Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Vectren Corp	Q1 2019 Filed on May 13, 2019	20,832	N/A
CIZ Victory Portfolios Ii Shs Dev ETFs	Q1 2019 Filed on May 13, 2019	39,921	N/A
VRAY View Ray, Inc. Healthcare	Q1 2019 Filed on May 13, 2019	11,338	$5.7 - $8.73 $64.6K - $99K
Weight Watchers Intl Inc New	Q1 2019 Filed on May 13, 2019	11,404	N/A
Western Gas Partners LP	Q1 2019 Filed on May 13, 2019	5,130	N/A
Apollo Coml Real Est Fin Inc	Q1 2019 Filed on May 13, 2019	25,000	N/A
Asia Pac Fd Inc	Q1 2019 Filed on May 13, 2019	11,474	N/A
Bio Path Holdings Inc	Q1 2019 Filed on May 13, 2019	42,146	N/A
Canadian Solar Inc	Q1 2019 Filed on May 13, 2019	15,000	N/A
Dun & Bradstreet Corp Del Ne	Q1 2019 Filed on May 13, 2019	2,458	N/A
CNCR ETF Ser Solutions Loncar Cance ETFs	Q1 2019 Filed on May 13, 2019	10,317	N/A
Guaranty Bancorp Del	Q1 2019 Filed on May 13, 2019	46,644	N/A
Hci Group Inc	Q1 2019 Filed on May 13, 2019	38,000	N/A
Tivo Corp	Q1 2019 Filed on May 13, 2019	20,086	N/A
UCTT Ultra Clean Holdings, Inc. Technology	Q1 2019 Filed on May 13, 2019	14,735	$8.36 - $12.85 $123K - $189K
CID Victory Portfolios Ii Shs Intl ETFs	Q1 2019 Filed on May 13, 2019	58,304	N/A
Invesco Actively Managd ETF	Q1 2019 Filed on May 13, 2019	34,388	N/A
Windstream Hldgs Inc	Q1 2019 Filed on May 13, 2019	16,285	N/A
Contrafect Corp	Q1 2019 Filed on May 13, 2019	32,027	N/A
Eclipse Res Corp	Q1 2019 Filed on May 13, 2019	23,250	N/A
HMNY Helios And Matheson Analytics Inc. Technology	Q1 2019 Filed on May 13, 2019	13,203	N/A
Lattice Strategies Tr	Q1 2019 Filed on May 13, 2019	16,872	N/A
Protective Ins Corp	Q1 2019 Filed on May 13, 2019	14,626	N/A
RJI Swedish Export Credit Corp ETFs	Q1 2019 Filed on May 13, 2019	11,362	$4.88 - $5.4 $55.4K - $61.4K
Titan Pharmaceuticals Inc De	Q1 2019 Filed on May 13, 2019	12,141	N/A
Alaska Communications Sys Gr	Q1 2019 Filed on May 13, 2019	10,740	N/A
Barclays Bk PLC	Q1 2019 Filed on May 13, 2019	35,000	N/A
BGH Barings Global Short Duration High Yield Fund Financial Services	Q1 2019 Filed on May 13, 2019	12,167	$16.07 - $18.34 $196K - $223K
Capitala Fin Corp	Q1 2019 Filed on May 13, 2019	11,310	N/A
Enable Midstream Partners LP	Q1 2019 Filed on May 13, 2019	10,000	N/A
Falcon Minerals Corp	Q1 2019 Filed on May 13, 2019	18,033	N/A
FVCB Fvc Bankcorp, Inc. Financial Services	Q1 2019 Filed on May 13, 2019	10,396	$16.79 - $18.24 $175K - $190K
General Moly Inc	Q1 2019 Filed on May 13, 2019	18,530	N/A
MCBC Macatawa Bank Corp Financial Services	Q1 2019 Filed on May 13, 2019	19,126	$9.32 - $11.13 $178K - $213K
Orbotech LTD	Q1 2019 Filed on May 13, 2019	4,430	N/A
Qep Res Inc	Q1 2019 Filed on May 13, 2019	18,543	N/A
Viavi Solutions Inc	Q1 2019 Filed on May 13, 2019	30,000	N/A
JEQ Aberdeen Japan Equity Fund, Inc. Financial Services	Q4 2018 Filed on Feb 11, 2019	10,352	$6.42 - $8.4 $66.5K - $87K
Aetna Inc New	Q4 2018 Filed on Feb 11, 2019	50,879	N/A
Alps ETF Tr	Q4 2018 Filed on Feb 11, 2019	21,835	N/A
American Railcar Inds Inc	Q4 2018 Filed on Feb 11, 2019	7,096	N/A
Andeavor	Q4 2018 Filed on Feb 11, 2019	14,756	N/A
Andeavor Logistics LP	Q4 2018 Filed on Feb 11, 2019	5,139	N/A
Apollo Invt Corp	Q4 2018 Filed on Feb 11, 2019	316,344	N/A
GYLD Arrow ETF Tr Arrow Dow Jones G ETFs	Q4 2018 Filed on Feb 11, 2019	11,731	N/A
Barclays Bank PLC	Q4 2018 Filed on Feb 11, 2019	100,445	N/A
BNED Barnes & Noble Education, Inc. Consumer Cyclical	Q4 2018 Filed on Feb 11, 2019	10,374	$3.69 - $6.67 $38.3K - $69.2K
Biomarin Pharmaceutical Inc	Q4 2018 Filed on Feb 11, 2019	14,000	N/A
Blackrock Muni 2018 Term Tr	Q4 2018 Filed on Feb 11, 2019	48,448	N/A
Boston Private Finl Hldgs In	Q4 2018 Filed on Feb 11, 2019	12,601	N/A

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