Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
BGX Blackstone Long Short Credit Income Fund Financial Services	Q3 2019 Filed on Oct 30, 2019	39,456	$15.63 - $16.4 $617K - $647K
Cantel Medical Corp	Q3 2019 Filed on Oct 30, 2019	2,894	N/A
CX Cemex Sab De Cv Basic Materials	Q3 2019 Filed on Oct 30, 2019	13,624	$2.89 - $4.32 $39.4K - $58.9K
Harborone Bancorp Inc	Q3 2019 Filed on Oct 30, 2019	20,522	N/A
Harris Corp Del	Q3 2019 Filed on Oct 30, 2019	29,203	N/A
Hornbeck Offshore Svcs Inc N	Q3 2019 Filed on Oct 30, 2019	29,000	N/A
Hospitality Pptys Tr	Q3 2019 Filed on Oct 30, 2019	33,248	N/A
Huron Consulting Group Inc	Q3 2019 Filed on Oct 30, 2019	35,000	N/A
Ishares Tr	Q3 2019 Filed on Oct 30, 2019	52,914	N/A
L3 Technologies Inc	Q3 2019 Filed on Oct 30, 2019	8,272	N/A
Macquarie Infrastructure Cor	Q3 2019 Filed on Oct 30, 2019	37,000	N/A
EBLU Ecofin Global Water Esg Fund ETFs	Q3 2019 Filed on Oct 30, 2019	8,774	$30.48 - $31.36 $267K - $275K
Nanoviricides Inc	Q3 2019 Filed on Oct 30, 2019	17,354	N/A
New York Mtg Tr Inc	Q3 2019 Filed on Oct 30, 2019	21,225	N/A
Northstar Realty Europe Corp	Q3 2019 Filed on Oct 30, 2019	24,597	N/A
Oaktree Cap Group LLC	Q3 2019 Filed on Oct 30, 2019	8,184	N/A
Pluristem Therapeutics Inc	Q3 2019 Filed on Oct 30, 2019	12,416	N/A
Red Hat Inc	Q3 2019 Filed on Oct 30, 2019	7,170	N/A
Spdr Index Shs Fds	Q3 2019 Filed on Oct 30, 2019	3,938	N/A
STC Stewart Information Services Corp Financial Services	Q3 2019 Filed on Oct 30, 2019	12,226	$33.65 - $40.53 $411K - $496K
Tableau Software Inc	Q3 2019 Filed on Oct 30, 2019	6,756	N/A
Torchmark Corp	Q3 2019 Filed on Oct 30, 2019	9,742	N/A
Total Sys Svcs Inc	Q3 2019 Filed on Oct 30, 2019	8,614	N/A
Ultra Petroleum Corp	Q3 2019 Filed on Oct 30, 2019	19,409	N/A
WB Weibo Corp Communication Services	Q3 2019 Filed on Oct 30, 2019	5,344	$34.89 - $50.21 $186K - $268K
Xerox Corp	Q3 2019 Filed on Oct 30, 2019	59,313	N/A
CO Global Cord Blood Corp Healthcare	Q3 2019 Filed on Oct 30, 2019	11,550	$4.2 - $5.87 $48.5K - $67.8K
Worldpay Inc	Q3 2019 Filed on Oct 30, 2019	2,125	N/A
Babcock & Wilcox Enterpris I	Q3 2019 Filed on Oct 30, 2019	25,367	N/A
Boingo Wireless Inc	Q3 2019 Filed on Oct 30, 2019	16,681	N/A
Cnooc LTD	Q3 2019 Filed on Oct 30, 2019	1,260	N/A
Corindus Vascular Robotics I	Q3 2019 Filed on Oct 30, 2019	10,200	N/A
Travelcenters Amer LLC	Q3 2019 Filed on Oct 30, 2019	40,072	N/A
Carbon Black Inc	Q3 2019 Filed on Oct 30, 2019	10,874	N/A
Ag Mtg Invt Tr Inc	Q3 2019 Filed on Oct 30, 2019	11,146	N/A
AIMC Altra Industrial Motion Corp. Industrials	Q3 2019 Filed on Oct 30, 2019	9,309	$23.98 - $35.97 $223K - $335K
Chemical Finl Corp	Q3 2019 Filed on Oct 30, 2019	19,968	N/A
Ubiquiti Networks Inc	Q3 2019 Filed on Oct 30, 2019	2,000	N/A
Wisdomtree Tr	Q3 2019 Filed on Oct 30, 2019	15,624	N/A
Carrizo Oil & Gas Inc	Q3 2019 Filed on Oct 30, 2019	10,958	N/A
Ensco Rowan PLC	Q3 2019 Filed on Oct 30, 2019	16,087	N/A
SCSC Scansource, Inc. Technology	Q3 2019 Filed on Oct 30, 2019	12,584	$26.92 - $34.24 $339K - $431K
ASIX Advan Six Inc. Basic Materials	Q2 2019 Filed on Jul 19, 2019	8,167	$23.7 - $33.37 $194K - $273K
Alliance Calif Mun Income Fd	Q2 2019 Filed on Jul 19, 2019	18,700	N/A
Arvinmeritor Inc	Q2 2019 Filed on Jul 19, 2019	10,000	N/A
Bemis CO Inc	Q2 2019 Filed on Jul 19, 2019	4,378	N/A
Blue Hills Bancorp Inc	Q2 2019 Filed on Jul 19, 2019	23,984	N/A
Bsb Bancorp Inc Md	Q2 2019 Filed on Jul 19, 2019	28,720	N/A
Caesars Entmt Corp	Q2 2019 Filed on Jul 19, 2019	10,193	N/A
CHN China Fund Inc Financial Services	Q2 2019 Filed on Jul 19, 2019	21,644	$18.56 - $21.64 $402K - $468K

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