on Nov 06, 2018	12,174	N/A
Seadrill Limited	Q3 2018 Filed on Nov 06, 2018	45,002	N/A
Second Sight Med Prods Inc	Q3 2018 Filed on Nov 06, 2018	13,000	N/A
Solarcity Corp	Q3 2018 Filed on Nov 06, 2018	11,000	N/A
Synthetic Biologics Inc	Q3 2018 Filed on Nov 06, 2018	11,566	N/A
Tallgrass Energy Partners LP	Q3 2018 Filed on Nov 06, 2018	7,764	N/A
Tcp Cap Corp	Q3 2018 Filed on Nov 06, 2018	46,658	N/A
TK Teekay Corp Energy	Q3 2018 Filed on Nov 06, 2018	20,000	$6.27 - $7.99 $125K - $160K
Triangle Cap Corp	Q3 2018 Filed on Nov 06, 2018	29,782	N/A
Valeant Pharmaceuticals Intl	Q3 2018 Filed on Nov 06, 2018	33,258	N/A
Verint Sys Inc	Q3 2018 Filed on Nov 06, 2018	13,000	N/A
Waddell & Reed Finl Inc	Q3 2018 Filed on Nov 06, 2018	11,407	N/A
Wgl Hldgs Inc	Q3 2018 Filed on Nov 06, 2018	9,620	N/A
Williams Partners L P New	Q3 2018 Filed on Nov 06, 2018	17,024	N/A
Abaxis Inc	Q3 2018 Filed on Nov 06, 2018	3,504	N/A
Altimmune Inc	Q3 2018 Filed on Nov 06, 2018	10,000	N/A
Blackrock Munic Incm Invst T	Q3 2018 Filed on Nov 06, 2018	11,185	N/A
Groupe Cgi Inc	Q3 2018 Filed on Nov 06, 2018	4,875	N/A
Gsv Cap Corp	Q3 2018 Filed on Nov 06, 2018	15,000	N/A
Mabvax Therapeutics Hldgs In	Q3 2018 Filed on Nov 06, 2018	27,865	N/A
Nevsun Res LTD	Q3 2018 Filed on Nov 06, 2018	17,655	N/A
ATHM Autohome Inc. Communication Services	Q3 2018 Filed on Nov 06, 2018	2,934	$71.77 - $105.53 $211K - $310K
CSBR Champions Oncology, Inc. Healthcare	Q3 2018 Filed on Nov 06, 2018	11,910	$5.82 - $17.47 $69.3K - $208K
DBD Diebold Nixdorf, Inc Technology	Q3 2018 Filed on Nov 06, 2018	11,556	$3.95 - $13.1 $45.6K - $151K
RFEU First Trust ETF Iii Riverfront	Q3 2018 Filed on Nov 06, 2018	3,272	N/A
Loxo Oncology Inc	Q3 2018 Filed on Nov 06, 2018	1,206	N/A
MNOV Medicinova Inc Healthcare	Q3 2018 Filed on Nov 06, 2018	15,000	$7.06 - $12.49 $106K - $187K
Mogo Fin Technology Inc	Q3 2018 Filed on Nov 06, 2018	56,591	N/A
Nxstage Medical Inc	Q3 2018 Filed on Nov 06, 2018	13,353	N/A
Onconova Therapeutics Inc	Q3 2018 Filed on Nov 06, 2018	12,500	N/A
Pieris Pharmaceuticals Inc	Q3 2018 Filed on Nov 06, 2018	16,100	N/A
PYN Pimco New York Municipal Income Fund Iii Financial Services	Q3 2018 Filed on Nov 06, 2018	11,441	$9.12 - $10.1 $104K - $116K
Proshares Tr Ii	Q3 2018 Filed on Nov 06, 2018	13,228	N/A
Sb One Bancorp	Q3 2018 Filed on Nov 06, 2018	7,063	N/A
Spdr Series Trust	Q3 2018 Filed on Nov 06, 2018	19,179	N/A
TRC Tejon Ranch CO Industrials	Q3 2018 Filed on Nov 06, 2018	8,600	$21.5 - $24.51 $185K - $211K
Tortoise Mlp Fd Inc	Q3 2018 Filed on Nov 06, 2018	64,320	N/A
TKC Turkcell Iletisim Hizmetleri A S Communication Services	Q3 2018 Filed on Nov 06, 2018	23,847	$3.99 - $6.92 $95.1K - $165K
Ubs Ag London Brh	Q3 2018 Filed on Nov 06, 2018	14,735	N/A
ZTO Zto Express (Cayman) Inc. Industrials	Q3 2018 Filed on Nov 06, 2018	10,250	$16.57 - $22.43 $170K - $230K
1 St Constitution Bancorp	Q2 2018 Filed on Jul 31, 2018	25,793	N/A
Alpine Global Premier Pptys	Q2 2018 Filed on Jul 31, 2018	22,666	N/A
Alpine Total Dynamic Divid F	Q2 2018 Filed on Jul 31, 2018	29,968	N/A
Barclays Bk PLC	Q2 2018 Filed on Jul 31, 2018	1,918	N/A
Barclays Bk PLC	Q2 2018 Filed on Jul 31, 2018	86,912	N/A
Bldrs Index Fds Tr	Q2 2018 Filed on Jul 31, 2018	43,222	N/A
Broadcom LTD	Q2 2018 Filed on Jul 31, 2018	29,417	N/A
Chicago Bridge & Iron CO N V	Q2 2018 Filed on Jul 31, 2018	31,554	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	19,723	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 31, 2018	65,386	N/A

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