Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$70.7 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
ATUS Altice Usa, Inc. Communication Services	Q4 2018 Filed on Feb 11, 2019	81,139	$14.61 - $19.03 $1.19M - $1.54M
Catabasis Pharmaceuticals In	Q4 2018 Filed on Feb 11, 2019	11,969	N/A
Convergeone Hldgs Inc	Q4 2018 Filed on Feb 11, 2019	100,066	N/A
PLAY Dave & Buster'S Entertainment, Inc. Communication Services	Q4 2018 Filed on Feb 11, 2019	3,240	$43.6 - $64.8 $141K - $210K
Diamond Offshore Drilling In	Q4 2018 Filed on Feb 11, 2019	31,630	N/A
Direxion Shs ETF Tr	Q4 2018 Filed on Feb 11, 2019	10,006	N/A
Donnelley R R & Sons CO	Q4 2018 Filed on Feb 11, 2019	12,374	N/A
EQS Equus Total Return, Inc. Financial Services	Q4 2018 Filed on Feb 11, 2019	15,004	$1.89 - $2.2 $28.4K - $33K
Etfs Gold Tr	Q4 2018 Filed on Feb 11, 2019	3,579	N/A
First Data Corp New	Q4 2018 Filed on Feb 11, 2019	27,433	N/A
Franklin LTD Duration Incm T	Q4 2018 Filed on Feb 11, 2019	53,226	N/A
GEOS Geospace Technologies Corp Energy	Q4 2018 Filed on Feb 11, 2019	11,448	$10.31 - $15.71 $118K - $180K
HSTM Healthstream Inc Healthcare	Q4 2018 Filed on Feb 11, 2019	6,949	$23.17 - $30.15 $161K - $210K
INGN Inogen Inc Healthcare	Q4 2018 Filed on Feb 11, 2019	912	$112.83 - $239.74 $103K - $219K
KAMN Kaman Corp Industrials	Q4 2018 Filed on Feb 11, 2019	6,417	$51.97 - $67.32 $333K - $432K
Kosmos Energy LTD	Q4 2018 Filed on Feb 11, 2019	21,400	N/A
NNI Nelnet Inc Financial Services	Q4 2018 Filed on Feb 11, 2019	4,509	$48.21 - $57.67 $217K - $260K
Ohr Pharmaceutical Inc	Q4 2018 Filed on Feb 11, 2019	11,847	N/A
RMR Rmr Group Inc. Real Estate	Q4 2018 Filed on Feb 11, 2019	2,257	$52.57 - $92.59 $119K - $209K
SPB Spectrum Brands Holdings, Inc. Consumer Defensive	Q4 2018 Filed on Feb 11, 2019	2,935	$41.68 - $74.48 $122K - $219K
Amtrust Finl Svcs Inc	Q3 2018 Filed on Nov 06, 2018	132,713	N/A
Asanko Gold Inc	Q3 2018 Filed on Nov 06, 2018	11,266	N/A
Atlantic Pwr Corp	Q3 2018 Filed on Nov 06, 2018	11,942	N/A
Baldwin & Lyons Inc	Q3 2018 Filed on Nov 06, 2018	19,360	N/A
Bank Of The Ozarks	Q3 2018 Filed on Nov 06, 2018	7,656	N/A
Blackstone Mtg Tr Inc	Q3 2018 Filed on Nov 06, 2018	25,000	N/A
Bofi Hldg Inc	Q3 2018 Filed on Nov 06, 2018	21,239	N/A
Bovie Medical Corp	Q3 2018 Filed on Nov 06, 2018	11,400	N/A
Cavium Inc	Q3 2018 Filed on Nov 06, 2018	3,673	N/A
Chart Inds Inc	Q3 2018 Filed on Nov 06, 2018	17,000	N/A
Cormedix Inc	Q3 2018 Filed on Nov 06, 2018	25,086	N/A
Cys Invts Inc	Q3 2018 Filed on Nov 06, 2018	41,942	N/A
Danaher Corp Del	Q3 2018 Filed on Nov 06, 2018	12,000	N/A
Dct Industrial Trust Inc	Q3 2018 Filed on Nov 06, 2018	22,107	N/A
Deutsche Mun Income	Q3 2018 Filed on Nov 06, 2018	150,664	N/A
DLHC Dlh Holdings Corp. Industrials	Q3 2018 Filed on Nov 06, 2018	339,577	$5.21 - $6.06 $1.77M - $2.06M
Dova Pharmaceuticals Inc	Q3 2018 Filed on Nov 06, 2018	7,200	N/A
Dr Pepper Snapple Group Inc	Q3 2018 Filed on Nov 06, 2018	7,708	N/A
FTK Flotek Industries Inc Energy	Q3 2018 Filed on Nov 06, 2018	12,929	$2.01 - $3.21 $26K - $41.5K
Halyard Health Inc	Q3 2018 Filed on Nov 06, 2018	11,090	N/A
Horizon Pharma PLC	Q3 2018 Filed on Nov 06, 2018	10,702	N/A
Idera Pharmaceuticals Inc	Q3 2018 Filed on Nov 06, 2018	54,700	N/A
Ilg Inc	Q3 2018 Filed on Nov 06, 2018	6,670	N/A
Ipass Inc	Q3 2018 Filed on Nov 06, 2018	48,738	N/A
Ishares Tr	Q3 2018 Filed on Nov 06, 2018	46,254	N/A
Ishares Tr	Q3 2018 Filed on Nov 06, 2018	12,937	N/A
Kayne Anderson Enrgy Ttl Rt	Q3 2018 Filed on Nov 06, 2018	109,903	N/A
Kkr & CO L P Del	Q3 2018 Filed on Nov 06, 2018	145,330	N/A
Lasalle Hotel Pptys	Q3 2018 Filed on Nov 06, 2018	10,256	N/A
LFVN Lifevantage Corp Consumer Defensive	Q3 2018 Filed on Nov 06, 2018	11,853	$6.33 - $13.02 $75K - $154K

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